韧性悖论:超越固定特质的适应之道
当前文化中弥漫着一种普遍的脆弱感,认为我们都相当脆弱。互联网尤其放大了世界的危险和有害之处,因为这些内容最能吸引我们的注意力。然而,我们有必要提醒自己,个体实际上拥有强大的内在力量。尽管有时这听起来难以置信,但关键在于允许自己“放松一些”(cut yourself a little slack),并暂时采纳这种信念,以便能够深入其中,努力向前生活。
乔治·博纳诺(George Bonanno)教授是哥伦比亚大学临床心理学教授,他的著作《创伤的终结:韧性新科学如何改变我们对PTSD的认知》("The End of Trauma: How the New Science of Resilience is Changing How We Think About PTSD")探讨了人类在面对极端逆境时的韧性。他指出,当研究人员开始确信他们识别出了“韧性轨迹”(resilience trajectory)这一真实存在的现象时,便在大量研究中得到了证实,包括超过百项由其他研究者独立完成的研究。
然而,一个核心问题随之而来:为何大多数人能够保持韧性,而有些人却不能?这个问题的答案比预想的要复杂。当我们衡量与韧性相关的、或与之并存的因素时,会发现存在许多不同的指标。公众和媒体中流传着一种“神话”,即存在少数“魔术特质”(magic traits)——例如“高韧性人群的三种特质”或“五种特质”。研究表明,虽然有许多因素与韧性相关,但它们都具有“小效应”(small effects),即它们本身并不能充分解释个体为何具有韧性。换句话说,即使一个人拥有积极思维、善于解决问题或擅长分散注意力等能力,这些因素也只能微弱地预测其在面对事件时是否能保持韧性。
博纳诺教授将此称为“韧性悖论”(resilience paradox):我们可以识别出这些看似有助于韧性的因素,但它们却无法精确预测个体在未来遭遇困境时的表现。其根本原因在于,情境千差万别,每种行为或策略都有其成本与收益。那些我们认为能增强韧性的因素,甚至是我们应对逆境时的“首选策略”,也并非在所有情况下都有效。
因此,每次面对挑战时,我们都需要为当前特定的时刻和情境,找出最佳的解决方案和策略。博纳诺教授将这一过程称为“适应性灵活性”(adaptive flexibility),他也称之为“调节灵活性”(regulatory flexibility)。适应性灵活性是一套大多数人已具备的技能,并且这些技能高度可学。然而,即使拥有这些技能,我们也必须主动运用它们,这本身就是一种“工作”(work)。要完成这项工作,我们需要动机,并相信自己能够做到,否则我们甚至不会尝试。而“我终将度过难关”的信念——尽管承认当下痛苦、糟糕且影响生活——正是我们进行这项工作所必需的。
Original English
There's a kind of a cultural trend toward thinking we're all pretty fragile right now. The internet has got us focused on how dangerous, how harmful the world is right now by all the things that we perceive that we're fed because it gets our attention. But I think that it's good to remind ourselves of how strong we actually are. It can sometimes seem like a tough sell, but it's really important to cut yourself a little slack and to allow yourself to take on that belief for a little while, at least to let yourself dig in and try to move forward with your life. My name is George Bonanno. I'm a professor of Clinical Psychology at Columbia University. My most recent book is titled, "The End of Trauma: How the New Science of Resilience is Changing How We Think About PTSD." I'm known for identifying and documenting human resilience in the face of basically the worst things that happen to people. When we began to become confident that we really had identified something real, this resilience trajectory I've talked about, we've identified it in many studies at this point. It's been identified convincingly in the majority and over 100 research studies by other people than myself, lots of other people. So it's very much a real thing. The big question then is why are most people resilient and why are some people not resilient? That turned out to be a harder question to answer than I thought, because when we measure the things that correlate with resilience, the things that co-occur with resilience, we find lots of different factors. The kind of a myth in the general public, we see it in the media, we see it in even in some professional literature is that there are a few magic traits. The three traits of highly resilient people, the five traits of highly resilient people. It turns out there are many, many factors that have been associated with resilience, but they all have what we call small effects. They don't explain very much. They only explain a little bit of who will be resilient. So in other words, if somebody says, has positive thinking or they're good at problem solving, or they're good at distracting themselves or whatever it is that they do, that is something that helps them to be resilient, it turns out that that only predicts a little bit of whether or not they will actually be resilient when something happens. I call that the resilience paradox. We can identify these things, but paradoxically, they don't actually predict who will be resilient the next time something happens. And the reason for that it turns out, is because situations