马基雅维利:被误解最深的思想家 Dwarkesh Patel 2026-06-16

历史背景:意大利的动荡

[主持人]: 好的,我又请来了艾达·帕尔默,她是芝加哥大学的科幻作家、作曲家和历史学家。今天,我想和你谈谈马基雅维利。他写了《君主论》,将其献给洛伦佐·迪·皮耶罗·德·美第奇,并于1513年呈送给他。他在最后一章中说:“你是唯一能将意大利从当前这片废墟和劫掠之地拯救出来的人。”为什么情况会如此糟糕?他写作《君主论》的历史背景是什么?我将对此给出一个分为两部分的答案,当然,对于任何细致的历史来说,都可能有很多部分。教皇国是其中一部分,而意大利的城邦结构则是另一部分。

Original English

[Host]: Okay, I'm back with Ada Palmer, who is a science fiction author, composer, and historian at the University of Chicago. Today, I want to talk to you about Machiavelli. He writes The Prince. He dedicates it to Lorenzo di Piero de' Medici and gives it to him in 1513. He says in the final chapter, "You're the only person who can bring Italy from its current place of ruin and ravage." Why were things so bad? What is the historical context in which he's writing The Prince? I'm going to give a two-part answer to that, although of course with any granular history there can be many parts. The papacy is part of it, and then the city-state structure of Italy is another part of it.

[艾达·帕尔默]: 我先从城邦结构说起。政治中有一个原则:当一个政府有很长的连续性,并且执政了很长时间,那么这个政府就拥有很大的合法性。人们相信它的制度,人们习惯了它。即使你抱怨它,它也是政府。当你打破这种连续性——当你推翻统治者,解散共和国,引入新事物时——它就不再有同样的持久力。因此,当发生一次政权更迭时,紧接着往往会发生五次、六次、七次政权更迭,像连珠炮一样,一次又一次。我们看到法国共和国经历了多少次迭代:法兰西共和国,然后是复辟的君主制,然后是共和国,然后是君主制。当一个长期存在的东西破裂时——砰、砰、砰、砰、砰——你就会陷入混乱。英格兰的玫瑰战争也类似。有一个长期稳定的王朝。一旦国王被推翻,你就会经历一次又一次的推翻,持续很长时间,因为连续性的线索被切断了。在马基雅维利的一生中,这条连续性的线索在意大利的大多数城市都被切断了。从他的角度来看,这保证了这些政府将会有更多、更多、更多的推翻。马基雅维利出生时,意大利有六七个城邦的政府最近被连根拔起。到他写《君主论》的时候,已经有几十个了,事实上,是这些地方的大多数。所以情况很不稳定。几乎没有政府有持久力。几乎每个政府都准备好被再次取代,再次取代,再次取代。这是他认为存在这种紧迫感和无法实现稳定的保证的一半答案。

Original English

[Ada Palmer]: I'll start with the city-state structure. There's a principle in politics that when there's long continuity of a government, and the government has been in power a long time, that government has a lot of legitimacy. People believe in its institutions. People are used to it. Even if you complain about it, it's the government. When you break that—when you overthrow the ruler, when you dissolve the republic, when you put in a new thing—it doesn't have that same staying power. So it's very common when there's one regime change for there to then be five regime changes, rapid fire, over and over. We see this with how many iterations the French Republic goes through: the French Republic, and then restored monarchy, and then republic, and then monarchy. When a long thing cracks—boom, boom, boom, boom, boom—you get chaos. England's Wars of the Roses are similar. There was one stable dynasty for a long time. The moment that a king is overthrown, then you have overthrow, overthrow, overthrow, overthrow for a long time, because the thread of continuity was cut. In Machiavelli's lifetime, that thread of continuity is cut for the majority of cities in Italy. And that guarantees, from his perspective, that there are going to be more, and more, and more overthrows in those governments. When Machiavelli was born, there were six or seven city-states in Italy that had had their governments uprooted recently. By the time he's writing The Prince, it's dozens, in fact, the majority of these places. So it's volatile. Almost no government has staying power. Almost every government is ripe for yet another replacement, yet another replacement, yet another replacement. That's half the answer of why he perceives there to be this urgency and this guarantee that there cannot be stability.

教皇国的动荡

[艾达·帕尔默]: 另一半是教皇国。教皇国当然是一个长期演变的有机体。教皇国现在是世界上最古老的制度之一。即使在500年前,它也是世界上最古老的制度之一。众所周知,当权力集中在一个权威机构,特别是行政长官手中时,该行政长官使用权力的方式可能会发生变化。每个人都会为下一个设定规范。在马基雅维利的一生中以及之前不久,一连串的教皇扩大了行政权力,特别是在军事方面,发动了更多的战争,或者更随意地推翻政府。有许多城邦直接由教皇国统治,理论上,教皇可以任命任何人作为该城市的统治者。这里有一位教皇。他有一个私生子。他希望他的私生子成为某个地方的统治者,所以他推翻了一个城市的政府,让他的儿子上位。下一位教皇对三个城市这样做了。下一位教皇对五个城市这样做了。很快我们就有了一个先例,即每一位新教皇都觉得自己有权随心所欲地推翻棋盘上的每一个棋子。一旦这成为常态,即使是一位相当善良的教皇也会继承这样一种观念:教皇将要推翻和取代政府。这在意大利内部造成了一种独特的动荡,这是欧洲其他任何地方都不会经历的,因为无法预测下一位教皇会是谁。它不是世袭的。你无法为此做计划。下一位教皇是选举产生的。正如选举中经常出现的情况一样,下一位教皇往往是由所有憎恨现任教皇的人组成的联盟选举产生的。选举政治的一个特点是它倾向于摇摆,那些不在权力中心的人会努力在下一届政权中掌权。我们假设这一时期教皇的平均任期为十年。所以每十年,你就会突然拥有一位完全无法预测的新君主,他几乎可以肯定是旧君主的敌人之一,因此会撕毁并替换旧君主试图做的一切。所以马基雅维利在写《君主论》最后一章时,环顾四周说:“好吧,我们面临一场完美风暴。这个地区几乎每一个政体的合法性线索都被切断了。它的制度没有传统。它的人民对现任统治者没有投入。这些都是之前被推倒、刚刚勉强站起来的棋子。他们随时准备倒下。”与此同时,没有什么能阻止教皇的更替。唯一能阻止教皇更替的事情是,有一个人在这个地区附近获得足够的权力和优势,他有持久力,有儿子和世袭,他可以做切萨雷·博尔贾试图做的事情:在教皇国附近拥有足够的权力,以强烈影响下一位教皇,创造出否则不可能实现的稳定。

Original English

[Ada Palmer]: The other half is the papacy. The papacy, of course, is a long and evolving organism. The papacy is one of the oldest institutions in the world now. It was one of the oldest institutions in the world even then, even though this is 500 years ago. As we all know, when you have power centralized in an authority, especially an executive, there can be changes in how that executive uses that power. Each one sets norms for the next one. Over the course of Machiavelli's lifetime and just before, a bunch of consecutive popes expanded executive power, especially in the military side, and launched more wars, or did more arbitrary overthrow of governments. You have a number of city-states that are directly ruled by the papacy, and in theory, the pope can appoint anybody to be ruler of that city. Here is a pope. He has an illegitimate son. He wants his illegitimate son to be ruler of something, so he overthrows the government of a city and puts in his son. The next pope does it to three cities. The next pope does it to five. Soon we have a precedent that every new pope feels he has the authority to knock down every pawn upon the chessboard if he feels like it. Once that is the norm, even a fairly nice pope still inherits the idea that the pope is going to overthrow and replace governments. This creates a unique instability within Italy that no other part of Europe is subject to, because there is no predictability to who's going to be pope next. It isn't hereditary. You can't plan for it. The next pope is elected. As is often the case with elections, very frequently the next pope will be elected by a coalition of all the people who hate the current pope. One of the things that electoral politics does is that it tends to swing, in which those outside of power work hard to get into power with the next regime. Let’s assume the average length of a papacy is ten years in this period. So every ten years, you suddenly have a completely unpredictable new monarch who's almost guaranteed to be one of the enemies of the old monarch, and will therefore rip up and replace all of the things that that monarch tried to do with new things. So Machiavelli, when he's writing the last chapter of The Prince, is looking around and saying, "Okay, we have a perfect storm. Practically every polity in this region has just had the thread of legitimacy cut. Its institutions have no traditions. Its people have no investment in its current rulers. These are all pawns that have been knocked over before and barely stood up again. They're ready to fall." Meanwhile, nothing will stop the turnover of popes. The only thing that could stop the turnover of popes would be one person gaining enough power and ascendancy near this region, who has staying power, who has sons and heredity, that he can do what Cesare Borgia tried to do: have enough power near the papacy to strongly influence the next pope to create a kind of stability that's otherwise impossible.

[主持人]: 所以他希望美第奇家族至少不要统一意大利,而是要稳定意大利。

Original English

[Host]: So he wants the Medicis to not unify Italy, but stabilize Italy at the very least.

[艾达·帕尔默]: 没错,通过征服足够大的一块地盘,让教皇国惧怕他们并必须与他们谈判,而不是让教皇国被那些不断被推翻、推翻、再推翻的小而弱小的势力所包围。

Original English

[Ada Palmer]: Exactly, by having conquered enough of a chunk that the papacy fears them and must negotiate with them, as opposed to the papacy being surrounded by small, weakened powers that will constantly be turned over and turned over and turned over.

[主持人]: 对,而且当时的教皇是美第奇家族的人,对吧?

Original English

[Host]: Right, and the pope now is a Medici, right?

[艾达·帕尔默]: 在那个时刻,是的。

Original English

[Ada Palmer]: At that moment, yes.

[主持人]: 所以这让它变得更加可信。让我们再铺垫一些历史背景。在马基雅维利写《君主论》之前,他是一名官僚外交官。他在职业生涯中遇到了很多这些著名人物。我想知道他对法国国王路易、德国的马克西米利安、神圣罗马帝国有什么看法。我想知道他对切萨雷·博尔贾的看法。

Original English

[Host]: So it makes it even more plausible. Let's lay down a little more historical context. Before Machiavelli writes The Prince, he's a bureaucratic diplomat. He meets through his career a lot of these famous figures. I want to know what he makes, for example, of King Louis of France, Maximilian of Germany, the Holy Roman Empire. I want to know what he made of Cesare Borgia.

马基雅维利与切萨雷·博尔贾

[艾达·帕尔默]: 事实上,他在《君主论》中花了很多篇幅试图掩盖他对切萨雷·博尔贾的关心程度远超其他人。这太有趣了。他试图保持平衡。他试图谈论这个例子,那个例子,瓦伦蒂诺,还有那个例子。有时他就是做不到。在他讨论瓦伦蒂诺的失败时,有一个不可思议的、神奇的时刻。那是在他积聚了所有权力,成功征服了意大利几乎一切之后。突然,他的父亲,教皇,和他自己同时病倒了。当马基雅维利描述这一点时,他说:“切萨雷·博尔贾所做的一切,他都做对了。他征服了这个王国。他本可以保住它。他失去它的唯一原因是命运。”马基雅维利应该说的是:“瓦伦蒂诺为他父亲的死做好了所有可能的准备,除了他自己也濒临死亡的可能性。”但马基雅维利不是这么说的。马基雅维利说的是:“他告诉我他已经计划好了。”第一人称出现了。我们的历史学家再也无法掩饰自己了。他太在乎了。“他告诉我”,第一人称,他已经为他父亲的死做好了万全准备,除了他自己也可能在那时失去行动能力的可能性。这是一个神奇的时刻,作者和读者之间的面纱就在那一刻被打破了。我们意识到,所有其他人,他都是远远观察的。但马基雅维利就在瓦伦蒂诺旁边的房间里,一直陪伴在他身边。他对这个如此独特、富有魅力和令人恐惧的人有着最不可思议、改变人生的第一手观察,以至于当你读到关于他的描述时,它们从“这是我见过的最不可思议、最有魅力的领袖”到“这个人的魅力超自然,以至于他一定是字面意义上的敌基督或死亡天使在地球上的化身,因为我对他是如何如此有说服力和魅力没有其他解释。”马基雅维利就在房间里。你时不时地能感觉到他仍然处于这个不可思议的人物的魔咒之下,他曾在他身边担任世界上最可怕的工作。

Original English

[Ada Palmer]: He spends a lot of The Prince, in fact, trying to veil how much more he cares about Cesare Borgia than everyone else. It's so interesting. He tries to be balanced. He tries to talk about this example, and this example, and this example, and Valentino, and this example. Sometimes he just can't. There's that incredible, magical moment when he's discussing Valentino's fall. It’s the moment when he has amassed all this power, he's successfully conquered almost everything within Italy. Suddenly both his father, the Pope, and him fall ill at once. When Machiavelli describes this, he's saying, "Everything Cesare Borgia did, he did right. He conquered this kingdom. He would've kept it. The only reason he lost it was fortune." What Machiavelli should say is, "Valentino had planned for every contingency at his father's death, except the possibility that he would also be on death's door." But that's not what Machiavelli says. What Machiavelli says is, "He told me that he had planned." The first person breaks in. Our historian cannot veil himself anymore. He cares too much. "He told me", first person, that he had prepared for everything in the event of his father's death, except the possibility that he himself would also be incapacitated at the moment. It's such a magical moment where the veil between the author and the reader breaks for just that moment. We realize that all of these others, he observed from a distance. But Machiavelli was in the room next to Valentino, at Valentino's side through this. He had the most incredible, life-changing, first-person view of this man so unique, and charismatic, and terrifying, that when you read accounts of him, they range from "This was the most incredible, charismatic leader I've ever met," to "This man was supernaturally charismatic to the degree that he must be literally the Antichrist or an incarnation of the angel of death on Earth, because I have no other explanation of how he could be so persuasive and charismatic." Machiavelli was in the room. And every so often you just feel that he's still in the spell of this incredible figure at whose side he had the scariest job in the world.

