人类思维与进化过程的差异
人类的思维方式有点像工程师。我们首先设想一个期望的结果,然后思考如何以最短的路径实现它。我们可能会尝试一些试错,但会尽量将错误降到最低。
View/Hide Original English
Humans sort of think like engineers. We think of what we want as an outcome and how we can get there sort of in the shortest distance. And we may use some trial and error, but we really try to minimize the error.
然而,进化的过程恰恰相反,它始于错误。它从随机的变化开始,然后对这些变化进行尝试。
View/Hide Original English
Whereas really these evolutionary processes start with error. They start with a random change and then try those things out.
我们很难理解,世界上所有这些多样性和看似有序的现象,是如何从一个依赖于偶然性的过程中产生的。
View/Hide Original English
And it's really hard to get our heads around how can all the diversity and sort of seeming order that's out there in the world emerge from a process dependent upon chance.
我是肖恩·B·卡罗尔(Sean B. Carroll: 一位进化生物学家,著有多本书籍),一名进化生物学家,也是多本书的作者,包括我最近的著作《一系列幸运事件:偶然性与地球、生命和你的形成》("A series of Fortunate Events: Chance and the Making of the Planet, Life, and You.")。
View/Hide Original English
I'm Sean B. Carroll, evolutionary biologist and author of several books, including my most recent, "A series of Fortunate Events: Chance and the Making of the Planet, Life, and You."
生命如何运作:进化的阶梯。
View/Hide Original English
[Narrator] How life works, the staircase of evolution.
进化的阶梯:突变与选择
所以,进化(Evolution: 生物种群的遗传特征在世代间发生变化的过程)的真正含义是随时间推移而发生的变化。我们想知道这种变化是如何随时间发生的。
View/Hide Original English
So evolution, what it really means is change over time. So we wanna know how that change occurs over time.
这个过程有两个维度,它有点像一个阶梯。其中一个过程是突变(Mutation: DNA序列中发生的随机改变),它就像阶梯的“上升”部分。这些突变是偶然发生的。
View/Hide Original English
And there's two dimensions to this process and it kind of works like a staircase. And one process is mutation and that's the rise in the staircase. Those occur by chance.
如果没有突变发生,所有事物都将是完全相同的。因此,你需要突变才能使个体彼此不同。这些突变是基因变化,是DNA中的变化。
View/Hide Original English
If mutation didn't happen, all things would be identical. So you need mutation to make individuals different from one another. Those mutations are genetic changes, changes in their DNA.
如果偶然地,这种变化带来了有利于个体繁殖和生存的特性,它就会传播开来,这就是自然选择(Natural Selection: 生物在生存竞争中适者生存、不适者淘汰的过程),它就像阶梯的“水平延伸”部分。
View/Hide Original English
If by chance, that changes the property that favors reproduction, survival of the individuals, it will spread, and that's the selection process and that's sort of the run in the staircase.
偶然性创造了发明,而自然选择则传播了这种偶然的发明。
View/Hide Original English
Chance invents and natural selection propagates that chance invention.
一旦这个过程发生,新的突变就可以在此基础上叠加,甚至可能进一步改变其特性,这又是阶梯的另一次“上升”。如果这种变化效果更好,它就会传播。
View/Hide Original English
And once that process has happened, new mutations can then be added on top of that, maybe even changing the character a little bit further, and that's another rise in the staircase. And if that's working better, that's gonna spread.
因此,正是突变的累积和选择的累积过程,将我们带上了那个阶梯。
View/Hide Original English
And so it's the cumulative set of mutations and the cumulative process of selection that takes us up that staircase.
时间与适应性传播的速度
所以,那个阶梯可能有无数级台阶,但它必须经历一个逐步的过程:个体突变产生,在种群中传播,新的突变产生,再次在种群中传播。它不会从阶梯底部一步跳到顶部。
View/Hide Original English
So, that staircase could have goodness knows how many stairs, but it has to go through this stepwise process of individual mutations arising, sweeping through the population, new ones arising, sweeping through the populations. It doesn't go from the base of the stairs to the top of the stairs in one jump.