vary a great deal and their are cost and benefits to everything, so these different factors that we think make us resilient, these different behaviors, even the go-to things that we think we use when we are trying to cope with adversity, they only work sometimes, they work sometimes in some situations, and they don't work very well in other times, even the things that we think are kind of our best shot don't always work. So what that means is every time something happens, all of us, we have to work out what's the best solution, what's the best strategy for this particular moment right now, this particular situation I'm in, and I call that process of doing that, adaptive flexibility. I also called it regulatory flexibility. Adaptive flexibility is basically a set of skills that most people have actually, which is a good thing. Most people have those skills, they're also highly learnable. But even if we have those skills, we have to use the skills we have, and that's work. And in order to do that work, we have to be motivated. We have to believe that we'll be able to do it, otherwise we won't even try. And that belief, that idea that I'll get through this eventually, I'm not happy this happened, this really sucks, this is painful, it's ruining my life, but I'll get through this eventually, that's the belief that we need in order to do that work. We need to somehow think we'll get through it.灵活应对:思维模式与行动序列
为了践行适应性灵活性,个体需要培养一种特定的“灵活性思维模式”(flexibility mindset)。这种思维模式包含三个相互关联且相互促进的核心信念:
- 乐观(Optimism): 这是一种相信“一切都会好起来”的信念或确信。它意味着相信未来会是好的,即使当下并不理想。这种心态在体育和其他生活领域都可见。
- 应对自信(Confidence of Coping): 也称为“应对自我效能感”(coping self-efficacy),即相信自己具备一定的应对能力。大多数人确实拥有可以运用的应对机制,关键在于提醒自己“我能够应对”。
- 挑战导向(Challenge Orientation): 也称为“挑战评估”(challenge appraisal)。它指的是将威胁性事件视为需要克服的挑战,并思考如何应对。当首次面对威胁时,我们自然会评估其严重性,但随后必须将焦点从威胁本身转移到如何克服它。过度关注威胁会导致麻痹。挑战评估意味着认识到“发生了什么,这里的挑战是什么,我需要做什么?”
基于这些信念,博纳诺教授的研究项目逐渐指向了三个关键组成部分,即他称之为“灵活性序列”(flexibility sequence)的三个步骤:
- 情境敏感性(Context Sensitivity): 当我们感到困扰或不安时,首先要停下来反思:“问题是什么?现在发生了什么?我需要做什么?”这关乎当下。许多人在极度痛苦时,会采取过于宽泛的视角,认为“这件事毁了我的生活”,这是一个难以一次性解决的巨大问题。我们需要将其分解。关注当下真正困扰我们的具体问题,例如感到焦虑,或者在某个特定地点会因过去的经历而感到焦虑。这些反应需要逐一处理。例如,如果睡眠不佳导致白天不快、注意力不集中,并引发对工作的担忧,那么需要聚焦于解决“如何睡得更好”或“如何在当下减轻焦虑”的问题。
- 策略库(Repertoire): 一旦明确了可解决的具体问题,就进入第二步——决定采用何种策略。之所以称为“策略库”,是因为每个人都拥有一系列个人策略,即我们知道如何做、过去曾用过的方法。我们从中选择。这就像打开一个工具箱,根据“我需要睡得更好”、“我需要减轻当下的焦虑”或“我需要找到不感到威胁的方法”等需求,选择当下最合适的工具并尝试使用。
- 反馈(Feedback): 这是序列的第三步,非常简单:监控我们刚刚采取的行动,并问自己:“它奏效了吗?” 尽管听起来简单,但这是关键一步,因为许多人在此处放弃。如果尝试某事无效,他们就认为“我无法应对”。这是一种危险的误解。实际上,我们应该回到“策略库”步骤,尝试其他策略。可能需要多次尝试不同的策略,直到找到有效的为止。或者,如果多种策略都无效,可能需要回到起点,从略微不同的角度重新审视问题,例如是否过于宽泛或找错了问题。
这个灵活性序列不仅为我们提供了应对挑战的工具,更重要的是,它教会我们关于自身“掌控感”(mastery)。我们能够主动影响事件,并随着时间推移解决问题。它告诉我们不必被动地任由事情发生。“时间治愈一切”固然有道理,但时间本身并不主动。我们可以主动介入,通过做决定、尝试不同方法来度过难关。即使尝试的方法无效,我们也能从中学习,知道“这个方法不行,我还有其他选择”。随着时间的推移,我们也会更了解自己的工具,更了解自己的感知方式,并能识别出在特定情境下哪些工具更有效,甚至将他人的经验纳入自己的“工具箱”。这使我们能成长为更有效能、更独立的人。
Original English
We call this the flexibility mindset. There are three core beliefs that seem to comprise the flexibility mindset. They're related and they feed off each other. One of them is optimism. That's essentially a belief or a conviction that it's going to be okay. The future will be okay, this isn't good now, but it will be okay in the future. You know, you can see this in sports, you can see it in many other domains of life. There are some athletes who have all the skills in the world, but if they don't have the motivation, if they don't have the sense of purpose, they're not going to perform well. And you see this over and over in sports. We need always to have that motivation, that belief that I'll get through this, I can do it. So another one of those beliefs is confidence of coping, sometimes called coping self-efficacy. And this is essentially a belief that I have