[主持人]: 马基雅维利处理与切萨雷·博尔贾关系的工作……很明显,博尔贾的计划是征服意大利中部的教皇国。托斯卡纳,佛罗伦萨的领地,就像一个小缺口,像是从教皇国侧面拼出来的一块拼图。任何看地图的人都会说:“你必须征服它。你只需要征服这个。没有它你就无法拥有一个王国。”没有办法阻止它。那么你该怎么办?马基雅维利给他的政体的建议是:这次我们无法成功说服这位征服者放过我们。我们不能永久地贿赂他去做别的事情。但我们可以争取时间。我们可以绝对地、卑躬屈膝地发誓做他想做的任何事。我们可以给他我们的军队,我们可以给他我们的钱。我们可以付钱给他,帮助他征服剩下的部分,并背叛我们的盟友。背叛博洛尼亚。佛罗伦萨与博洛尼亚有300年的防御联盟。他说:“我们必须打破它。现在整个世界都破碎了。我们必须打破我们拥有的每一个承诺和每一个世袭联盟。我们必须站在这个人身边。”唯一可能的生存机制是通过忠诚、支持,以及马基雅维利在他耳边永远低语“佛罗伦萨是忠诚的。佛罗伦萨是忠诚的”来赢得他的好感。通过这种方式,我们买到了波吕斐摩斯的恩惠,征服者可怕的承诺:“我喜欢你,我的客人。我会最后一个吃你。”那是共和国唯一的希望。这就是马基雅维利的工作:站在自腓特烈·巴巴罗萨以来欧洲最可怕的人身边,不断地在他耳边低语:“佛罗伦萨共和国将支持您,并将给予您所要求的任何东西。只要最后一个吃我们就行。”

Original English

[Host]: Machiavelli's job dealing with Cesare Borgia… It's very clear that the Borgia plan is to conquer the Papal States in the middle of Italy. Tuscany, Florence's dominion, is this little notch, like a puzzle piece out of the side of the Papal States. Anybody with a map looking at it is like, "You've got to conquer that. You just have to conquer this. You can't have a kingdom without it." There is no way to stop it. So what do you do? Machiavelli's advice to his polity is: this time we're not going to succeed in persuading this conqueror to pass us by. We can't bribe him into doing something else permanently. But we can buy time. We can absolutely and abjectly swear to do anything he wants. We can give him our forces, and we can give him our money. We can pay him and help him conquer the rest of it, and betray our allies. Betray Bologna. Florence had had a 300-year alliance to defend Bologna. He said, "We have to break it. The whole world is broken right now. We have to break every promise and every hereditary alliance we had. We must be at the side of this man." The only possible survival mechanism is to win from him through loyalty, through support, and through Machiavelli being at his ear whispering forever, "Florence is loyal. Florence is loyal." By that, we buy the boon of Polyphemus, the terrifying promise of the conqueror: "I like you, my guest. I'll eat you last." That's the republic's only hope. That's Machiavelli's job: to stand next to the scariest man who has lived in Europe since Frederick Barbarossa and whisper constantly in his ear, "The Florentine Republic will support you and will give your grace anything you ask. Just eat us last."

[主持人]: 这是否与他在《君主论》中所说的相矛盾?他说永远不要借助大国的力量崛起,因为即使成功了,你也让一个比你强大的人获得了权力,你将受其摆布。

Original English

[Host]: Doesn't it contradict what he was saying in The Prince about how you should never rise with the help of great powers, for even in success you have empowered somebody who is stronger than you and at whose mercy you are?

[艾达·帕尔默]: 这不是佛罗伦萨旨在崛起。这不是佛罗伦萨期望从中获得任何东西。这是佛罗伦萨知道它会失去。马基雅维利非常坦率地承认,如果亚历山大再活一年,瓦伦蒂诺就会完成他的征服,最终占领佛罗伦萨,一切就都结束了。但教皇是会死的。争取时间有时是一种生存机制。所以马基雅维利有着不可思议的第一手经验,他与瓦伦蒂诺一起经历了所有这些决定,与他一起经历了塞尼加利亚大屠杀,当时有传言说瓦伦蒂诺的一些人害怕他并密谋推翻他。他们非常害怕他,决定放弃阴谋,而他听到了。他会见他们,告诉他们:“我原谅你们。没关系。你们已经重新向我宣誓效忠。你们通过了考验。我相信你们。一切都好。”他邀请他们参加宴会,然后屠杀了他们所有人。宽恕是假的。背叛受到了惩罚。几个月后,有一封令人惊叹的信,马基雅维利的亲人从佛罗伦萨写信,因为他们收到了他在塞尼加利亚大屠杀后寄来的信。他们说:“哦,感谢上帝,你还活着。我们不知道。我们只听说他屠杀了大量和他在一起的人。我们不知道你是否还活着。”在混乱中花了几个月时间,邮政系统完全崩溃了。他们花了几个月才得知马基雅维利还活着。他们不知道他是否被卷入了阴谋。他很可能在阴谋者打算招募的人员名单上,然后消失。所以他的妻子和家里的亲人,他的孩子们,不得不等待几个月才知道他是否也被屠杀了。对他们来说,他没有被杀就像一个奇迹。但这意味着他目睹了这些不可思议的行为:你遇到他们,你原谅他们,你重新宣誓友好——在教堂里立下的神圣誓言——然后你在晚餐时屠杀他们,违反了待客之道。但丁会说,如果你这样做,你就犯下了如此严重的罪行,你不仅仅是普通的被诅咒。一个魔鬼从地狱里出来,把你的灵魂从你的身体里带走,并占据了你。你实际上已经在地狱里了,尽管你的身体还在地球上活着,因为这是如此令人发指的罪行。然而,这奏效了,瓦伦蒂诺的其他所有人在那之后比以往任何时候都更加忠诚于他,甚至不会互相低声抱怨不满,因为即使是最轻微的风吹草动也可能导致死亡。

Original English

[Ada Palmer]: This is not Florence aiming to rise. This is not Florence expecting that it will gain anything by this. This is Florence knowing it will lose. Machiavelli's very open about the fact that if Alexander had lived another year, Valentino would have finished his conquests, and taken Florence at last, and it would've been over. But popes are mortal. Buying time is sometimes the survival mechanism. So Machiavelli has this incredible firsthand experience of being with Valentino through all of these decisions, being with him at the massacre at Senigallia when rumor had reached Valentino that some of his people were terrified of him and plotting to overthrow him. They were so scared of him, they decided to abandon the plot, and he heard. He met with them and told them, "I forgive you. It's okay. You've renewed your loyalty to me. You've passed the test. I trust you. All is well." He invites them to the banquet, and then massacres them all. The forgiveness is false. The betrayals are punished. There's this amazing letter a couple of months afterward where Machiavelli's loved ones are writing from Florence because they've received a letter from him after the massacre at Senigallia. They say, "Oh, thank God, you're alive. We had no idea. All we heard was that he had massacred a large number of the people who were with him. We didn't know if you were alive." It took months in the chaos, the postal system had completely broken down. It took months for them to get word that Machiavelli was still alive. They didn't know whether he had been caught up in the conspiracy. He easily could've been on a list of names of people the conspirators intended to recruit, and been gone. So his wife and his loved ones back at home, his children, had to wait months to find out whether he too had been slaughtered. It felt to them like a miracle that he hadn't. But it meant that he watched these incredible deeds: you encounter them, you forgive them, you renew vows of amity—sacred vows taken in the cathedral—and then you slaughter them at dinner, violating the laws of hospitality. Dante would say if you do that, you've committed such a grave sin that you're not just regular damned. A devil comes up out of Hell and takes your soul out of your body and inhabits you. You're actually already in Hell even though your body is still alive on Earth, because that's how heinous a sin this is. And yet, it works, and all the rest of Valentino's men are more loyal to him afterward than ever before, and won't even whisper to each other about dissatisfaction, because even the faintest whiff of conspiracy might result in death.

[主持人]: 那么,为什么瓦伦蒂诺的王国,他做对了一切,最终却分崩离析了呢?

Original English

[Host]: So why does Valentino's kingdom, for which he did everything right, ultimately fall apart?

[艾达·帕尔默]: 因为他碰巧和他父亲吃了同样的东西导致食物中毒,并且碰巧在错误的时间生病了。此外,他设法扶植上台的傀儡庇护三世死得太快,然后他被尤利乌斯智取了。如果所有这些事情没有接连出错,这个王国本可以屹立不倒,而且,他确实会征服佛罗伦萨。马基雅维利不断地提醒我们,是的,我们可以尝试做所有这些事情。我们可以记住被恐惧比被爱更好。我们可以记住不要被憎恨。我们最多只能控制导致结果的一半因素。另一半永远是命运。我们看马基雅维利。我们知道他是功利主义思想的起源,他说我们需要根据结果来评价人们的行为。但他不仅仅说我们需要根据结果来评价他们的行为。他说我们需要根据在命运干预之前最可能的结果来评价他们的行为。所以他说人们看着瓦伦蒂诺·博尔贾说:“但是博尔贾家族垮台了。他们被恐惧,然后被憎恨,然后他们垮台了,然后他们的敌人掌权,把他们的纹章从罗马的每一个表面凿掉,以至于直到今天,你走在罗马,坐在一家披萨店里,墙上有一个奇怪的疤痕,那个疤痕就是博尔贾公牛不再存在的地方。”人们想从中得出的教训是:“不要做博尔贾家族做的事。他们垮台了。”马基雅维利说:“不,他们不是因为自己的选择而垮台的。他们垮台是因为世界上发生的一半事情从来不在我们的控制之中。你可以做对一切,但它超出了你的控制。但我们必须评估本来会发生什么,因此我们应该模仿他们,因为他们所做的一切都是对的。”

Original English

[Ada Palmer]: Because he happens to eat the same thing that gives him food poisoning as his father, and happens to be ill at the wrong moment. Also the puppet that he manages to get in power, Pius III, dies too fast, and then he's outmaneuvered by Julius. If all those things hadn't gone wrong in a row, the kingdom would've stood, and indeed, he would've conquered Florence. Machiavelli is constantly reminding us that, yes, we have all of these things we can try to do. We can remember it's better to be feared than loved. We can remember not to be hated. We have power over, at maximum, half of what causes outcomes. The other half is always going to be fortune. We look at Machiavelli. We know he's the origin of utilitarian thought, and that he says we need to evaluate people's deeds based on outcome. But he doesn't just say we need to evaluate their deeds based on outcome. He says we need to evaluate their deeds based on what the most probable outcome was before fortune intervened. So he says people look at Valentino Borgia and say, "But the Borgias fell. They were feared, and then they were hated, and then they fell, and then their enemies took power and chiseled their coats of arms off of every surface in Rome, so that to this day you're walking through Rome and you sit down at a pizzeria and there's a weird scar on the wall, and that scar is where the Borgia bull is no more." People want to make the moral of that be, "Don't do what the Borgias did. They fell." Machiavelli's like, "No, they did not fall because of their choices. They fell because half of what happens in the world is never in our control. You can do everything right, and it's out of your control. But we have to evaluate what would have happened, and therefore we should imitate them, because everything they did was right."

手段的重要性

[主持人]: 我认为我对马基雅维利的一个误解,因为我以前没有读过这些书,是他认为手段不重要,目的才重要。从某种德性伦理的角度来看,也许他认为手段不重要,但他对手段的关心程度远超我天真的想象。他认为手段极其重要,因为你获得权力的手段决定了这种权力将有多稳定和富有成效。在军事冲突的背景下,他说如果你借助雇佣军或大国的帮助获得权力——这些人因为你获得权力而变得比你更强大——那将是一个非常不稳定的处境。但是说到尤利乌斯,他又提出了另一个观点:如果你通过撒谎、违背誓言、不忠来获得权力,这是可以的,因为他的观点是人们会忘记你不忠。他们下次遇到你时,仍然会相信你的话。这实际上是一个非常有趣的思考,关于通过什么手段获得的权力会稳定,而什么不会。

Original English

[Host]: I think one misconception of Machiavelli that I had, because I had not read these books before, is that he says the means don't matter, the end matters. There's a virtue ethic sense in which maybe he doesn't think the means matter, but he is way more concerned about the means than I would've naively thought. He thinks the means are incredibly important, because the means by which you achieve power determine how stable and how fruitful that power will be. In the context of military conflicts, he says if you achieve some power with the help of mercenaries or with the help of great powers—people who become stronger than you as a result of you achieving power—that is a very precarious spot to be in. But speaking of Julius, he makes another point that if you achieve your power by lying, by breaking oaths, by being unfaithful, that this is okay, because his view is that people will forget that you are not faithful. They will just take you at your word the next time they encounter you. It's actually a very interesting meditation on by what means you can achieve power that will make that power stable versus not.

[艾达·帕尔默]: 他认为违背诺言完全没问题……这甚至比那更微妙。因为如果你是一个违背诺言的人,并且你以这种方式违背,它会让你自食其果。如果你以那种方式违背,那就没问题。他还分析了像萨沃纳罗拉这样的人物,他会做出预言和承诺,然后其中一些会发生,一些不会。然后他会做出新的预言,纠正他昨天说的话。在马基雅维利的分析中,他处理操纵和谎言的方式很糟糕,这确实让人们反对他,使他失去了权力。部分原因是萨沃纳罗拉作为一个宗教煽动者,他权力的核心是人们相信他受到神的启示,他不会犯错,不会出错。所以他的权力基础在面对谎言时是脆弱的。对他来说,因为他权力的特定形态以及他处理矛盾的具体方式,这确实伤害了他。而如果是像切萨雷·博尔贾这样的人,他会结盟并与盟友合作一段时间,然后背叛他们——因为与此同时,他是一个如此高效的征服者,他如此可怕,每个人都如此害怕他——即使他背叛了一个盟友,他的其他盟友也会说:“我必须对他更加忠诚,这样下一个被背叛的人就不会是我,并努力争取得到王子的青睐,这样我就不是下一个了”,而不是转而反对他,因为他太可怕了。萨沃纳罗拉并不可怕。萨沃纳罗拉富有魅力和说服力,拥有那种让群众激动、让女人晕倒的声音。几十年后,当人们问米开朗基罗萨沃纳罗拉是什么样的人时——萨沃纳罗拉已经死了几十年了——米开朗基罗的回答是:“我仍然能听到他的声音。”他拥有那种富有魅力的存在。当他在政策和真相上开始反复无常时,这就不够了。而瓦伦蒂诺是如此可怕,以至于他可以背叛他的最高将军,夺取他的土地,推翻他的城市,而他所有的其他将军都会说:“最好更加守规矩。”所以不仅仅是撒谎可以,而是如果你满足其他条件,撒谎有时是可以的,如果不满足,就不行。

Original English

[Ada Palmer]: The fact that he thinks breaking your word is totally fine… It's even subtler than that. Because if you are someone who breaks your word and you break it this way, it'll bite you in the ass. If you break it these ways, it'll be okay. He also does analysis of figures like Savonarola, who would make prophecies and promises, and then some of them would happen and some of them wouldn't. He would then make new ones and correct what he said yesterday. He handled his manipulation and untruths badly, in Machiavelli's analysis, in a way that did turn people against him and make him lose power. Partly because Savonarola, as a religious demagogue, the core of his power was people believing that he was divinely inspired and that he wouldn't make mistakes and wouldn't err. So his power base was fragile vis-à-vis untruth. For him, because of the specific shape of his power and then the specific way he handled his contradictions, that did hurt him. Whereas if it's somebody like Cesare Borgia, who will make an alliance and work with that ally for a while and then betray them—because meanwhile he was such an effective conqueror and he was so scary and everyone was so afraid of him—even when he would betray an ally, his other allies would say, "I’ve got to be more faithful to him so that the next person to be betrayed isn't me, and try to work hard to be in the good graces of the prince so that I’m not next", as opposed to turning on him, because he was so scary. Savonarola was not scary. Savonarola was charismatic and persuasive and had one of these voices that made crowds thrill and women swoon. Decades later, when people asked Michelangelo what Savonarola had been like—when Savonarola had been dead for decades—Michelangelo's answer was, "I still hear his voice." He had one of those charismatic presences. That wasn't enough when he started flip-flopping on policy and truth. Whereas Valentino was so scary that he could betray his top general and seize his lands and overthrow his city, and all of his other generals would say, "Better step even further into line." So it's not just that lying is okay, it's that lying is sometimes okay if you check these other boxes, and it's not if you don't.