人们很难理解这一点,因为他们可能会思考第一步,很难想象像眼睛或鸟的翅膀这样复杂的器官是如何形成的,但答案是:时间,漫长的时间。
View/Hide Original English
And this is hard for people to get their heads around because they may think about that first step, and it's sort of hard to imagine, you know, how do you get something as complicated, as individual organs like an eye or a wing of a bird or things like that, but, time, immense time.
某种新的适应(Adaptation: 生物体为更好地在特定环境中生存和繁殖而发展出的特征)在种群中传播的速度,取决于它所带来的优势的大小。
View/Hide Original English
The speed with which some new adaptation spreads through a population depends upon the magnitude of the advantage it conveys.
如果它带来大约3%的优势,这意味着每100个没有这种优势的个体中,大约有103个拥有这种优势的个体能够存活下来,那么这大约需要1000代才能在种群中传播开来。
View/Hide Original English
If it's about a 3% advantage, meaning that about 103 individuals survive for every 100 that don't have it, well that will take about 1,000 generations to spread through the population.
我之所以说“代”,是因为这取决于生物的世代时间。例如,如果人类的世代时间是25年,那么这种优势在人类种群中传播就需要25000年。但如果世代时间是20分钟,你可以计算一下,它只需要20000分钟就能传播开来,这要短得多。
View/Hide Original English
Now I'm saying generations because it depends upon the generation time of the creature. So if the generation time, for example, if humans is 25 years, it'll take 25,000 years for that to spread through the human population. But if the generation time is 20 minutes, you can work it out. It'll take, you know, 20,000 minutes to spread through, which is much shorter.
这是一个世代的问题,因为繁殖是一个代代相传的过程。
View/Hide Original English
It's a matter of generations because it's reproduction is a generation by generation process.
突变的随机性与外部环境
强调这些突变是随机发生的,而不考虑它们对生物体是好是坏,这一点非常重要。是外部条件决定了这一切。
View/Hide Original English
It's really important to underscore that these mutations occur at random without any consideration of whether they're good or bad for the organism. It's the external conditions that are gonna sort this out.
所以,有些东西可能对一种生物有利,而对另一种生物有害,对吗?例如,颜色变化可能使一种生物在某些环境中更隐蔽,而在另一些环境中更显眼。
View/Hide Original English
So some things can be good for one creature and bad for another, okay? So for example, a color change might make a creature more invisible in some settings, more visible in another.
有些突变可能使其更好地适应温暖气候,而较差地适应寒冷气候,对吗?所以这取决于这些外部环境。因此,突变是随机产生的。
View/Hide Original English
Some mutation may make it better adapted to warmer climates, less well adapted to colder climates, right? So it depends on these external circumstances. So the mutations arise at random.
那么这些外部环境呢?我们称之为非生物条件(Abiotic Conditions: 生物所处环境中非生命部分的物理和化学因素),即生物所生活的物理世界,这在很大程度上也是随机产生的,比如构造板块在地球上的移动,火山活动,所有塑造生命条件的因素通常都源于地球的物理过程。
View/Hide Original English
Well what about those external circumstances? What we'd say the abiotic conditions, whether the physical world that the creature is living in, well that's also generated a lot at random, tectonic plates moving across the earth. You know, vulcanism, all the things that shape the conditions of life are often due to physical processes of the earth.
案例研究:南极冰鱼的适应性
在生物体所演化出的成千上万种事物中,我有一些最喜欢的例子,我认为它们真正体现了这种适应过程。我最喜欢的一组生物是南极冰鱼(Icefish: 一种生活在南极洲周围极寒水域的鱼类)。
View/Hide Original English
Of all the many thousands and millions of things that creatures have come up with, I have a few of my favorites that I think really exemplify this process of adaptation. And one of my favorite sets of creatures, there's some fish called Icefish.