some ability to cope. And most people do. Most people have at least some coping that they can do, some behavior, some coping mechanisms that they can use. So it's a sense of reminding ourselves, I can cope. The third belief, the third component of this that appears to be part of the mindset is what we call challenge orientation, sometimes called challenge appraisal. And that's when we think of threatening events in terms of the challenge at hand, what we need to do to get through it. You know, when we're first confronted with a threat, we naturally assess the threat because we need to know how bad something is, but that at some point we have to shift from thinking about the threat to thinking about what we need to do to get past it. If we stay too focused on the threat, we're paralyzed by that. So the challenge appraisal is a sense of, all right, what happened, what's the challenge here, what do I need to do? Our research program gradually began to point to three key components, three steps of what we now call the flexibility sequence. I pulled these together for the first time in my recent book, "The End of Trauma," and laid them out in some detail. The first step, and all three of these come from our research. The first step we call context sensitivity. And this is where we stop, and we, when something is disturbing us, we're upset, we stop and we reflect and we think, what is the problem? What's happening right now? What's the problem? What do I need to do? And this is really about the moment. You know, one of the difficulties we experience sometimes when we're really upset by something is we take a very broad perspective, right? This thing happened, it's ruining my life, it's horrible. That's too big of a problem to undo all at once. We need to take it in pieces. What's the problem at hand? What's the problem in this moment that's really bothering me. It may be that I'm feeling anxious. It may be that when I go to this one place, I get really anxious 'cause this is the place where this thing happened. It may be any number of reactions we have, and we have to take these one at a time. When we think about, okay, I need to sleep, the problem is I'm not sleeping well and that's making me unhappy during the day, and it's making me have trouble concentrating, and then I'm worried about my job, whatever that may be. What do I need to do? I need to focus on solving that problem. How do I sleep better? Or I need to focus on feeling less anxious in the moment. Once we've done that, we have a clear problem we can solve, we move to the second step of the sequence, which we call repertoire. And here we decide on a strategy we'll use, we call it repertoire though, because all of us have a repertoire of personal strategies, the things that we know how to do, the things we've used in the past, and we choose from that repertoire. It's kind of like a toolbox. We open up that toolbox and we say, "All right, I need to sleep better," or, "I need to feel a little less anxious now," or, "I need to find a way not to feel threatened when I'm in this situation." And we look in that toolbox and we decide which of these tools is going to be best to use right now, and we try something out, that takes us to the third step which we call feedback. And this is basically very quite simple in a way. We just simply monitor what we just did and ask ourselves, is it working? As simple as that may sound, this is really a key step because a lot of people give up here. If they try something, it doesn't work, they think, I can't deal with this, I just can't cope with this. I tried, you know, I tried doing this thing where I distract myself, so I won't think about it. I tried getting wrapped up in my job, which really helps me a lot, and I still