[主持人]: 所以这更加印证了他对手段的关注程度。如果你做了A和B,你就没事,但如果你做了A和C,你就有事。他在审视你可以运用权力的不同方式的细微差别,以及人们可能追随你的不同原因。如果你是一位决定投资于被爱的君主,你必须坚持下去,或者同时培养被恐惧。如果你大力投资于被恐惧,那么你可以做一些如果你是一位权力依赖于被爱的君主就不能做的事情。

Original English

[Host]: So this is even more reinforcement of how much he zooms in on the means. If you do A and B, you're okay, but if you do A and C, you're not. He’s looking at the minutiae of different ways you can wield power and different reasons people can have to follow you. If you're a prince who's decided to invest in being loved, you have to keep it up, or cultivate being feared alongside it. If you've invested heavily in being feared, there are things you can then do that you can't do if you're a prince whose power depends on being loved.

[艾达·帕尔默]: 这实际上引出了《君主论》中那句著名的引文:“被恐惧比被爱更好。”我认为他在这里想表达的是,他对人性非常愤世嫉俗。如果人们向你做出承诺,他们就会反悔。如果你的权力基础依赖于人们的承诺和忠诚,一旦你的统治看起来摇摇欲坠,他们就会反悔。而如果你的统治依赖于人们预期如果他们违背对你的誓言就会受到惩罚,那就会稳定得多。他基本上认为,人们会像被允许的那样坏,无论是暴君、人民还是贵族。这可以追溯到《论李维》中的观点。他对制衡的整个辩护与美国开国元勋们想要制衡以及想要让不同派系相互对抗的原因并无不同。他只是愤世嫉俗,认为人们会像你允许的那样坏。

Original English

[Ada Palmer]: This actually gets to the famous quote in The Prince, "It is better to be feared than loved." What he's getting at there is, I think, that he's very cynical about people's nature. If people make you a promise, they'll just go back on it. If your power base depends on people's promises and loyalties, as soon as your rule seems to be tattering, they'll go back on it. Whereas if your rule depends on people having the expectation that if they break their oath to you, they'll be punished, that's much more stable. He basically thinks people will act as badly as they are allowed to, whether they're the tyrant or the people or the nobles. This goes back to the thing in The Discourses. His whole justification of checks and balances is not dissimilar to the founders of the US and their reason for wanting checks and balances and wanting to put different factions against each other. He's just cynical and thinks people will act as badly as you allow them to.

政治党派与声誉

[艾达·帕尔默]: 关于这个话题,马基雅维利是欧洲传统中第一个提出在一个国家同时存在多个政治党派是可行的,并且它们会相互竞争,通过竞争释放社会压力,并试图在一次选举中占据主导地位,然后下一次选举。这就是我们所习惯的,但这在马基雅维利那里是创新的。他谈到城市内部的竞争,如果党派是稳定的——他观察锡耶纳作为例子之一——可以释放地方紧张局势,并允许谁拥有权力的内部调整,并且保持稳定。对政治党派的标准态度是,如果一个政体中有两个政治党派,它就不会稳定,直到其中一个政治党派死亡,他们的头被砍下来插在尖桩上,他们的房子被烧毁并铺平。那以前是佛罗伦萨解决政治党派问题的办法。佛罗伦萨屠杀了它的吉伯林派,杀光了他们,并在房子曾经所在的地方撒盐,这样那里就什么也长不出来了。那里仍然什么也长不出来。然后当黑圭尔夫派和白圭尔夫派分裂成两个子党派时,他们立即开始互相屠杀。标准是一个党派必须消灭另一个党派才能实现稳定。相对较少的例子,尽管佛罗伦萨的邻居锡耶纳是一个,政治党派不仅能够共存,而且在政治上有所帮助。

Original English

[Ada Palmer]: On that topic, Machiavelli is the first person that we have ever in the European tradition to suggest that it could be viable for there to be more than one political party in a state at the same time, and that they would compete against each other and vent the society's tension through competition and vie to try to dominate an election and then the next one. This is what we're used to, but this is innovative in Machiavelli. He talks about how competition within a city, if the parties are kind of stable—he's observing Siena as one of the examples of this—can vent local tensions and allow interior adjustments of who has power, and be stable. I'm going to come back to interior adjustments of who has power in a second. The standard attitude toward political parties is that if there are two political parties in a polity, it will not be stable until one of those political parties is dead, and their heads have been cut off and put on spikes, and their houses have been burned down and paved over. That has been Florence's solution to political parties before. Florence massacred its Ghibellines and killed all of them, and rubbed salt into the earth where the houses used to be so nothing can grow there. Nothing still grows there. Then when the Black Guelphs and the White Guelphs split into two sub-parties, they immediately started slaughtering each other as well. The standard was that one party must wipe out the other party for there to be stability. There are comparatively few examples, although Florence's neighbor Siena is one, where political parties managed to not only coexist side by side but be politically helpful.

[主持人]: 当时治理或做一个好君主的一个要素,我以前没有意识到但马基雅维利非常强调的,是人们认为你有多么令人生畏和有声望。这对于防止别人入侵你和从别人那里获取让步都很重要。在他的外交生涯中,他被派往许多不同的外国政体,基本上是为了确定:“嘿,这个人靠谱吗?”所以马克西米利安试图从佛罗伦萨榨取贿赂,以换取他在南下意大利时不入侵它。佛罗伦萨说:“去看看这家伙是不是真的。”他必须对这个人做出一些判断。记住,佛罗伦萨经常支付这些贿赂。佛罗伦萨的策略是:如果有人入侵该地区,我们能贿赂他们吗?因为付钱给某人让他们不攻击你,比准备真正与他们作战要可靠得多。你家族的田地会被士兵践踏。你会遭受经济损失。所以这是一个古老的佛罗伦萨策略。马克西米利安威胁要入侵意大利并试图榨取贿赂并不是什么新鲜事。佛罗伦萨基本上每年都在想:“好吧,今年我们需要贿赂谁才能不入侵我们?这是今年的贿赂国王预算。给谁?马克西米利安是一个严重的威胁,还是我们把钱省下来,以防来自更严重的人,比如那不勒斯国王、法国国王、米兰或威尼斯人的威胁?”

Original English

[Host]: One element of governance, or of being a good prince at the time, that I didn't appreciate but Machiavelli makes a huge point of, is how formidable and reputable people consider you to be. That's relevant both for preventing others from invading you and for extracting concessions from other people. In his diplomatic career, he is sent out to a bunch of different foreign polities to basically determine, "Hey, is this a serious person?" So Maximilian is trying to extract a bribe from Florence to not invade it on its way down to Italy. Florence says, "Go check out if this guy's for real." He has to make some judgment about this person. It's useful to remember, Florence has paid these bribes a lot. Florence's tactic is: if someone is invading the area, can we bribe them? Because paying somebody to not attack you is a much more surefire thing than preparing to actually fight against them. Your family's lands get trampled by soldiers. You suffer economically. So it's an old Florentine tactic. It's not a new thing that Maximilian is threatening to invade Italy and trying to extract a bribe. Florence basically every year is like, "Okay, who do we need to bribe this year to not invade us? Here's this year's bribing-a-king budget. To whom does it go? Is Maximilian a serious threat, or are we saving this money in case there's a threat from somebody more serious like the King of Naples or the King of France or Milan or the Venetians?"

教皇:精神领袖与世俗君主

[主持人]: 在这个时期,教皇不仅仅是精神领袖,也是世俗君主。

Original English

[Host]: At this time, the pope is not just a spiritual leader but a temporal power.

[艾达·帕尔默]: 确实如此。他和他的儿子实际上正在与其他天主教徒进行战争,但其他天主教徒也在反击他们。

Original English

[Ada Palmer]: Very much so. He and his son are literally fighting wars against other Catholics, but the other Catholics are fighting them back.

[主持人]: 作为一个与教皇作战的天主教徒意味着什么?

Original English

[Host]: What does it mean to be a Catholic who is fighting a war against the pope?

[艾达·帕尔默]: 这里地理上的接近性决定了一切。如果你远离罗马——当你在丹麦或冰岛,教皇在那边——你与他互动的方式是,偶尔会有一位令人印象深刻的教皇使节来访。会有盛大的排场和仪式,城市会以教皇派来的人访问过的事实来重新命名一条街道。他对批准或拒绝请愿拥有巨大的权力,不同的国家长期以来一直试图请愿特定的事情,教皇的使节来这里采访皇帝,判断女王是否可以成为女王,这感觉像是一件大事,教皇非常抽象。很容易对那位教皇怀有极大的敬意,因为你看到那位教皇做了什么?你看到那位教皇在排场和仪式中。你看到那位教皇对教皇和国王的命运做出判断。你看到那位教皇发布教皇诏书和法令,为问题提供神学答案。你看到那位教皇在远处对人们行使生杀大权。他非常抽象,从一个教皇到下一个教皇的差异从你的角度来看很小。你看不到他们的政策差异。如果你在意大利,教皇就是那个和你哥哥一起上大学并在大学时揍他的混蛋,然后中年时酗酒不负责任,你一直在其他工作中与他谈判,你认识这个混蛋。你认识他的家人。你认识其他也是这个职位的竞争者的混蛋。你与他结盟,你不与他结盟。他的祖先是你盟友或不是你盟友。他是一个特定的人。你更有可能根据“他就是那个人”来判断教皇。这不是教皇尤利乌斯二世。这是朱利亚诺·德拉·罗韦雷,我根据他的叔叔(他让他掌权)、他朋友的行为以及他来自的城市的行为来判断他。你知道他所有的丑事。你受制于这样一个事实:当他掌权时,所有与他有关的人都会在意大利得到提升,而所有不相关的人都会被赶出意大利。所以一个意大利人更容易看到这位教皇,而实际上很难看到教皇制度。这就是为什么你会看到这些迷人的战争,即使是那些世世代代对教皇国极其忠诚的城市,有时也会与教皇国作战。

Original English

[Ada Palmer]: Here is where geographic proximity is everything. If you're far from Rome—when you're Denmark or Iceland, and the pope is all the way over there—the way you interact with him is that occasionally an incredibly impressive papal legate will visit. There'll be vast pomp and circumstance, and the city will rename a street in honor of the fact that somebody sent by the pope has visited. He has this great power to say yes or no to petitions, and different countries have been trying to petition for specific things for ages, and the pope's legate is here to interview the emperor, to judge whether the queen can be queen or not, and it feels like a big deal, and the pope is very abstract. It's easy to have a lot of respect for that pope, because what do you see that pope do? You see that pope in pomp and circumstance. You see that pope make judgments about fates of popes and kings. You see that pope put out papal bulls and edicts that give theological answers to questions. You see that pope exercise judgment of life or death over people at a distance. He's very abstract, and the difference between one pope and the next pope is kind of small from your perspective. You don't see their policy differences. If you're in Italy, the pope is that asshole who went to college with your brother and beat him up when they were at college, and then was drunken and irresponsible at middle age, and you've been negotiating with him in these other jobs, and you know this jerk. You know his family. You know the other jerks who are also competitors for this. You're allied with him, you're not allied with him. His ancestors are allies of yours or not allies of yours. He's a specific dude. You're much more likely to judge a pope based on, "He's that guy." This is not Pope Julius II. This is Giuliano della Rovere, and I judge him based on his uncle who put him in power, and the actions of his friends, and the actions of the city he's from. You know all of his dirty laundry. You are subject to the fact that when he moves into power, everyone who's related to him is going to get promoted within Italy, and everybody who's not is going to get removed from Italy. So it's much easier for an Italian to see this pope, and it's actually quite hard to see the papacy. That's how you have these fascinating wars where even the cities that are hereditarily incredibly loyal to the papacy will sometimes be fighting a war against the papacy.

圭尔夫派与吉伯林派

[艾达·帕尔默]: 整个意大利分为这两个派系,圭尔夫派和吉伯林派。理论上,这两个派系的意思是,圭尔夫势力、圭尔夫家族、圭尔夫城市认为罗马皇帝的正确继承人是教皇。教皇就是皇帝。他有权成为意大利的统治者,实际上也是曾经属于罗马的一切的统治者。他是最终的政治和军事权力,他是意大利合法且唯一合法的宗主。吉伯林派认为,在公元800年,当查理曼征服了一大片土地并建立了我们现在称为神圣罗马帝国的帝国时,当教皇为查理曼加冕时,他将自己权威的政治和军事方面委托给了那位皇帝,使自己成为精神权威,而皇帝成为政治和世俗权威。因此,意大利的合法统治者是皇帝,查理曼的继承者。这是300年前这些党派最初为之战斗的两个派系。如今,这些派系实际上的意思是:“那些混蛋谋杀了泰伯特叔叔,我们永远不会原谅他们。”他们是我们的敌人,我们是这个团队。他们是那个团队,我们恨他们。我们想粉碎他们,因为他们想粉碎我们。这意味着有时会选出一位来自世袭吉伯林家族的教皇,然后教皇会开始提拔反教皇派系的人,而亲教皇派系会联合起来反对教皇。这在理性上没有意义,直到我们记住他们是在抽象地为教皇服务。所以你会有多种情况,罗马和佛罗伦萨之间发生战争,因为佛罗伦萨想要在教皇领地上捍卫教皇权威以对抗教皇本身,因为那位特定的教皇来自反教皇派系。

Original English

[Ada Palmer]: All Italy is divided into these two factions, the Guelphs and Ghibellines. Theoretically, what these two factions mean is that Guelph powers, Guelph families, Guelph cities believe the correct successor to the Roman emperors is the pope. The pope is the emperor. He has the right to be the ruler of Italy, and indeed of everything that was once Rome's. He is the ultimate political and military power, and he is the rightful and only rightful overlord of Italy. The Ghibellines believe that in 800 AD, when Charlemagne conquered a bunch of stuff and made the empire that we now refer to as the Holy Roman Empire, when the Pope crowned Charlemagne, he delegated the political and military side of his authority to that emperor, and made himself the spiritual authority, but the emperor the political and temporal authority. Therefore, the rightful ruler of Italy is the emperor, the successors of Charlemagne. These are the two factions for which these parties fought originally, 300 years ago. These days, what these factions actually mean is, "Those jerks murdered Uncle Tybalt, and we will never forgive them." They are the team that is our enemy, and we are this team. They are that team, and we hate them. We want to crush them because they want to crush us. This means that sometimes a pope will be elected who's from a hereditarily Ghibelline family, and the pope will start promoting people from the anti-papal faction, and the pro-papal faction will unite against the pope. It makes no rational sense until we remember that they are serving the pope abstractly. So you get multiple situations where there's a war between Rome and Florence over the fact that Florence wants to defend papal authority in papal lands against the pope itself, because that individual pope was from the anti-papal faction.

[主持人]: 他们难道不相信他是基督在世的代表吗?

Original English

[Host]: Do they not believe that he is the vicar of Christ on Earth?