它们生活在南极洲周围的南大洋中,生活在实际低于淡水冰点的水中。南极洲周围的海洋温度大约是29华氏度(约-1.67摄氏度)。这是一个充满挑战的环境。
View/Hide Original English
They live in the southern ocean around the Antarctic, and they live in water that is actually below the freezing temperature of fresh water. They're right around about 29 degrees Fahrenheit, is the ocean around the Antarctic. And that's a challenging environment.
例如,挑战性在于,你可能知道那里有浮冰,如果微小的冰晶进入这些鱼的身体,它们就会引发结冰,使鱼像鱼条一样冻结。
View/Hide Original English
So challenging for example, that you may know that there's ice flows around there, and if little ice crystals just get into the bodies of these fish, they'll nucleate freezing, they'll freeze like fish sticks.
因此,它们需要一种机制来防止自己在如此低的温度下结冰。它们所做的是进化出了抗冻蛋白(Antifreeze proteins: 一类能抑制冰晶生长,防止生物体在低温下结冰的蛋白质)。它们血液中的某些蛋白质大量产生,抑制了冰晶在它们体内生长的能力。
View/Hide Original English
So they need to have a mechanism that prevents them from freezing at that cold temperature. And what they've done is they've evolved antifreeze. Certain proteins in their bloodstream made in very large quantities suppress the ability of ice crystals to grow inside their bodies.
因此,它们能够忍受南极洲的零度以下水域,而其他鱼类则不能。
View/Hide Original English
And so they're able to tolerate that subfreezing water of the Antarctic and other fish aren't.
所以在过去的30到4000万年里,许多曾经在这些海洋中游泳的鱼类,比如鲨鱼和鳐鱼等等,都消失了。它们在这些水域中灭绝了,我们现在在更温和的水域中发现它们。
View/Hide Original English
So what's happened over the last 30 or 40 million years is that a lot of fish that were once swam in those oceans, sharks and rays and all that, they're all gone. They're extinct from those waters, we find them in more temperate waters.
但正是冰鱼和它们携带抗冻蛋白的亲属利用了这些水域。冰鱼还演化出了一种令人难以置信的巧妙特性,当博物学家首次发现时,他们感到震惊。
View/Hide Original English
But it's the Icefish and the antifreeze bearing relatives that exploit those waters. And the Icefish have also come up with something that's incredibly nifty and shocked naturalists when they first discovered it,
那就是,如果你切开任何鱼,你会看到红色的血液,因为这是有脊椎动物所拥有并在地球上存在了近5亿年的特征。
View/Hide Original English
which is if you open, which any fish, you know, slice it open, you're gonna see red blood because that's something that animals with backbones have and have had for almost 500 million years on this planet.
但如果你切开一条冰鱼,它们的血液是无色的,因为它们已经去除了红细胞(Red blood cells: 血液中负责运输氧气的细胞)。所以它们甚至没有像我们一样在血液中主动携带氧气的机制。它们已经抛弃了红细胞。
View/Hide Original English
But you slice open an Icefish, their blood is colorless 'cause they've gotten rid of red blood cells. So they don't even have a mechanism for carrying oxygen actively in their bloodstream like we do. They've ditched red blood cells.
它们抛弃红细胞的原因是,在那些低温下,血液会变得过于粘稠。这对冰鱼来说是一个劣势,而去除红细胞则是一个优势。
View/Hide Original English
And the reason they've ditched red blood cells is that those low temperatures, it makes their blood too viscous. And that's a disadvantage. To the Icefish, it was an advantage to get rid of red blood cells.
对我们其他人来说,这会立即致命。所以这很好地说明了这些适应性是多么有条件性:为了利用南大洋的资源,你必须产生抗冻蛋白并去除红细胞,而在世界其他地方,抗冻蛋白是无关紧要的,而红细胞对生命的每一秒都是必需的。
View/Hide Original English
To the rest of us, it's instantly fatal. So it's a good illustration of just how conditional these adaptations are, that to exploit the resources of the southern ocean, you gotta make antifreeze and get rid of your red blood cells, where the other parts of the world antifreeze would be irrelevant and your red blood cells are necessary for every second of life.