kept thinking about it. So I can't cope with this. And that's actually a very dangerous misconception, I think, because what we need to do in this situation, and as it is laid out in the flexibility sequence, is we go back to the repertoire step and we try something else, we try another strategy. And we might have to continue trying strategies several times before something actually works. Or if we've tried many strategies, it may be that we have to go all the way back to the beginning and think about the problem in slightly different terms. Maybe I'm focusing too broadly, I'm focusing on the wrong problem. What's the problem that I can solve right now? There's a lesson in all of this, in these different pieces of the flexibility sequence, because not only does it give us tools for dealing with these challenges, these aversive events we experience, it also essentially is teaching us about our own mastery. We can actually do something about these events. We can actually work these things out ourselves over time. And it does teach us really that we don't need to simply let things happen to us. There's a phrase, "Time heals all ills," and time does heal things, but time doesn't, is in no rush time, takes a long time. So we can actually get in there and work to get ourselves through these events in a way that we're making the decisions, we're trying things out. The good way to think about this is even when we try something and it doesn't work, we've tried it, it's been our choice to try it, and we know, okay, this isn't working, let me see what else I have. And over time, we also begin to learn more about our tools. We learn more about how we perceive things, we learn more about the tools we have, and we can actually kind of think, okay, this tool worked pretty well in this situation and now I know I have this tool, and I saw somebody else, I heard about somebody else doing this other thing maybe I'll try that in the future I'll put that in my toolbox. So there are a lot of ways that we can grow as people and become more efficacious and more independent in a way with these kinds of tools.情境效能:策略的动态选择与自我赋能
许多人可能认为某些应对策略是普遍有效或普遍有害的,博纳诺教授称之为“统一效能谬误”(fallacy of uniform efficacy)。这种观念认为存在“黄金策略”,它们总是奏效,或者存在“不健康、适应不良”的策略,绝对不能使用。然而,研究表明事实并非如此。任何策略的有效性都高度依赖于具体情境。
例如,正念(mindfulness)本身是积极的,但它并非万能药,对于大多数人来说,它是一种日常辅助,而非解决所有问题的终极方案。同样,社会支持(social support),即向他人寻求安慰和建议,在许多情况下都有帮助,但并非总能满足特定问题的需求。博纳诺教授早期研究情绪压抑(emotional suppression)时,发现它曾被普遍视为“一概有害、一概适应不良”。但实际情况是,在某些情境下,压抑情绪可以非常适应。例如,在9/11事件研究中,一些父母为了不吓到年幼的孩子,不得不压抑自己重现的痛苦情绪。在战争等极端挑战下,有时需要暂时压抑情感以保持专注。甚至有研究表明,在某些社交场合,过度表现积极情绪可能会引起他人反感。因此,在许多需要保持冷静或避免冒犯他人的情境下,压抑情绪是必要的。
反之,那些被认为“总是健康”的策略,也并非总能奏效。例如,在某些情况下,即使是看似“不健康”的策略,如冲动行为,在特定时刻也可能起到意想不到的适应作用。这被称为“丑陋应对”(coping ugly),正如约翰·列侬的歌曲《Whatever Gets You Through the Night》所传达的那样,有时最直接、看似不完美的方法反而是当下最需要的。
这种对策略情境依赖性的理解,对于应对过去可能造成的创伤事件同样适用。即使是曾经严重影响生活、至今仍在造成困扰的事件,也可以运用灵活性序列来处理。我们不必将过去的创伤视为一个模糊、无法解决的整体(例如,“我被创伤了,生活被毁了,我无法出门”)。相反,我们可以像处理当前事件一样,将其分解为“当下时刻的问题”,并寻找可解决的切入点。
例如,一位因创伤而不敢出门的人,其核心问题可能演变为:“如何在感到脆弱和易受伤害的情况下出门?”解决方案是识别这个问题,然后寻找策略。他可以尝试告诉朋友自己有PTSD,并让朋友成为“安全屋”。尝试后,如果有效,就扩展应用。他可以尝试告诉朋友,然后出门,知道在感到不安时可以联系朋友。如果这种方式有效,他就可以逐步扩大活动范围,处理问题的其他方面。这个过程就是通过试错,关注反馈(“这是否奏效?”),不断调整,最终重新获得生活的主动权。
自我对话(self-talk)是强化这些灵活性原则的有力工具。虽然我们常进行消极的自我对话,但也可以将其转化为积极的工具。例如,为“灵活性思维模式”准备的口号可以是:“一切都会好起来的,我有工具可以应对”(乐观);“我有应对的能力,我知道该怎么做”(应对自信);“这很糟糕,我不想这样,但我需要做些什么来度过难关”(挑战导向)。对于“灵活性序列”,可以问自己:“现在发生了什么?我需要做什么?”(情境敏感性);“我的工具箱里有什么?我能用什么来应对?”(策略库)。这种自我对话,本质上是与自己进行一场有建设性的对话,帮助我们聚焦问题,找到解决方案。
总而言之,当前文化中弥漫的“脆弱感”叙事,以及围绕“我们是破碎和脆弱的”这一想法滋生的产业,并非积极趋势。灵活性理念提供了一种反击,将我们重新置于“驾驶座”。认识到我们比自己想象的更强大,并允许自己相信这一点,是至关重要的。这并非否定我们经历的痛苦,而是强调我们有能力通过积极的尝试和调整来度过难关。正如卡罗尔·德韦克(Carol Dweck)的成长型思维(growth mindset)研究所示,将能力视为固定不变会导致放弃,而将韧性视为一个动态的、可以通过努力和尝试来达成(outcome)的过程,则能赋予我们更大的能动性和掌控感。通过拥抱灵活性,我们更有可能成功应对生活中的挑战。