[艾达·帕尔默]: 在一个正常的政治国家里,你可以认为“我相信美国,但我不喜欢总统”之类的事情是有道理的。但教皇不应该是……?是也不是。再说一次,当你远离时,是的。当你近距离接触时,你知道这些人太多的丑事了。所以让我用一个有趣的例子:我认为是有史以来最被动攻击的信件。当新教皇当选时,有一种仪式,即宣誓服从。基督教世界的每个政体都会派一位重要大使来到罗马。他们排队等很长时间,然后发表一篇冗长的演讲,关于他们所代表的君主多么伟大,他的权力多么巨大,等等,以及他多么虔诚,他多么高兴,陛下,您现在成为教皇了。代表我伟大的国王表示祝贺。你应该派尽可能高地位的人,这个人离开你的政体而不会导致其崩溃。你可能会派国王的一个小儿子。你可能会派大法官。就佛罗伦萨而言,你会派你能派出的最杰出的公民。所以当教皇西克斯图斯当选时,是洛伦佐·德·美第奇本人——不是《君主论》的受献者,而是受献者的祖父和同名者——去发表了这篇服从演说,这意味着字面意义上的匍匐在教皇面前,字面意义上亲吻他的脚,并宣誓。洛伦佐为教皇西克斯图斯做了这件事,他正在与他谈判,拼命想为他的兄弟争取一个枢机主教职位。教皇西克斯图斯反而组织了帕齐阴谋,试图屠杀美第奇家族,杀死了洛伦佐的兄弟,也杀死了他的一些盟友,并试图发动政变占领佛罗伦萨。然后西克斯图斯之后的下一位教皇被选为教皇英诺森,众所周知,他是西克斯图斯所属同一派系的傀儡。所以我们从这位试图消灭洛伦佐家族的非常危险的教皇,变成了同一派系的傀儡。洛伦佐派他的儿子,而不是他自己,去宣誓。他让他的儿子传达信息,向陛下道歉说:“我本人不能来,但上次这个职责落在我身上时,我有一个兄弟,我可以在我不在时把国家的重担留给他。既然我现在没有兄弟了,我不能亲自前来。”这是一封非常恭敬的信,但也非常明显地表明他不信任并且不会再信任这个派系。

Original English

[Ada Palmer]: It makes sense in a normal political state for you to think, "I believe in America, but I don't like the president," or something. But isn't the pope supposed to be…? Yes and no. Again, when you're far away, yes. When you're close up, you know too much of the dirty laundry of these people. So let me use a fun example: the most passive-aggressive letter ever written in the entire history of time, in my opinion. There's a type of ceremony that happens when a new pope is elected, which is the giving of oaths of obedience. A major ambassador from every polity in Christendom comes to Rome. They wait in line for a long time, and then they give a long-winded speech about how great the monarch is that they're there to represent, and how vast his power is, blah, blah, blah, and how pious he is, and how glad he is, Your Holiness, that you're the pope now. Congratulations on behalf of my wonderful king. And you're supposed to send the highest-status possible person who can leave your polity without it falling down. You might send a younger son of the king. You might send a lord chancellor. In the case of Florence, you're going to send the most prominent citizen you can. So when Pope Sixtus was elected, it was Lorenzo de' Medici himself—not the dedicatee of The Prince, the grandfather and namesake of the dedicatee of The Prince—who went to deliver this oration of obedience, which means literally prostrating yourself in front of the pope, literally kissing his feet, and giving this oath. Lorenzo did this for Pope Sixtus, with whom he was negotiating to try desperately to get a cardinalship for his brother. Pope Sixtus instead organized the Pazzi conspiracy to try to butcher the Medici family, killed Lorenzo's brother, killed a number of his allies as well, and attempted to have a coup to take over Florence. Then the next pope was elected after Sixtus, Pope Innocent, who was as everyone knew, a puppet of the same faction that Sixtus was from. So we go from this very dangerous pope who had tried to wipe out Lorenzo's family to a puppet of the same faction. Lorenzo sent his son, instead of himself, to give this oath. He had his son deliver the message, apologizing to His Holiness that, "I could not come myself, but the last time this duty fell upon me, I had a brother upon whom I could leave the burden of the state in my absence. Since now I have no brother, I cannot come in person." It's a very respectful letter, but it's also very overt about the fact that he does not trust and will not again trust this faction.

教皇国的腐败

[艾达·帕尔默]: 所以他们非常小心地谈判如何处理教皇拥有巨大精神权力,但有时教皇却像可怕的自私军阀一样行事这一事实。这也是随着时间的推移而恶化的,重要的是要记住教皇国随着时间的推移逐渐变得更加腐败。这是因为每一代人都有更多的人向教会捐赠财富。一个没有儿子、有财产的寡妇决定虔诚地将其留给修道院。教会变得越来越富有。随着教会越来越富有,财富带来了权力。国家中的权力越来越大。这为每一个有野心的家族提供了越来越强的动力,将他们的小儿子送入教会。这种情况一直持续下去。我们有马基雅维利与他亲戚之间的私人信件,他们在信中争论为了给他的小弟弟托托买一个神职职位而提供合适大小的贿赂。他们不想提供太大的贿赂,因为那会使家族贫困。他们不想提供太小的贿赂。他们听说另一个想要这个神职职位的家族提供了特别大的贿赂。这有点不公平。他们如何应对被出价更高?他们只是把这当作世界上最日常、最正常的事情来写。这是一个富有的商人王子级别的家族。他们在佛罗伦萨的财富和权力中处于前5%,但不在前1%。但对他们来说,谈论支付贿赂以获得神职职位也是正常的。事情就是这样运作的。每一代人都看到教会变得更加富有,拥有更多权力。因此腐败它的动力甚至更大。它甚至变成了一种囚徒困境系统。如果你是公爵,你不操纵教皇国,你不贿赂教皇,你不努力让你的兄弟成为主教,而你的敌人这样做了,你就完蛋了。所以你甚至将其视为防御性的:“我必须操纵教会。这是我的人民安全的唯一途径。如果我不操纵教会,我的敌人可能会操纵教会,然后就会有危险。”这种情况一直上升到国王的层面,教皇可以让你的敌人成为你王国中最有权力的主教,或者可以拒绝你结婚的权利,因为不可避免地,你想结婚的人是你的表亲,你需要特别许可才能结婚。教皇可以阻止这一点,并扰乱你的婚姻联盟。如果你是国王,你非常需要教皇。你也一直需要教皇。这意味着贿赂和其他类型的激励措施使教皇国每一代都更加腐败。所以在每个人的生活经验中,教皇国比甚至几任教皇之前更糟糕。你看到每一代人,100年来都在说:“教皇现在比我年轻时糟糕多了。”每个人都这么说。但丁在1300年这么说。马基雅维利的祖父母那一代在1400年这么说。马基雅维利在1500年这么说。在每个人的生活经验中,教皇随着时间的推移变得更加世俗化、军事化和腐败。这是一个逐渐积累的过程,它达到了顶峰,正如这类事情一样,引发了宗教改革,当它变得如此糟糕以至于必须进行大规模反对时。马基雅维利以一种有趣的方式预见到了这一点,因为马基雅维利说:“所有制度都会逐渐腐败,需要改革并回归其基础,否则它们将在腐败的重压下崩溃。”他认为教皇国一直在经历这种情况,基督教也一直在经历这种情况。如果不是因为圣方济各——以及在他时代前几个世纪的圣多米尼克——改革了教会并带来了更多的民众支持,基督教早在200年前就会在其自身腐败的重压下崩溃,并且它将需要再次进行这样的复兴——正如任何制度都需要,正如城市政府需要,正如共和国需要——随着腐败随着时间的推移而积累。

Original English

[Ada Palmer]: So they negotiate very carefully how to deal with the fact that the popes have this great spiritual power, but sometimes the popes are acting as horrifically selfish warlords. That's also something which has worsened over time, and it's important for us to remember that the papacy becomes gradually more corrupted over time. This is because with every generation, more people leave donations of wealth to the Church. A widow who has no son and has property decides to piously leave this to a monastery. The Church gets wealthier and wealthier. As the Church gets wealthier, with wealth comes power. More and more power is in the state. This makes a stronger and stronger incentive for every ambitious family to send their second son into the Church. And this goes all the way down. We have personal letters of Machiavelli writing to and from relatives of his, where they're debating the correct-sized bribe to offer to buy a priesthood for his little brother, Totto. They don't want to offer too big a bribe, because it would impoverish the family. They don't want to offer too small a bribe. They've heard that another family that's after this priesthood offered an extra big bribe. That's kind of not fair. How do they respond to being out-bribed? They just write about this as the most everyday, normal thing in the world. This is a wealthy merchant-prince-level family. They are in the top 5% of wealth and power in Florence, but not in the top 1%. But for them, too, it's normal to talk about paying a bribe to get a priesthood. That's just how it works. Every generation sees the Church get wealthier and have more power. Therefore the incentives to corrupt it are even greater. It even becomes a kind of prisoner's dilemma system. If you're the duke and you don't manipulate the papacy, if you don't bribe the pope, if you don't work hard to get your brother to be bishop, and your enemies do, you're screwed. So you even see it as defensive: "I must manipulate the Church. It's the only way my people will be safe. If I don't manipulate the Church, my enemies may manipulate the Church, and then there's danger." This happens all the way up to the scale of kings, where popes can make your enemy the most powerful bishop in your kingdom or can deny you the right to marry, because inevitably the person you want to marry is a cousin, and you're going to need a special dispensation to marry them. The pope can prevent that and mess with your marriage alliances. You need the pope very desperately if you're a king. You also need the pope all the way down. That means bribes and other kinds of incentives make the papacy more corrupt with each generation. So the papacy is worse in everyone's lived experience than it used to be even a few popes ago. You see every generation for 100 years say, "Popes are much worse now than popes used to be when I was young." Everybody says that. Dante says that in 1300. Machiavelli's grandparents’ generation is saying that in 1400. Machiavelli is saying that in 1500. In everybody's lived experience, the popes are getting more secular, more military, and more corrupt over time. It's a gradual accumulation, and it comes to a peak, as such things do, triggering the reformation, when it becomes so bad that there has to be a massive move against it. Machiavelli, in an interesting way, anticipates this, because Machiavelli says, "All institutions are gradually corrupted and need to be reformed and returned to their foundations, or they will collapse under the weight of their corruption." He thinks that the papacy has been undergoing this, and that Christianity has been undergoing this. And that, if not for the fact that St. Francis of Assisi—and also to some extent St. Dominic a couple of centuries before his time—reformed the Church and brought in a lot more popular support, Christianity would already have cracked under the weight of its own corruption 200 years before, and that it will need such a restoration again—as any institution needs, as city governments need, as republics need—as corruption accumulates over time.

庇护制度:社会的粘合剂

[主持人]: 我们的世界与500年前的一个重大区别在于对庇护制度的关注以及它作为政治权力的基础。它当时要突出得多,对吧?所以理解这一点会很有趣。

Original English

[Host]: One big way in which our world is different from 500 years ago is the focus on patronage and it being the basis of political power. It was much more prominent, right? So that's something that would be interesting to understand.

[艾达·帕尔默]: 不仅仅是它更突出,而是它是社会的基本粘合剂,而不是社会的几种粘合剂之一。庇护制度,同时也是家族性的,因此与裙带关系纠缠在一起,是如此根本。例如,当亚历山德罗·法尔内塞在16世纪中期被选为教皇保罗三世时,他没有腐败地任命他的一个亲属为教皇军队的指挥官。相反,他任命了一位非常能干、经验丰富的将军,而不是他自己不太能干的私生子。结果罗马发生了骚乱。“陛下,人民要求更多的裙带关系。你必须任命你的私生子来指挥你的军队,因为你的私生子永远不会背叛你,我们会知道如果教皇的儿子是指挥官,我们可以信任教皇军队不会转而反对罗马。我们不了解这位其他指挥官。他可能会反对陛下。如果他不像你的儿子那样与你同甘共苦,教皇和教皇军队之间可能会出现裂痕。因此,应民众要求,人民希望更多的裙带关系,因为系统依赖于它。”这就是你看到系统如何依赖它的方式。庇护制度创造了信任的层次,因为它涉及家族的多代纠缠。如果这些家族崛起,他们一起崛起。如果他们倒下,他们一起倒下。这创造了可以支撑这个世界的信任层次,在这个世界里,士兵的誓言是对他的指挥官,而不是对他所服务的政体。在现代,我们意识到另一个解决方案。士兵的誓言不是对指挥官,而是对宪法,或对国家,或对人民。但在这个时期,士兵的誓言是对指挥官,主要是因为通信如此缓慢,以至于指挥官必须能够快速下达战场命令。但这意味着你正在创建一支军队并将其交给一个人。如果你不能信任那个人,那么人们就会害怕罗马及其自己的军队之间,或罗马及其财务主管之间,或罗马及其其他盟友之间可能出现裂痕。庇护制度是让一切运作的粘合剂。一直向下到这样的层面:如果你需要辩护律师,那是通过庇护制度完成的。审判的结果是看待庇护制度的一个非常好的方式。我们都熟悉中世纪的法律法典非常残酷:一切罪行都是死刑。偷窃死刑,通奸死刑,同性恋死刑,放火烧君主的蜂箱死刑。无论是什么,这都是书上的判决。你看看实际的审判记录,也许该罪行每100个定罪中只有一个最终被判处死刑。几乎所有其他的都以罚款或公开鞭刑告终,而不是书上的判决。我们说:“为什么会发生这种情况,如何发生的?”庇护制度就是答案。假设是中世纪或文艺复兴时期,你是一个木匠,你十几岁的儿子喝醉了,在斗殴中打了某人,打断了那人的鼻子,导致他死亡。他在醉酒斗殴中意外杀死了一个人,你的儿子现在因谋杀受审。你是一个木匠。你一直为那个富裕的家庭工作,你是他们的家族木匠。假设是美第奇家族。每当他们需要为家族教堂制作新长凳或新家具或修理家族大门时,他们都会找你。所以你去找他们说:“我的儿子有危险。他在受审。请帮我说句好话。”你的庇护人有能力影响法官,他们会为你说句好话,你会得到较轻的判决。这是有品格证人可以说“某某是个好人,他们应该得到较轻的惩罚,而不是更严厉的惩罚”的前身。规范是:你被指控犯有重罪,你因生命受审,你的庇护人介入,你得到较轻的判决。这就是正义应该运作的方式。这是一条在18世纪随着启蒙运动而发生巨大变化的界线。因为我们现在认为比例正义:犯罪的刑罚应该是这样,理想的正义是每个犯有该罪行的人都得到该判决。那是公平的。你认识谁不重要。你是富是贫不重要。判决应该是一样的。这是启蒙正义的理想。这个时期正义的理想,更多地受到基督教的影响,是审判的目的是对罪人灵魂的精神内在纠正。因此理想的结果是他们为自己的生命感到恐惧。他们站在一位可怕的法官面前,他是上帝在人间的代表。他们知道自己有罪,他们应该被扔进地狱的深渊。但奇迹般地,他们得到了恩典,被赦免了。被审判、为自己的生命恐惧、向庇护人乞求、然后得到怜悯的过程,应该是你的灵魂在神圣审判面前将要经历的过程的人间预演。因此它应该让你在另一端成为一个好人。司法系统的目标是罪人的精神改善,并希望他们能在另一端变得更好,更有可能上天堂。即使当人们被判处死刑时,也有宗教组织整夜陪伴他们,举行最后的祈祷小组,并牵着他们的手走向绞刑架,把一幅圣母玛利亚的画放在他们面前,这样直到最后一刻,即将被处决的人都在想着天堂。处决的理想结果是灵魂上天堂。所以整个司法系统的结构都期望庇护人的介入,他代表主保圣人的介入,说服法官,即上帝,给予你怜悯。所以当我们看到100个审判以99个以支付小额罚款结束,1个以处决结束时,这实际上意味着在99个中,他们的庇护人介入了。有人说服了某人,某人说了好话,他们得到了轻判。在一个中,那个人已经脱离了庇护网络。那个人激怒了他的老板,他的保护者。这就是为什么它最终成为死罪。