物种形成:一个分裂的过程
让我们谈谈物种形成(Speciation: 一个物种演化成两个或更多个不同物种的过程)。变异有助于适应的过程就是适应。但物种形成是从一个物种产生两个物种的过程。
View/Hide Original English
Let's talk about speciation. That process of variations helping to adapt, that's the process of adaptation. But speciation is the generation of two species from one.
形成两个物种需要什么条件?我们知道,这正是华莱士(Wallace: 阿尔弗雷德·拉塞尔·华莱士,与达尔文独立提出自然选择理论的博物学家)和达尔文(Darwin: 查尔斯·达尔文,提出进化论的博物学家)的岛屿生物学所帮助解释的,他们观察到不同岛屿上的物种。
View/Hide Original English
What that take for there to be two species to form? And we know, and this is where in the island biology of Wallace and Darwin help, is that they were seeing species on different islands.
岛屿提供了某种隔离,这种隔离意味着这些种群之间没有基因交流(Gene exchange: 不同个体或种群之间遗传物质的交换)。随着时间的推移,这些种群中的每一个都会积累在一个种群中存在而另一个种群中不存在的突变,反之亦然。
View/Hide Original English
Well, islands provide some isolation, and that isolation means that those populations aren't exchanging genes. Over time, each of those populations will accumulate mutations that exist in one population and not the other vice versa.
那么,这些突变可能会使它们在基因上变得足够不同,以至于如果这些生物再次接触,它们可能彼此不兼容,从而形成新的物种。
View/Hide Original English
Well, those could become genetically distinct enough that if those things were ever to come back again in contact, they may not be compatible with one another, and they'll be species.
这需要多长时间呢?据估计,对于像哺乳动物和鸟类这样的大型动物,大约需要200万年。但200万年仍然是很长的时间。
View/Hide Original English
So how long does that take? Well, it's been estimated for big animals like mammals and birds, that works out to roughly be about 2 million years. But 2 million years is still a long time.
你可能听说过,例如,现在有非常强烈的证据表明,智人(Homo sapiens: 现代人类的学名)这个物种曾与尼安德特人(Neanderthals: 已灭绝的古人类物种)这个不同的物种进行过交配。
View/Hide Original English
And you've probably heard, for example, that there's now very strong evidence that homo sapiens are species mated with Neanderthals a distinct species.
在过去的几十年里,生物学家们发现,物种屏障(Species barrier: 阻止不同物种之间成功繁殖的机制)比我们最初想象的要多孔得多。
View/Hide Original English
And what's really happened in the last few decades is that for biologists, that species barrier has become much more porous than we first thought it was.
在达尔文时代,物种被认为是真正独立的实体,我们不认为它们之间会发生任何“不正当”行为。
View/Hide Original English
In the old days, in Darwin's day, species were characterized as really distinct things and we didn't think there was any kinda shenanigans going on between them.
但我们现在明白,情况要多孔得多,在种群分化的某个时期,它们可以重新结合。我们人类可能称之为不同物种的生物,通常可以进行杂交。
View/Hide Original English
But we now understand that it's a much more porous situation that for some period of time as populations are diverging, they can get back together. And things that we humans might call distinct species can't often interbreed.
另一个常见的问题或想法是,例如,如果人类从猿进化而来,为什么猿类仍然存在?
View/Hide Original English
Another common question or idea is that, you know, for example, if humans evolve from apes, why are apes still around?
重要的是要理解,进化是一个分裂的过程。所以家族树不断分裂。
View/Hide Original English
Well, the important thing is to understand that evolution is a splitting process. So the family trees keep splitting.
因此,这棵树的人类部分现在有了自己独立于猿类部分的进化历史。我们大约在600万年前有一个共同的祖先。
View/Hide Original English
So the human part of that tree has had now its own separate history from the eight part of that tree. We shared a common ancestor about 6 million years ago.