Original English

[Ada Palmer]: It's not just that it was more prominent, but that it was the fundamental glue of the society, as opposed to one of several glues of the society. Patronage, which was also familial and therefore entangled with nepotism, was so fundamental. For example, when Alessandro Farnese was elected Pope Paul III in the middle of the 1500s, he didn't corruptly make one of his kinsmen commander of the papal armies. He instead appointed a really competent, experienced general instead of his own not very competent, illegitimate son. And there were riots in Rome. "Your Holiness, the people demand more nepotism. You must appoint your illegitimate son to command your armies, because your illegitimate son will never betray you, and we will know we can trust the papal armies not to turn on Rome if the Pope's son is the commander. We don't know that about this other commander. He might turn against Your Holiness. There might be a rift between the Pope and the papal armies if he's not somebody who rises and falls with you the way your son does. Therefore, by popular demand, the people want more nepotism, because the system depends on it." That's how you see how the system depends on it. There are levels of trust that the patronage system creates, because it involves multi-generational entanglement of families. If these families rise, they rise together. If they fall, they fall together. That creates levels of trust that can sustain things like this world where the oath of a soldier is to his commander, not to the polity that he serves. In modernity, we realize another solution to that. The oath of the soldier is not to the commander, but to the Constitution, or to the country, or to the people. But in this period, the oath of the soldier is to the commander, mostly because communications are so slow that the commander has to be able to give speedy field commands. But it means you're creating an army and handing it to a man. If you cannot trust that man, then the people will be terrified that there could be a rift between Rome and its own armies, or between Rome and its treasurer, or between Rome and its other allies. Patronage is the glue that makes things work all the way down. All the way down to the level of, if you need a defense attorney, that's done through patronage. The outcomes of trials are a really great way to see patronage. We're all familiar with the fact that law codes in the Middle Ages are really cruel: death for everything. Death for theft, death for adultery, death for homosexuality, death for setting fire to the prince's beehive. Whatever it is, that's the sentence on the books. You look at the actual trial records and maybe one in 100 convictions for that crime actually ends in a capital sentence. Almost all of the other ones end in a fine or a public flogging, but not in the sentence that's on the books. We say, "Why and how is that happening?" Patronage is the answer. So say it's the Middle Ages or the Renaissance, and you're a carpenter, and your teenage son gets drunk and punches somebody in a brawl, breaks the guy's nose in a way that makes him die. He accidentally kills a guy in a drunken brawl and your son is now on trial for murder. You're a carpenter. You have worked for the rich family whose family carpenter you are. Let's say it's the Medici family. Whenever they need new pews for the family church or new furniture or repairs for the family gates, they go to you. So you go to them and say, "My son is in danger. He's on trial. Please put in a good word." Your patron has the ability to influence the judges, and they will put in a good word for you, and you will get a lighter sentence. This is an ancestor of having a character witness to say, "So-and-so is such a good person, they should have the milder punishment, not the more severe one." The norm is: you're accused of a severe crime, you're put on trial for your life, your patron intervenes, and you get a lighter sentence. This is how justice is supposed to work. This is a very severe line that changes in the 18th century with the Enlightenment. Because we now think of proportional justice: the sentence for the crime should be this, and ideal justice is that everyone who is guilty of the crime gets that sentence. That is fair. It doesn't matter who you know. It doesn't matter whether you're rich or poor. The sentence should be the same. This is the ideal of Enlightenment justice. The ideal of this period's justice, which is much more shaped by Christianity, is that the purpose of the trial is the spiritual interior correction of the soul of the sinner. Therefore the ideal outcome is for them to fear for their life. They're before a terrifying judge who is the earthly representation of God. They know that they're guilty, and they deserve to be thrown into the pits of hell. But miraculously, they are given grace, and they are pardoned. The process of being put on trial, fearing for your life, begging to the patron, and then receiving mercy is supposed to be an earthly preview of the process your soul will undergo when you are before divine judgment. Therefore it should make you come out the other end a good person. The goal of the justice system is the spiritual improvement of the sinner and the hope that they will come out the other end better and more likely to go to heaven. Even when people are being sentenced to death, there are religious organizations who sit with them overnight, having a final prayer group, and walk with them to the gallows, holding their hand and holding a painting of the Virgin Mary in front of their face, so that to the very last moment, the person who's about to be executed is thinking about heaven. The ideal outcome of the execution is that the soul goes to heaven. So the whole structure of the justice system expects the intervention of a patron, who represents the intervention of a patron saint, persuading the judge, who is God, to give you mercy. So when we see 100 trials end with 99 where the person paid a small fine, and one where the person was executed, what that actually means is that in 99, their patron stepped in. Somebody persuaded somebody who put in a good word, and they got the light sentence. In one, that person had fallen out of the patronage network. That person had angered their boss, their protector. That's why it went all the way to being a capital offense.

庇护制度与宗教裁判所

[艾达·帕尔默]: 可能很多听众都熟悉乔尔丹诺·布鲁诺,他作为科学殉道者非常有名,因为他被宗教裁判所烧死在火刑柱上。很少有人知道那不是他的第一次宗教裁判所审判。他因进行各种激进的思想形式而被宗教裁判所调查过多次。早期的审判有那种审判的通常结果。他有一个庇护人,有他为之工作或与之合作的富人,大学在接待他。他们说了好话。他没事。宗教裁判所告诉他“要乖”,事情照旧。那一次,他激怒了他为之工作的人。他惹恼了他的庇护人。是他的庇护人把他交给宗教裁判所说:“这家伙是个骗子。他答应能教我这些东西,但他不能。我不信任他。他不是好人。从严处理。”那次审判最终被判处死刑的原因是他没有庇护人。他是那一次的第99个案例。如果他有庇护人保护他,不管他的东西有多激进,他都会没事的。我们在乔瓦尼·皮科·德拉·米兰多拉的审判中看到了这一点,他坦率地说比乔尔丹诺·布鲁诺激进得多。但是当皮科受审时,洛伦佐·德·美第奇和其他有权势的人非常关心皮科,他们竭尽全力。洛伦佐与他的姐夫交谈,他是奥尔西尼家族的人。奥尔西尼家族在罗马拥有巨大的影响力。他们获得了允许,让皮科被释放并送回洛伦佐那里,基本上处于软禁状态,条件是洛伦佐保证他以后会乖。或者你有马尔西利奥·菲奇诺,这位激进的柏拉图主义者出版了一本书,关于如何将你的灵魂投射到时间之外并召唤天使,主张轮回的存在,并且非常明显地在神学上极其怪异。这个人写了有史以来最好的推荐信,当时他推荐一位年轻学者到匈牙利国王那里工作。他在推荐信中写道:“这个年轻人是圣托马斯·阿奎那的转世,所以你应该给他一份工作。”那是一封推荐信。但你会想:“圣托马斯·阿奎那的转世,嗯?”然后宗教裁判所来敲菲奇诺的门,说:“嗯,轮回?”菲奇诺说:“哦,不。救命。和洛伦佐谈谈。”洛伦佐与他的姐夫奥尔西尼枢机主教谈了。奥尔西尼枢机主教平息了这件事,菲奇诺被告知:“也许不要那么公开地谈论轮回。”菲奇诺说:“是的,当然,我只会教非常虔诚的人如何召唤天使和将他们的灵魂投射出体外。我保证我不会教给任何会不负责任地使用这些力量的人。”宗教裁判所说:“好吧,”然后回家了。因为庇护制度介入了。庇护制度是让一切运作的粘合剂。没有庇护人,你甚至不能住旅馆或买一个苹果——我不是在开玩笑。你到达一个城市。没有人认识你。你是个陌生人。你拥有的是一封来自你的庇护人的推荐信,他认识那里的某个重要人物。你在旅馆出示它。这就是他们让你住下的原因。

Original English

[Ada Palmer]: Probably a lot of people listening are familiar with Giordano Bruno, very famous as a martyr for science because he was burnt at the stake by the Inquisition. Fewer people know that that was not his first Inquisition trial. He was investigated a number of times by the Inquisition for doing various radical forms of thought. The earlier trials had the usual outcome for that kind of trial. He had a patron, there were rich people that he worked with or for, the university was hosting him. They put in a good word. He's fine. The Inquisition tells him, "Be good," and things continue as they are. That time, he had angered the person he worked for. He pissed off his patron. It's his patron who turns him into the Inquisition and says, "This guy is a charlatan. He promised he could teach me these things, and he can't. I don't trust him. He's no good. Throw the book at him." The reason that trial goes all the way to a capital sentence is that he doesn't have a patron. He's the 99th case that time. If he had had a patron protecting him, despite how radical his stuff was, he would've been okay. We see that in the trial of Giovanni Pico della Mirandola, who was candidly substantially more radical than Giordano Bruno. But when Pico is on trial, Lorenzo de' Medici and other powerful people really care about Pico, and they pull out all the stops. Lorenzo talks to his brother-in-law, who's an Orsini. The Orsini have enormous influence in Rome. They get permission for Pico to be let go and sent home to Lorenzo to sort of live under house arrest, under Lorenzo's promise that he'll be good from then on. Or you have Marsilio Ficino who is this radical Platonist who publishes a book on how to project your soul outside of time and summon angels, arguing for the existence of reincarnation, and is very clearly being extremely theologically weird. This is the man who wrote the best letter of recommendation ever written in the history of time when he was recommending a young scholar for a job with the King of Hungary. He writes in the recommendation letter, "This young man is the reincarnation of St. Thomas Aquinas, so you should give him a job." Now, that is a letter of recommendation. But you think, "The reincarnation of St. Thomas Aquinas, huh?" And the Inquisition comes knocking on Ficino's door and is like, "Hmm, reincarnation?" Ficino's like, "Oh, no. Help. Talk to Lorenzo." Lorenzo talks to his brother-in-law, Cardinal Orsini. Cardinal Orsini shuts it down, and Ficino is told, "Maybe lay off talking quite so overtly about the reincarnation." Ficino says, "Yes, of course, and I will only teach very pious people how to summon angels and project their souls out of their bodies. I promise I won't teach it to anybody who will use these powers irresponsibly." The Inquisition is like, "Okay," and goes home. Because patronage kicked in. Patronage is the glue that makes everything work. You can't even stay in a hotel or buy an apple—I'm not kidding—without a patron. You arrive at a city. Nobody knows you. You're a stranger. What you have is a letter of recommendation from your patron who's friends with some important person there. You present that at the hotel. That's why they let you stay.

现代国家的稳定性

[主持人]: 为了把你刚才谈到的几条线索联系起来,《君主论》描绘了一幅政权极其不稳定的图景。你必须担心外国势力。你必须担心自己国家内部的敌对派系。你必须担心雇佣军。你必须担心很多不同的事情。所以任何给定的政权都非常不稳定。那么,为了让事情变得更稳定,必须发生什么?我们谈到了人们效忠的对象不是政权,而是政权内部的其他人,这造成了不稳定。在《论李维》中,马基雅维利谈到罗马帝国衰亡的原因之一是,将军们在前线作战,距离罗马数月之遥,因为帝国如此之大,他们必须积累数年——或者在某些情况下,对凯撒来说当然是几十年——指挥如此多的人,这些人几十年来一直听从这个家伙告诉他们做什么,接下来打谁。这是他们效忠的人。而如果执政官可以每天下达指令,那么忠诚就可以是对罗马政权的。庇护制度也是如此,如果没有像我们今天现代世界那样的确定性司法系统。《君主论》和《论李维》的很多内容都致力于:你如何确保一个家族不会因为他们的儿子被杀而没有被复仇而生气?如果你有一个可靠的刑事司法系统,这个问题就解决了。福利国家和摆脱庇护制度也是如此。如果你不必依赖这个家族,那么这就去中介化了他们,国家可以获得你的忠诚。所以把这些线索联系起来很有趣——通信时间、公正的司法系统、公正的福利国家——这些是政权获得足够合法性,并因此获得足够稳定性以形成现代民族国家所需要的。

Original English

[Host]: To tie together a couple of threads you were talking about, The Prince is painting a picture of regimes being incredibly unstable. You have to worry about foreign powers. You have to worry about rival factions within your own country. You have to worry about mercenaries. You have to worry about lots of different things. So any given regime is very unstable. So what had to happen for things to get more stable? We're talking about a couple of the ways in which people owed their loyalties not to the regime, but to others within the regime, which created instability. In Discourses on Livy, Machiavelli talks about how one of the reasons the Roman Empire's fall was instigated is that these generals were months away on the frontier fighting these wars because the empire was so big, they had to amass for periods of years—or in some cases, for Caesar of course, decades—the command of so many men who have for decades just been listening to this guy tell them what to do, who to fight next. This is the person they're loyal to. As opposed to, say, if the consuls could be giving dictates every single day, then the loyalty could be to the regime in Rome. Same with patronage, if there's not a system of deterministic justice like we have in the modern world today. A lot of The Prince and Discourses on Livy is dedicated to: how do you make sure that a family is not pissed off that their son got killed and it wasn't avenged? If you just have a reliable criminal justice system, that problem goes away. It’s the same with the welfare state and getting rid of the patronage system. If you don't have to rely on this family, then this disintermediates them, and the state can have your loyalty. So it's interesting to connect all these threads together—communication time, impartial justice system, impartial welfare state—as being what is required for the regime to have enough legitimacy and then, as a result, enough stability to have modern nation states.

[艾达·帕尔默]: 是的。每个人都感到惊讶的一件事是,当切萨雷·博尔贾——瓦伦蒂诺是他在那个时期更常用的称呼——征服意大利中部的这些城市时,他进去,屠杀了统治家族。他努力杀死他能找到的每一个成员,这样就不会有潜在的 rival claimant 来取代他。他实施了中立的正义,因为他和他的亲信在那个城市没有立场。他们不与一个家族群体对抗另一个家族群体。当他们实施正义时,他们中立地这样做,因为他们对当地的派系背景故事不感兴趣。结果,令所有人惊讶的是,他进入一个城市,屠杀统治者,实施威权政权,并且他非常受欢迎,深受人民爱戴。每个人都说:“为什么他们喜欢这个人?他是一个残忍的杀人暴君。”答案是,几代人以来第一次,他们有了接近公平正义的东西。这意味着,过去是一个派系掌权,另一个派系失势。在我们假设的场景中,一个木匠的儿子喝醉了,在斗殴中杀了人,如果那个木匠的儿子是当权派的木匠,那么这起谋杀就不会有正义和后果。可能只是最小的罚款。如果那个木匠为失势的家族工作,那么就会从严处理。他的儿子会因那次死亡而被处决。不会有公平的正义。判决的结果完全取决于谁掌权谁失势,而不是案件的公平性。但是当这两个统治家族都被消灭了,一个外部势力来了,发生了一起杀人案,中立的法官中立地审理此案,并给出相同的答案,不管那是哪个家族的木匠。那些生活在“对某些人来说是正义,对其他人来说是不公正”的几代人中的人们,突然有了公平的正义,对此感到高兴,并发现错误终于受到了惩罚。他们长期怨恨和憎恨的当权者终于为他们犯下的罪行受到了惩罚。这使得瓦伦蒂诺的征服和暴力政权在这些城市的普通民众中非常受欢迎,因此他们愿意加入他的军队,帮助保卫他的征服成果,维持他的权力,并守卫他的堡垒。所以马基雅维利和其他人对这一点感到震惊。他们原本以为,如果一个征服者进来并屠杀了一个城市的统治者,城市里的每个人都会憎恨和害怕那个征服者。但是如果征服者被恐惧而不被憎恨,因为他消灭了他们,但随后对人民公平,那么它就奏效了。

Original English

[Ada Palmer]: Yeah. One thing that everyone is surprised by is that when Cesare Borgia—Valentino is much more what he's called in the period—conquers these cities in Central Italy, he goes in, and he massacres the ruling family. He works hard to kill every member of them that he can so that there isn't a potential rival claimant to come displace him. He implements neutral justice, because he and his cronies have no side in that city. They aren't connected with one group of families against another. When they implement justice, they do so neutrally because they aren't interested in the local backstory of factions. As a result, to everyone's surprise, he moves into a city, he massacres the rulers, he implements an authoritarian regime, and he's incredibly popular and beloved by the people. Everyone says, "Why are they liking this man? He is a cruel, murdering tyrant." The answer is, for the first time in generations, they have something close to fair justice. Meaning, it used to be that there was one faction in power and another faction out of power. In our scenario where a carpenter's son gets drunk and kills someone in a drunken brawl, if that carpenter's son is the carpenter of the power that's in power, then there will be no justice and no consequences for this murder. It’ll be maybe the smallest of fines. If that carpenter works for the families that are out of power, then throw the book at him. His son will be executed for that death. There will be no fair justice. The outcome of the sentence will be entirely who's in power and out of power, not the fairness of the case. But when both of those ruling families have been wiped out, and an outside power is here, and a homicide takes place, the neutral judge hears this neutrally and gives the same answer regardless of whose family's carpenter that is. The people who have lived in generations of "justice for some and injustice for others," suddenly having equitable justice, are delighted by this and find that wrongs are finally being punished. The people that they've resented and hated for so long who are in power are finally being punished for the crimes that they commit. This makes Valentino's conquering and violent regime incredibly popular with the everyday people of these cities, who are therefore willing to sign up for his armies and help defend his conquests and keep them in power and man his fortresses. So Machiavelli and others are startled by this. They had expected that if a conqueror moves in and massacres the rulers of a city, everyone in the city will hate and fear that conqueror. But if the conqueror is feared and not hated, because he wiped them out but then was fair toward the people, then it works.

自由与暴政

[主持人]: 那么,如果瓦伦蒂诺幸存下来并占领了佛罗伦萨,为什么情况会如此糟糕?他可能会屠杀当时的统治政权,共和国,但我不知道马基雅维利特别担心什么。佛罗伦萨的文化宝藏和一切会幸存下来吗?

Original English

[Host]: So why would it have been so bad if Valentino took over Florence and he had survived? He would've massacred maybe the ruling regime at the time, the republic, but I don't know what Machiavelli is especially concerned about. Would the cultural treasures of Florence and everything have survived?

[艾达·帕尔默]: 佛罗伦萨的文化宝藏可能会没事。对此有两个答案。其中之一是,马基雅维利非常坚定地认为,如果你生活在这样一种状态下,有人可以不经审判就处决你——他可以在街上走过你身边,指着你说:“他,杀了他,”然后这就发生了——那么你就不自由。在他的文本词汇中,如果你生活在一个拥有任意权力可以处死你的国家,你就是奴隶。如果你生活在一个必须有审判、必须有程序、必须经过审查和公开的系统中,如果有一个系统,那么你就拥有自由。那个系统可能不公平。它可能有偏见。在马基雅维利的案例中,它可能就是那个折磨并流放了他的系统。但有一个系统。他认为这种差异极其重要。所以如果瓦伦蒂诺征服了佛罗伦萨,那个系统将不复存在。会有一个人可以在街上走,指着一位佛罗伦萨公民说:“杀了他,”他们就会杀了他。那个暴君会公平吗?也许。那个暴君会很好地行使这种权力吗?可能。他的继任者会比他还差还是更好?我们不知道。我们无法预测。这是一个君主国。它容易受到好继任者和坏继任者的影响。但是佛罗伦萨的人民不自由,如果存在一个可以说“处决他”的人。这对马基雅维利意义重大,对佛罗伦萨人民也意义重大。我们很难看到他们拥有的自由和公民权如此之少,但他们却如此在意。佛罗伦萨人总是愿意走上街头,冒着生命危险,挥舞着写着“自由”的旗帜。LIBERTAS 旗帜是市政议会(从城市中那1%超级精英、极少数有资格进入政府的人中选出的参议院)的纹章。他们不是在暴动以捍卫自己参与共和国的权利。他们是在暴动以捍卫他们老板的老板参与共和国的权利。然而他们对此如此在意,他们认为这与有一个人可以在街上走,指着你说“他,杀了他”的情况根本不同。那种自由的传统意义重大,即使世界上最仁慈的暴君占领了这座城市,它也会消失。所以这是一半的答案。

Original English

[Ada Palmer]: The cultural treasures of Florence would potentially have been okay. There's two answers to that. One of them is that Machiavelli is very adamant that if you live such that there is somebody who can have you summarily executed—he can walk by you in the street and point at you and say, "Him, kill him," and it happens—then you are not free. In his vocabulary in the text, if you live in a state where there is an arbitrary power who can have you put to death, you are a slave. If instead you live in a system where there must be a trial, and there must be a process, and this must be examined and public, if there is a system, then you have liberty. That system may be unfair. It may be biased. It may be, in Machiavelli's case, the very system that tortured and exiled him. But there was a system. He considers that difference to be enormously important. So if Valentino conquers Florence, it's not going to be that system anymore. There will be a man who can walk down the street and point at a Florentine citizen and say, "Kill him," and they will kill him. Will that tyrant be fair? Maybe. Will that tyrant exercise this power well? Perhaps. Will his successor be worse or better than him? We don't know. We can't predict. It's a monarchy. It's vulnerable to good successors and bad successors. But the people of Florence are not free if there exists a man who can say, "Execute him." That meant a lot to Machiavelli, and it meant a lot to the Florentine people. It's kind of hard for us to see how few liberties and how little franchise they had and yet how much they cared. Florentines are constantly willing to go into the street and risk their lives flying the banner that says "Libertas" across it: liberty. The banner LIBERTAS is the coat of arms of the Signoria, the Senate, which is selected from the 1% super mega elite, tiny minority of the city that is eligible to be in government. They aren't rioting to defend their right to participate in the republic. They're rioting to defend their boss's boss's right to be in the republic. Yet they care so deeply about it, and they consider it fundamentally different from the situation in which there is a man who can walk down the street and point at you and say, "Him, kill him." That tradition of liberty means a lot and would be gone even if the most beneficent tyrant in the world took the city. So that's half of the answer.

[主持人]: 我可以快速问一下吗?当洛伦佐·迪·皮耶罗·德·美第奇接管时,他不就是那个人吗?

Original English

[Host]: Can I ask about that real quick? When Lorenzo de' Piero di Medici takes over, is he not that guy?

[艾达·帕尔默]: 那是答案的第二部分。当征服者来自你的城市,热爱你的城市,并希望照顾你的城市时,与征服者来自外部时,存在巨大差异。当美第奇家族接管佛罗伦萨时,他们想要佛罗伦萨,他们希望佛罗伦萨保持佛罗伦萨的样子。他们希望它所有的美丽和宝藏仍然存在并属于他们。他们永远不会考虑将其重要部分夷为平地。他们永远不会考虑威胁佛罗伦萨人说:“我们会摧毁你们的城墙,”或者“如果你们叛乱,我们会摧毁你们的大教堂。”任何外来者都会。所以佛罗伦萨在美第奇公爵统治下看起来更像佛罗伦萨,而米兰在维斯康蒂或斯福尔扎公爵统治下看起来不像共和制的米兰,费拉拉在埃斯特公爵统治下也没有共和国的痕迹,埃斯特公爵可以为所欲为,包括残忍地挖出对方的眼睛,而城市永远不会对他们采取任何行动。所以马基雅维利意识到,如果佛罗伦萨必须沦陷,落入美第奇家族手中是最温和的。它可能是最不稳定的,因为他们不会像外部征服者那样被恐惧,但肯定是最温和的。当你被内部征服时,你保留了一些重要的权利,而当你被外部征服时,你不会保留这些权利。

Original English

[Ada Palmer]: That's the second half of the answer. There is a huge difference between when the conqueror is from your city, loves your city, and wants to take care of your city, and when the conqueror is from the outside. When the Medici take over Florence, they want Florence, and they want Florence to be Florence. They want all of its beauty and all of its treasures to still exist and be theirs. They would never consider razing important parts of it to the ground. They would never consider threatening the Florentines with, "We will destroy your city walls," or, "We will destroy your cathedral if you rebel." Any outsider would. So Florence looks more like Florence under a Medici duke than Milan looks like Republican Milan under a Visconti or Sforza duke, or than Ferrara, which has no remnants of its republic, does under the dukes d'Este, who can do anything they want, including murderously gouging each other's eyes out and the city will never take one step against them. So Machiavelli is aware that if Florence has to fall, falling to the Medici is gentlest. It’s most volatile perhaps, because they aren't going to be feared as much as an outside conqueror would be feared, but certainly gentlest. You preserve some important rights when you're conquered from inside that you don't when you're conquered from outside.

艺术与外交

[主持人]: 显然,我们记得这个时期产生了所有这些伟大的文化产物,所有这些令人惊叹的建筑,所有这些艺术。然后我们谈论君主的岌岌可危,不断的战争,他们实际上一直在战斗。怎么会有这么多剩余资源用于所有这些不同的项目?你在你的书中写道,老洛伦佐·德·美第奇花费了相当于今天3000万美元,用于建造图书馆和购买书籍,以教育他的孙子们。在一个人人都在互相争斗的时代,如果你输掉一场战争,你的城市即使不被夷为平地,至少统治派系会被杀死,怎么还会有这么多剩余资源用于教育和艺术等等?

Original English

[Host]: Obviously, we remember this period for producing all these great cultural artifacts, all these amazing buildings, all this art. Then we're talking about the precariousness of the prince, the constant wars, how they're literally fighting all the time. How is there this surplus that is available for all these different projects? You write in your book about how the older Lorenzo de' Medici spends what would be today, because of the expense of building libraries and buying books, $30 million to build a library to educate his grandsons. How is there all the surplus available for education and arts and so forth in a period where everybody's fighting everybody, and if you lose a war, your city will get, if not razed, at least the ruling faction of it will get killed?

[艾达·帕尔默]: 一半的答案是金融业极其有利可图。如果你是银行中心,流入的资金量是惊人的。大羊毛业,佛罗伦萨的大产业,也极其富裕。就像亨利·福特变得极其富有一样,在一个一套衣服就像买车一样需要攒钱,而每个人都需要一套的时代,你可以通过这种方式变得非常富有。所以,有很多钱。但是,你还记得人们常说美国国防开支中每美元影响最大的是富布赖特项目吗?因为外交比战争便宜。派一个充满热情、干劲十足的年轻研究生到一个国家,去宣传它的文化,建立联系,让每个人都感觉积极,这比同样数额的军费开支更能避免冲突,并在冲突中获得帮助。一美元对一美元,外交比战争便宜。他们利用艺术进行外交。所以从某种意义上说,如果你不做艺术,你就不得不在战争上花更多的钱。并不是说艺术是从战争的剩余中创造出来的。而是,“哦,不,我们负担不起足够的军队来真正防御法国。即使我们把所有的钱都花在军队上,也无法防御法国。但我们肯定可以把它花在把百合花涂满我们的政府所在地,并为法国国王制作精美昂贵的礼物上,这样当法国国王来时,他会觉得我们是朋友,我们给了他所有这些文化产出。如果我们与他作战,我们会输。但如果我们玩文化胜利游戏,那更便宜,我们可以尝试获胜。”

Original English

[Ada Palmer]: Half of that answer is finance is incredibly profitable. If you're the banking center, the amount of money that is flowing in is staggering. Big Wool, the big industry for Florence, is also incredibly wealthy. In the same way that Henry Ford becomes incredibly rich, in a period when a suit of clothing is something you save up for like buying a car, and everybody needs one, you can get very rich that way. So, there's lots of money. But, do you remember how it's often said that the biggest impact per dollar for US defense spending is the Fulbright Program? Because diplomacy is cheaper than war. Sending a bright-eyed, bushy-tailed young graduate student out to a country to enthuse about its culture and make connections and make everyone feel positive does a lot more to avoid conflict, and also get help in conflict, than the same amount of spending on the actual army does. Dollar for dollar, diplomacy is cheaper than war. They're using the art to do diplomacy. So in one sense, if you're not doing the art, you would have to spend more on the war. It's not that the art is being made from a surplus of the war. It's, "Oh, no, we can't afford enough armies to actually defend us against France. Even if we spent every penny we have on armies, it would not defend us against France. But we sure can spend it on painting fleur-de-lis all over our seat of government and creating beautiful, expensive gifts for the King of France, so that when the King of France comes, he will feel like we are friends and we are giving him all of this cultural output. If we fought him, we would lose. But if we play the culture victory game, that's cheaper, and we can try to win."

[主持人]: 我们上次谈到了,一个法国外交官到达佛罗伦萨,看着这些他认为微不足道、甚至不是凯撒后裔的人,而他们正在生产所有这些作品,那会是一种什么样的体验。现在去佛罗伦萨参观,兴趣部分在于这些是历史文物,因为有人在500年前制作了它们。但如果你在当时看到它们,这要么是你认为只有罗马人才能做到而我们再也做不到的事情,要么是甚至罗马人也做不到的事情。

Original English

[Host]: We talked about this last time, the experience of what it must have been like for a French diplomat to arrive at Florence and look at these people he considered to be nothing, not even descended from the Caesars, and they're producing all this stuff. When one goes to visit Florence now, the interest is in part because these are historical artifacts, because somebody made them 500 years ago. But if you're seeing them at the time, this would be something either you thought only the Romans could have done that we can't do anymore, or something that even the Romans couldn't have done.

[艾达·帕尔默]: 对。它们在当时是高科技。就像我们看着一座令人难以置信的摩天大楼,它比以往任何摩天大楼都更高、更险峻、更令人惊叹。我认为这是外国势力当时评估佛罗伦萨时被低估的一个方面。

Original English

[Ada Palmer]: Right. They're high-tech then. They're like when we look at an incredibly impressive skyscraper that's taller and more precarious and amazing than any past skyscraper. I think that is an underrated aspect of what it must have been like to be a foreign power evaluating Florence at the time.

[主持人]: 是的。我们必须提醒自己,这些既是历史成就,也是高科技成就。

Original English

[Host]: Yeah. We have to remind ourselves that these are high-tech achievements as well as historic achievements.