但猿类继续以它们的方式生活,例如在旧世界。当然,现在仍然存在着各种各样的猿类:狒狒、猩猩、大猩猩、黑猩猩等等。
View/Hide Original English
But apes have gone on living as they do, for example, in the old world. And there's a great diversity of apes, of course still here. Baboons, orangutans, gorillas, chimpanzees, et cetera.
而人类分支则继续发展,拥有自己的进化轨迹。进化不是线性的,也不是所有新事物都取代旧事物,它是一个分裂的过程。
View/Hide Original English
While the human branch has gone on, and has its own evolutionary trajectory, it's not that evolution is linear and that everything new replaces the old, it's a splitting process.
因此,这就是为什么生命之树(Tree of Life: 描绘地球上所有生物之间进化关系的概念性图谱)从共同祖先分裂出无数分支的原因。
View/Hide Original English
And so that's why the Tree of Life has just split into enormous numbers of branches from common ancestors.
进化的记录:化石与DNA
我们进化的两个主要记录是化石记录(Fossil record: 地球上保存下来的古代生物遗骸和遗迹的集合)和DNA记录(DNA record: 通过分析生物体的DNA序列来追踪其进化历史和亲缘关系)。
View/Hide Original English
Two of our main records of evolution are the fossil record and the DNA record.
DNA记录主要只对活着的生物以及可能在过去一百万年内生存过的生物可用。我们是否拥有每一块“砖”?我们是否拥有每一个中间环节?
View/Hide Original English
The DNA record is largely only accessible to us for living creatures and maybe some creatures that have lived over the past million years. You know, do we have every brick? Do we have every intermediate?
不,因为灭绝(Extinction: 一个物种的所有个体从地球上消失)带走了所有物种的99.9%。所以如果没有灭绝,我们就会有一个完美的进化记录,对吗?
View/Hide Original English
No, 'cause you know, extinction takes away 99.9% of all species. So if there was no extinction, we'd have a perfect record of evolution, right?
例如,我们没有恐龙的DNA记录,但我们有恐龙的化石记录。所以我们利用这两个记录来重建生命的历史。
View/Hide Original English
We don't have the DNA record of dinosaurs, for example, but we've got the fossil record of dinosaurs. So we use these two records to sort of reconstruct the history of life.
这使我们能够重建相当复杂事物的进化过程。让我们以鱼鳍演变为行走肢为例。
View/Hide Original English
That allows us to reconstruct the evolution of things that are fairly complex. Let's take something like a walking limb from a fish fin.
这个进化过程发生在2000万到3000万年间,大约在3.8亿到3.9亿年前。为了做到这一点,我们必须找到代表进化各个阶段的化石,并观察所有骨骼是如何变化的。
View/Hide Original English
This evolutionary process transpired over 20, 30 million years, about 380, 390 million years ago. To do that, we have to get fossils that represent the various stages of evolution and see how did all the bones change?
所以你从一个游泳的鳍演变为一个行走的肢体,而现在的化石记录已经相当完善了。
View/Hide Original English
So you went from a swimming fin to a walking limb, and the fossil record by now is pretty darn good.
然后我们可以研究有鳍的生物(鱼类),以及像两栖动物(Amphibians: 一类既能在水中生活又能在陆地生活的脊椎动物)这样有肢体的生物,我们可以弄清楚这些基因程序是如何运作的,以及它们之间的差异在哪里。
View/Hide Original English
Then we can go to creatures that have fins, fish, and we go to creatures like amphibians that have limbs and we can figure out how do those genetic programs work and where are the differences.
现在我们还没有把所有细节都弄清楚,那将是极其耗时和昂贵的,但我们肯定有了一个大致的图景,我们理解了骨骼在历史上是如何变化的,我们也理解了发育程序是如何改变以在鳍的位置生成一个肢体的。
View/Hide Original English
Now we don't have every detail sorted out and that would be incredibly time consuming and expensive to do, but we certainly have the general picture that we understand how the bones changed in history and we understand how the development of program changed to generate a limb in the place of a fin.