[艾达·帕尔默]: 而且这也是一个倒退即前进的时期。也就是说,这个时期不像我们,认为未来是潜力所在,人类会随着时间的推移变得越来越好。人类的潜力是重新夺回罗马。倒退即前进。如果我们能越来越像那样,那会更好。那是我们向往的。他们确实在辩论:我们能超越罗马人吗?我们能做出比罗马人更好的东西吗?但这是一个“如果”,是一个辩论。这不是一个“当然,肯定”。对我们来说,这是“当然,肯定”。我们在前进。我们试图建造更大、更令人印象深刻的东西。即使是对进步持怀疑态度的人也会说:“是的,我们未来会更强大。我们能做更多。我们可能会用它来搬起石头砸自己的脚,但我们未来会更强大。”对他们来说,很大程度上是:我们能否像罗马人一样强大?我们不知道。我们可以辩论。我们希望如此。我们向往它。会有另一个罗马和平吗?有一天会有另一个普遍的和平吗?我们能再次实现它吗?所以当我们看到像佛罗伦萨大教堂或佛罗伦萨新古典主义建筑这样的东西时,我们看着它,我们知道他们在模仿过去。所以我们不认为它是尖端技术。但对他们来说,尖端技术就是模仿过去。

Original English

[Ada Palmer]: Also that this is a period in which backwards is forwards. That is to say, this is not a period that, like us, thinks of the future as where potential is, and that humanity might get better and better over time. The potential of humanity is recapturing Rome. Backwards is forwards. If we can get more and more like that, that'll be better. That's what we aspire to. They do debate: can we surpass the Romans? Can we make things even better than the Romans? But it's an "if," it's a debate. It's not a "definitely, of course". For us, it's "definitely, of course." We're moving forward. We're trying to build bigger and more impressive things. Even people who are cynical about progress will say, "Yeah, we will be more powerful in the future. We'll be able to do more. We may use it to stab ourselves in the foot, but we will be more powerful in the future." For them, it's very much: will we ever be as powerful as the Romans were? We don't know. We can debate it. We hope so. We aspire to it. Will there be another Pax Romana? Will there be another universal peace someday? Will we ever achieve that again? So when we look at something like Florence's cathedral or Florence's neoclassical buildings, we look at it and we know they're imitating the past. So we don't think of it as cutting-edge technology. But for them, cutting-edge technology is imitating the past.

对罗马历史的筛选

[主持人]: 我们上次谈到,马基雅维利和其他人文主义者,以他们理解德性的不同方式,都在试图效仿最初使罗马伟大的德性。他们在多大程度上依赖于李维或其他什么人写下的这些随机神话,比如布鲁图斯杀死了自己的儿子,或者那个把手放在火里以显示罗马人民忠诚、你不应该与我们作战的家伙?你看看实际的罗马历史,它极其混乱。我们在开始录制之前刚刚谈到克劳狄乌斯的生活和皇帝时期等等,他们肯定知道实际上……

Original English

[Host]: We talked about last time how both Machiavelli and the other umanisti, in the different ways they understood virtue, were trying to emulate the virtues that made Rome originally great. How much are they going off of just these random myths that Livy or whoever would write down about something that supposedly happened, where Brutus killed his own sons, or who was that guy who put his hand in a fire to show that the Roman people will be loyal and you shouldn’t fight us? You look at actual Roman history, and it's incredibly fucked up. We were just talking before we started recording about the life of Claudius and the period of the emperors and so forth, and surely this must have been known to them that actually…

[艾达·帕尔默]: 部分原因是他们关注不同的皇帝。当我们想制作一部HBO剧时,我们不会制作关于那些无聊、能干、工作做得非常好的皇帝的剧。如果我们这样做,我们的社会可能会更好。但是那些有很多刺杀和很多狂欢的戏剧性皇帝能制作出好的电视剧。每个人都在筛选自己的历史。通常,当你书写自己文化的历史时,你会选择英雄。你看一本中学历史教科书,它会歌颂那个国家的英雄。如果它努力保持公正,它也会承认缺点,但英雄会在里面。当他们试图创建一本关于过去的手册时,对他们来说突出的是与他们现在不同的东西。他们的现在有很多暴君。他们的现在有很多狂欢。他们的现在有很多屠杀。他们的现在没有70年的和平。所以那才是突出的不同。我认为对我们来说,一些狂欢和屠杀更突出,因为我们现在没有那么多狂欢和屠杀,或者至少没有公开的。当我们揭露我们的领导人卷入丑闻狂欢时,我们对此非常不满。但对他们来说,他们读到所有这些,他们读到图拉真、哈德良和马可·奥勒留的成功和稳定,他们说:“那对我们来说是陌生的。我们很久没有那样了。那是我们想再次拥有的。”以至于当吉本在18世纪晚期写作多卷本的《罗马帝国衰亡史》时,他说人类从未有过比五贤帝时代更好的时期。

Original English

[Ada Palmer]: Part of it is they're zooming in on different emperors. When we want to make an HBO drama, we don't make it about the boring, competent emperors who just do a really good job. Our society might be better off if we did. But the dramatic emperors where there's lots of stabbing and lots of orgies make for good television. Everybody curates their history. Often when you're writing the history of your own culture, you pick the heroes. You look at a middle school history textbook, it's going to celebrate the heroes of that country. If it's trying hard to be unbiased, it will also acknowledge the faults, but the heroes are going to be in there. When they are trying to create a handbook of what was, what stands out for them is what's different from their present. Their present has plenty of tyrants. Their present has plenty of orgies. Their present has plenty of massacres. Their present does not have 70 years of peace. So that's what stands out as different. I think for us, some of the orgies and massacres stand out more because we don't have as many orgies and massacres now, or at least not publicly that we know about. When we do expose that our leaders have been involved in scandalous orgies, we get very upset about it. But to them, they read about all of this, and they read about the successes and the stability from Trajan, Hadrian, and Marcus Aurelius, and they say, "That is alien to us. That we haven't had in so long. That is what we want to have again." So much so that when Gibbon is writing The History of the Decline and Fall of the Roman Empire, in multiple volumes, in the late 18th century he says that there's never been a better time for humanity than during the era of the five good emperors.

[主持人]: 是的,而且中世纪欧洲无法接受这些好皇帝也是异教徒,因此在地狱里的想法……这就是你得到这个华丽传说的原因,教皇格里高利大帝召唤了图拉真的鬼魂并为他的鬼魂施洗,这样他就可以上天堂,尽管图拉真是迫害基督徒时期的皇帝。但他们太爱他了,无法接受他会因为是一位伟大的凯撒而在地狱里的想法。所以在中世纪世界,图拉真皇帝死后受洗以便他能上天堂是正典,因为他是一位如此好的皇帝。但丁在《天堂篇》中将他视为理想的基督教统治者。但他不是基督徒。他正在迫害基督徒。但中世纪和文艺复兴时期的欧洲非常擅长鱼与熊掌兼得——在构建他们想象中的古代时,可以选择异教世界和基督教世界中最好的部分——同时拥有并同时庆祝两者。

Original English

[Host]: Yeah and to the degree that medieval Europe can't cope with the idea that these good emperors were also pagans and are therefore in hell… It’s where you get this gorgeous legend that Pope Gregory the Great summoned the ghost of Trajan and baptized his ghost so that he could go to heaven, even though Trajan is a during-the-persecution-of-the-Christians emperor. But they just love him so much, they can't handle the idea that he would be in hell despite being a great Caesar. So in the medieval world, it is canon that Emperor Trajan was posthumously baptized so that he could go to heaven, because he's such a good emperor. Dante centers him in Paradiso as the ideal Christian ruler. But he wasn't Christian. He was persecuting the Christians. But medieval and Renaissance Europe are very good at having their cake and eating it too—in terms of getting to pick and choose the best parts of the pagan world and the best parts of the Christian world when constructing their imagined antiquity—to have both and celebrate both at once.

背叛与罪孽

[主持人]: 这里有一些我感到困惑的事情。马基雅维利特意指出切萨雷·博尔贾的背叛,因为它们非常引人注目。例如……拉米罗·德奥尔科?是的。杀死他委以严厉任务——并因此给一个地区带来和平——的那个副手,因为他委派了这种严厉。或者作为一种善意的姿态,邀请一些将要对他发动革命的人,然后在宴会上把他们全部杀死。但是,我们是否应该把他特别指出——“嘿,你应该考虑做这种背叛或这种行为”——作为证据,证明这在当时实际上是罕见的?也许问这个问题的另一种方式是,就当时他们都是基督徒而言,他们肯定真的相信如果他们背叛别人、撒谎或违背誓言,他们会下地狱,对吧?所以就像你刚才说的,死刑在当时实际上比我们事后认为的要少,这些疯狂的政治阴谋是否比这些故事所描绘的要少?

Original English

[Host]: Here's something I'm confused about. Machiavelli makes a point of pointing out Cesare Borgia's betrayals because of how remarkable they are. For example… Ramiro d’Orco? Yes. Slaying the very deputy that he had tasked with being harsh—and as a result bringing peace to a region—for that harshness that he had delegated. Or inviting, as a gesture of goodwill, some people who are going to do a revolution against him, and then killing them all at the banquet. But should we take the fact that he's making a special point—"hey, take this kind of betrayal or this kind of deed as something you should consider doing"—as evidence that this was actually rare at the time? Maybe another way to ask the question is, to the extent that they are all Christians at the time, surely they really did believe they're going to go to hell if they betray people or lie or break their oaths, right? So just as you were saying a second ago about how capital punishment was actually less prominent at the time than we in retrospect think it to be, are these kinds of crazy political intrigues less common than these stories make them out to be?

[艾达·帕尔默]: 这个答案有两部分,我先说第二部分,第二部分是关于宗教的。他们都相信这个宗教说:“如果你这样做,你会下地狱,”然后他们都这样做了。这是这个时期真正在挣扎的事情。每个人都在犯罪,一直在违反规则:为荣誉杀人,放高利贷,借钱收利息。他们一直在犯罪。他们一直在做这些违反规则的事情。这个时期的人们确实会提起这一点并说:“嘿,这不行。”这是但丁《神曲》的重点之一。但丁在其中说:“看,当你做这些事情时,你会因此下地狱。”他用佛罗伦萨人填满了他的地狱。有一句精彩的台词,他遇到了另一群佛罗伦萨人,他说:“恭喜你,佛罗伦萨,一座在地狱里闻名的城市,”因为他认为他的佛罗伦萨同胞特别虚伪。当他继续前行时,我们看到佛罗伦萨人特别出现在放高利贷和鸡奸的部分,但也有异教徒和无信仰者。他一直在遇到他的同胞,包括他自己爱戴和尊敬的人。因为但丁在痛苦地指出:“伙计们,它说如果我们这样做,我们会下地狱。我要写一本书,在那里这是字面意义上的真实。”《地狱篇》中在他那个时代和我们这个时代都特别震撼的章节之一是第五歌,他遇到了好色者,我们看到了保罗和弗朗西斯卡。保罗和弗朗西斯卡的故事在当时是一个极其流行的爱情故事。有一个年轻美丽的贵族女子,有一个年长可怕的丈夫。当他不在时,还有一个优秀英俊的年轻贵族来拜访她,他们阅读了关于亚瑟王、桂妮薇儿和兰斯洛特的浪漫故事。一来二去,他们一起犯了通奸罪。然后她的丈夫回家发现了他们,并杀死了他们两个。每个人都喜欢这个故事。它是无处不在的爱情故事。它是他们文化中相当于罗密欧与朱丽叶的试金石故事。人们唱关于它的歌。每个人都知道这个激动人心的爱情悲剧。但他把他们放在地狱里,因为他们犯了通奸罪。这对所有庆祝这个爱情故事的人来说非常震惊。“不,如果这是真的,这是我们的宗教,那么他们就会在这里。”但丁非常严厉和严格,非常不寻常,并引发了很多关于这个问题的讨论。“我们一直在违反这些规则。我们是否应该比过去更认真地对待这件事?”他说:“悔改吧,否则你们都会下地狱,我的同胞们。”所以他们担心这个。

Original English

[Ada Palmer]: Two halves to that answer, and I'll do the second one first, the second one being about the religious one. They all believe in this religion that says, "If you do this, you're going to go to hell," and then they all do this. That's something that this period really wrestles with. Everybody is sinning and breaking their rules all the time: killing for honor, committing usury, lending money at interest. They're all sinning all the time. They're all doing these things that are against the rules all the time. People in the period do bring that up and say, "Hey, this is not okay." This is one of the big focuses of Dante's Commedia. Dante in it says, "Look, when you do these things, you will go to hell for them". He fills his hell with Florentines. There's that wonderful line where he meets yet another group of Florentines, and he says, "Congratulations, Florence, a city famous in hell," because he considers his Florentine peers to be particularly hypocritical. As he goes through, we see Florentines especially in the sections for usury and for sodomy, but also heretics and unbelievers. All through he's encountering his countrymen, including people he himself loves and respects. Because Dante is making this painful point of, "Guys, it says that if we do this, we go to hell. I'm going to make a book where that's literally true." One of the chapters of Inferno that hits extra hard in his period and in ours is Canto V, where he's encountering the lustful, and we see Paolo and Francesca. Paolo and Francesca is a story that was an incredibly popular love story at the time. There was a young, beautiful noblewoman who had an older, horrible husband. While he was away, there was also this wonderful, handsome, young nobleman who visited her, and they read the romantic stories about King Arthur and Guinevere and Lancelot. One thing led to another, and they committed adultery together. Then her husband came home and found them and murdered them both. Everyone loves this story. It is the ubiquitous love story. It's their cultural equivalent to Romeo and Juliet, a touchstone story. People sing songs about it. Everyone knows this exciting love tragedy. And he puts them in hell because they were guilty of adultery. It's really shocking to everyone who has celebrated this love story. "No, if this is true, and this is our religion, then this is where they would be." Dante is very stern and very strict and very unusual, and starts a lot of discussion of this question. "We're breaking these rules all the time. Should we just take this more seriously than we have?" He says, "Repent, or you will all go to hell, my fellow citizens." So they're worried about that.