这并不是达尔文时代所拥有的。这实际上是我们最近20到25年才有的东西。
View/Hide Original English
And that's not something Darwin ever had. That's something that we really only had for the last 20 to 25 years.
所以进化科学在这个巨大的基础上不断发展,我们得到的是一个越来越详细、越来越可靠的已发生事件的记录。
View/Hide Original English
So evolutionary science keeps building on this huge foundation and what we get is an ever more detailed and ever more confident record of what's happened.
但毫无疑问的是,这个过程——突变和选择,突变和选择——是普遍存在的,每天都在每一个生物的每一个种群中发生。
View/Hide Original English
But what's at no doubt is that this process, mutation and selection, mutation and selection is the universal, going on in every population of every living thing every day.
事实上,突变和选择的这个过程似乎如此普遍,以至于我们认为它在生命起源时一定发挥了至关重要的作用。而且无论宇宙中生命存在于何处,它都在运作。
View/Hide Original English
In fact, this process of mutation and selection seems so universal that we think it must have played a vital role at the origin of life. And that anywhere where life exists in the universe it's operating.
“科学理论”的真正含义
所以,进化是一个广阔而丰富的过程,我们已经尝试理解它160年了。在这个过程中,关于如何传播它存在一些误解,我认为这与我们科学家使用的术语和它们的普遍理解之间存在一些冲突。
View/Hide Original English
So evolution is this vast and rich process and you know, we've been trying to understand it for 160 years. And in the course of that, there's some misunderstanding in just how it's communicated, where I think there's some conflict between the terms we scientists use and sort of their common understanding.
其中一个词就是“理论”。我们谈论科学理论(Scientific Theory: 经过大量观察、实验和证据严格检验并被广泛接受的对自然现象的解释)。在科学的层级中,理论远高于事实或仅仅是观察。
View/Hide Original English
And one of those is theory. We talk of scientific theories. Theory is much higher on the hierarchy than, for example, a fact or just an observation.
一个理论是由大量的事实(Fact: 已经被证实或普遍接受的客观真实陈述)和独立的、相互印证的证据汇集而成的。所以,一个理论实际上是科学思想的最高类别。
View/Hide Original English
A theory is assembled from lots and lots of facts and independent lines of evidence that sort of cohere. So a theory is really sort of the top category of scientific idea.
当然,在日常生活中,“理论”可能意味着“我的最佳猜测”或者“我只是在推测”。
View/Hide Original English
Where of course, you know, in the street theory might mean that's my best guess or that's just something that I'm conjecturing
我们谈论那种推测的方式,我们称之为假说(Hypothesis: 基于有限证据提出的,需要进一步检验的解释或预测)。当假说经过严格检验后,才能有助于形成一个理论。
View/Hide Original English
The way we talk about those kind of conjectures, we call those hypotheses. And that when hypotheses have been rigorously tested, that's what can contribute to making a theory.
所以,当人们谈论理论时,不要认为我们对进化的真相仍然非常不确定。情况并非如此。
View/Hide Original English
So folks, when we speak of theory, think that we're still very tentative about the truth of evolution. That's not all the case.
进化论在过去160年里取得了巨大的发展,它是一个庞大的观察、证据和事实体系,这些事实彼此一致,并来自完全不同的科学来源。
View/Hide Original English
The theory of evolution, which has grown enormously in the last 160 years is a huge body of observations, evidence, and facts that are consistent with one another, that come from completely different sources of science.
这就是它力量的来源。当然,我希望“理论”这个词的日常含义能够被更好地理解。
View/Hide Original English
And that's what gives it its power. Of course wish that maybe that connotation of theory that's, you know, more of the everyday connotation would be better understood.
想支持这个频道吗?加入Big Think会员社区,你将可以提前无广告地观看视频。
View/Hide Original English
[Narrator] Wanna support the channel? Join the big think members community where you get access to videos early ad free.