罪与罚:文艺复兴时期的基督教

[艾达·帕尔默]: 但另一部分是,当时实践的基督教对纯洁的关注远不如尤其是美国以及新教主导的欧洲地区所习惯的基督教。在宗教改革过程中,基督教发生了一个重大变化,主要来自加尔文、加尔文主义,然后是清教主义,它们更侧重于试图过一种无污点、纯洁的生活。这是一种“我们要创建一个由所有人组成、都将遵守规则并按其生活的社区。如果你是一个罪人,违反了这些规则,你应该被驱逐出这个社区。你是不纯洁的,你是有污点的。”这不是这个时期基督教的思维方式。假设是每个人都在不停地犯罪。没有纯洁这种东西。每个人每五分钟都在犯罪。每个人都在嫉妒。每个人都在好色。每个人都在懒惰。每个人都会犯这些错误,然后你忏悔它们,你感到抱歉,你做补赎,你取得精神进步,你被宽恕,然后你再次犯罪。每个人都会犯罪。圣方济各也会犯罪。他非常关注自己是一个罪人,并不断地自我鞭笞,尽管他在很多方面是全欧洲最有德性的人,但他强调自己的罪。所以一位在文艺复兴时期非常受欢迎但今天不太受欢迎的圣人是圣朱利安 Hospitaller,谋杀者的主保圣人。他是谋杀者的主保圣人,因为他的传说是一个俄狄浦斯式的传说。当他出生时,他被一个女巫诅咒,说他长大后会被杀他的父母。他跑得远远的,希望永远不会遇到他的父母,所以不会遇到他们。但最终他想家了,回家了,被魔鬼欺骗屠杀了他的父母,他屠杀了他的父母。他余生都在努力弥补,去朝圣,然后致力于经营朝圣者旅馆以帮助其他人成为朝圣者。他是那些犯了谋杀罪并感到非常抱歉、需要与之共存并忏悔的人的主保圣人。这不是我们现在对谋杀者的态度。我们对谋杀者的文化态度是:“那个人是谋杀者。他们应该被回避。他们应该被锁在一个没有钥匙的盒子里,或者他们应该被处决。他们应该被从社会中移除。杀人没有回头路。”但文艺复兴时期的想法是,有时你不得不杀人,然后重要的是你感到抱歉。你需要一个主保圣人,他的工作就是做你的精神导师,他也犯了杀人罪。他犯了比你更严重的杀人罪,因为他杀了他的父母。如果他走上了精神之旅以从谋杀者中恢复过来,你也可以。在文艺复兴时期的佛罗伦萨,有几十个、几十个圣朱利安的圣像。无论你走到哪里,你看到一个,你就会想:“那是某个犯了杀人罪并试图与之共存的人委托制作的。”这是一个真正将罪视为你做的事情,然后你事后为此付出代价的社会。像但丁和萨沃纳罗拉这样的人来对人们说:“不,这不行。你在歪曲这些事情。不,你不能把你家族的纹章放在教堂内部各处,把教堂变成你银行业务的广告,而它应该是上帝的地方。那是不合适的,不,上帝不会为此原谅你。”社会说:“是啊,好吧,但如果我们大量忏悔,上帝也许会原谅任何事情。”所以这是一个复杂、精致的虚伪,它建立了大量的机制,让社会的行为与其宗教戒律达到那种程度的冲突。

Original English

[Ada Palmer]: But another part of it is that Christianity as practiced then has much less of a focus on purity than the Christianity that especially America is used to, and also the Protestant-dominated parts of Europe. There was a big change in Christianity that comes in the course of the Reformation, primarily from Calvin, Calvinism, and then Puritanism, which has a greater focus on trying to live an unspotted and pure life. It’s the idea of, "we're going to create a community of people who are all going to stick to the rules and live by them. And if you are a sinner and have broken these rules, you should be expelled from this community. You are impure, you are stained." That is not the way Christianity thinks in this period. The assumption is everybody sins all the time. There is no such thing as purity. Everybody sins every five minutes. Everybody is envious. Everybody is lustful. Everybody is slothful. Everybody will make these mistakes, and then you repent of them, and you feel sorry, and you do penance, and you make spiritual progress, and you are forgiven, and then you sin again. Everybody sins. St. Francis of Assisi sins. He had a big focus on himself as a sinner and was constantly self-flagellating despite being, in many ways, the most virtuous man in all of Europe, but stressing his own sin. So one saint who's super popular in the Renaissance who is not very popular today is St. Julian the Hospitaller, patron saint of murderers. He is the patron saint of murderers because his legend is an Oedipus-like legend. When he was born, he was cursed by a witch that when he grew up, he would slay his parents. He runs far away hoping that he will never encounter his parents and so not meet them. But eventually he feels homesick and comes home, and is tricked by the devil into slaughtering his parents, and he slaughters his parents. He spends the rest of his life trying to make up for it, going on pilgrimage, and then dedicating his life to running pilgrim hostels to help others be pilgrims. He is the patron saint for people who have committed murder and feel really sorry and need to live with it and repent of it. That's not the attitude we have toward murderers right now. Our cultural attitude toward murderers is, "That person is a murderer. They should be shunned. They should be locked in a box without the key, or they should be executed. They should be removed from society. There is no turning back from homicide." But the Renaissance's idea is sometimes you have to commit homicide, and then what's important is that you feel sorry. You need to have a patron saint whose job it is to be a spiritual mentor for you, he too committed homicide. He committed a worse homicide than you did, because he killed his parents. If he went on a spiritual journey to recover from being a murderer, so can you. There are dozens and dozens and dozens of icons of St. Julian all over Renaissance Florence. Everywhere you go and you see one, you're like, "That was commissioned by somebody who committed a homicide and is trying to live with it." This is a society that really thinks about sin as something you do, and then you pay for it afterward. And people like Dante and Savonarola come to people and say, "No, this is not okay. You are perverting these things. No, you cannot put your family's coat of arms all over the inside of a church, turning the church into an advertisement for your banking business when it should be a place of God. That's inappropriate, and no, God will not forgive you for it." And society says, "Yeah, well, but God forgives maybe anything if we repent a lot." So it's a complicated, sophisticated hypocrisy that builds up a lot of apparatus to let the society's actions be at odds with its religious precepts to that degree.

马基雅维利的流放

[主持人]: 我对艾达和马基雅维利都意犹未尽,所以还有几个问题想问你。感谢你再次加入。

Original English

[Host]: I couldn't get enough of Ada or of Machiavelli, and so there are a few more questions I wanted to ask you. Thanks for hopping on again.

[艾达·帕尔默]: 哦,这是我的荣幸。

Original English

[Ada Palmer]: Oh, my treat.

[主持人]: 我们上次没有谈到马基雅维利被流放的事实。他是在流放中写这些书的。我们谈到了他的外交生涯,所以也许你可以介绍一下他是如何最终被流放的,以及他在那里的计划是什么。

Original English

[Host]: We didn't talk last time about the fact that Machiavelli was exiled. He's writing these books in exile. We were talking about his diplomatic career, so maybe you can give a bit of context around how he ends up in exile, and what his plan is once he's there.

[艾达·帕尔默]: 在这里,我们必须从这样一个事实开始:在知识传统中,所有有名有姓的人都曾流放过一段时间。但丁如此。伏尔泰如此。卢梭如此。托马斯·霍布斯如此。马基雅维利如此。更重要的是,流放在佛罗伦萨非常普遍,而且没有人们期望的永久性。在佛罗伦萨,流放意味着现在掌权的人不信任你。他们想让你离开城市,但他们是在测试你的忠诚。他们在测试你是否会忠于他们,你被告知的不是“离开城市”,像罗马流放那样,而是“去一个特定的地方。去伦敦。去布鲁日。去这里。待在那里,我们会给你指示。”你被期望在你的流放期间充当一种非官方的佛罗伦萨政府官方使者。一段时间后,你会被要求执行外交任务。他们会说:“去代表我们和这个人谈谈,”或者“去送这封可信的信。”如果你表现良好,行为端正,那么为共和国服务几年后,你就会被召回。所以这是一种临时流放。他们选择一个特定的地方送你去,如果你去了,表现良好,按他们说的做,那么一段时间后,他们会考虑带你回家。如果你不这样做——如果你离开并且没有待在他们说的地方,如果你跑去为别人工作——那么你就不再被允许回到佛罗伦萨。你那时就是一个流放者了。马基雅维利的流放不同寻常,因为他们真的不信任他。所以他们不把他送到布鲁日、伦敦、巴塞罗那、德意志地区或其他任何他实际上有政治联系的地方。他们把他送到托斯卡纳佛罗伦萨城外乡下的一个偏僻小村庄,那里没有重要人物,无事可做。这不是“去等待指示”。这是“去腐烂,我们在测试你是否会忠实地待着,基本上什么都不做,被禁止与重要人物交谈,处于隔离状态。”当那个流放令下达时,每个人都期望马基雅维利的反应会是:“好吧。他们甚至不给我第二次机会。我要跑去为别人工作。”因为欧洲有无数人愿意雇佣一位技艺精湛的古典主义历史学家,他具有军事和外交能力,在罗马和法国有政治联系,并访问过皇帝的宫廷。他本可以为任何数量的枢机主教工作。他本可以在十几个宫廷中获得非常 prestigious 的外交职位。尤其是佛罗伦萨历史学家,是你绝对想雇佣来为你自己的家族写一部奉承历史的人。甚至在此之前的一个世纪,远至英格兰的国王们就一直试图雇佣佛罗伦萨历史学家来写关于他们的书。所以他很容易做到这一点,这是人们所期望的,但他没有。马基雅维利说:“不。我要留下来,我要腐烂,我要写《君主论》,这是我的求职申请,恳求新政权让我回去,让我为他们工作,展示我的忠诚,我要把它送给他们,只给他们,给他们和我最亲密的朋友。我不会与任何其他人分享。”因为马基雅维利是一个爱国者,他不会为任何不是他国家的目标服务。无论某个皇家宫廷的薪水是他在家乡能得到的多少倍,这对他来说都不重要。无论这是否是那个刚刚逮捕、折磨并流放了他,尽管他没有密谋反对他们的政权,他都想为他们工作。因为马基雅维利从根本上说,可能是地球历史上最爱国的爱国者之一。他会忠实地坐在乡下腐烂,同时乞求为那些下令折磨他的人工作,只要他们能召回他,以便他能服务他的国家。

Original English

[Ada Palmer]: Here we have to start with the fact that everybody who's anybody in the intellectual tradition lives in exile for a while. Dante does. Voltaire does. Rousseau does. Thomas Hobbes does. Machiavelli does. More importantly, exile is a very common thing in Florence and doesn’t have the permanence that one expects. In Florence, exile means the people who are in charge of the regime distrust you right now. They want you out of the city, but they're testing your loyalty. They're testing whether you will stay true to them, and you're told not, "Get out of the city," like a Roman exile, but, "Go to a specific place. Go to London. Go to Bruges. Go here. Stay there, and we will send you instructions." You're expected to act as a kind of unofficial official emissary for the government of Florence while in your exile. You'll be asked to do diplomatic missions after a while. They'll say, "Go talk to this person on our behalf," or, "Go deliver this trusted letter." If you're good and you behave, then after some years of service to the republic, you'll be recalled. So it's a provisional exile. They pick a specific place to send you, and if you go and are good and do what they say, then after a while, they consider bringing you home. If you don't–if you leave and you don't stay where they said, if you run off to work for someone else—then you're not allowed back in Florence anymore. You're an exile at this point. Machiavelli's exile is unusual because they really don't trust him. So they don't send him to Bruges or London or Barcelona or the Germanies or any number of other places where he actually has political contacts. They send him to a middle-of-nowhere hamlet in the countryside outside of Florence in Tuscany, where there is nobody important and there is nothing to do. This isn't a "go wait for instructions." This is a "go rot and we're testing whether you will faithfully stay and do basically nothing and be forbidden to talk to important people, be in isolation." When that exile is given, everybody expects that Machiavelli's response will be, "Okay. They're not giving me even a second chance. I'm going to run off and work for somebody else." Because there are a jillion people in Europe who would love to employ a skillful classicist historian with military and diplomatic capacities who has political contacts in Rome and in France and has visited the court of the emperor. He could have worked for any number of cardinals. He could have gotten a very prestigious diplomatic job in any of a dozen courts. A Florentine historian especially is something that you absolutely want to hire to write a flattering history of your own family. For even a century before this, kings as far away as England had been trying to hire Florentine historians to come write about them. So he could easily do this, and this is what is expected, and he doesn't. Machiavelli says, "No. I'm going to stay, and I'm going to rot, and I'm going to write The Prince, which is my job application begging the new regime to bring me back and let me work for them and demonstrating my loyalty, and I'm going to send it to them and only them, them and my immediate friends. I'm not going to share it with anybody else." Because Machiavelli is a patriot, and he will not serve any cause that is not his country. No matter whether the pay at a royal court somewhere would be three times what he would ever get at home, that doesn't matter to him. No matter whether this is the regime that just arrested, tortured, and exiled him despite him not having plotted against them, he wants to work for that. Because Machiavelli fundamentally is possibly one of the most patriotic patriots in Earth's history. He will faithfully sit in the countryside and rot while begging to work for the people who ordered his torture, so long as they will recall him so that he can serve his country.

《君主论》的受众

[主持人]: 这和我们总是问的关于《君主论》目标受众的问题有关,因为他其他的作品——他的《论李维》、他的历史著作、他的喜剧——那些是为了公开传播的。那些增加了他的名声。那些提出了重要的论点。他的《佛罗伦萨史》加入了其他流传的重要佛罗伦萨史,影响了人们思考政治的方式。但《君主论》不是。《君主论》是秘密和专有的,是维持权力的秘诀。他不会让任何其他权力拥有它。就像一个拥有外交秘密的核科学家,忠于他的国家,不会出卖并让这些秘密落入他人之手。马基雅维利知道他已经掌握了政治科学新世界的开端。他只会与他的国家政府分享,因为他希望它保护他的国家,他不会为任何其他目标服务。这就是为什么对我来说如此讽刺的是,他的名声——“马基雅维利式”这个词——意味着“自私自利”,而马基雅维利本人是我在地球历史上读到过的最无私的人之一。他会放弃并牺牲事业、外交、名声、朋友、甚至待在城市里享受美好一天的机会,在乡下腐烂以忠于他的国家。他宁愿不为任何事、任何人服务,也不愿花一个小时来推进任何不是佛罗伦萨的事情。

Original English

[Host]: And this connects to the question we always ask about the target audience of The Prince, because his other work—his discourses, his histories, his comedic play—those were for public circulation. Those increased his fame. Those made important arguments. His history of Florence joined other important histories of Florence circulating, influencing the way people thought about politics. Not The Prince. The Prince is secret and proprietary, the secret sauce of how to maintain power. He will not let any other power have that. It's like a nuclear scientist with diplomatic secrets who is faithful to his country and will not sell out and let those secrets fall into other hands. Machiavelli knows that he has the beginnings of a new world of political science. He will only share that with the government of his country because he wants it to protect his country, and he will not serve any other cause. This is why it's so weirdly ironic to me that the reputation—the word "Machiavellian"—means "self-serving", when Machiavelli himself is one of the most selfless men I've ever read about in the history of the Earth. He will give up and sacrifice career, diplomacy, fame, friends, the opportunity to even be in a city and have a nice day, to rot in the countryside to be faithful to his country. He would rather serve nothing and no one than give an hour of his time to advancing anything that is not Florence.

[主持人]: 你的观点是,他倡导一种恶毒、现实主义和犬儒主义,但目的是为了保护佛罗伦萨,而不是为了服务任何一个 generic 公国的 generic 君主。

Original English

[Host]: You're making the point that he is advocating a viciousness and a realism and a cynicism, but in service of protecting Florence, not in service of a generic prince of any generic principality.

[艾达·帕尔默]: 没错,他不让任何副本流传出去,除了佛罗伦萨的统治者和他的直接学术、社交、亲密朋友圈,那些他认识了几十年、与他讨论过他的想法的学者同行。那就是《君主论》在他一生中的受众。

Original English

[Ada Palmer]: Exactly, and he doesn't let copies of it circulate to anybody but the rulers of Florence and his immediate scholarly, social, intimate circle of friends, people that he's known for decades who are scholar peers who have discussed his ideas with him. That's the audience of The Prince during his lifetime.

[主持人]: 他是否期望在某个时候它会得到更广泛的传播?他写作的方式是否暗示了这一点?它也是一部文学杰作。我当然只读过译本,所以我不知道意大利语原文是什么样。但是有人在一本本应只是为特定人物编写的非常实用的手册上投入如此多的文学努力,这似乎有点奇怪。

Original English

[Host]: Does he expect that at some point it will be more widely distributed? Is he writing in a way that suggests that? It is a literary masterpiece as well. I've only read, obviously, the translation, so I don't know what it's like in the original Italian. But somebody putting in that much literary effort into something that is just supposed to be a very pragmatic manual for a particular person seems a bit weird.

[艾达·帕尔默]: 我们必须记住,这是从手稿时期到印刷时期的过渡时刻,因此也是书面作品的重要性以及书面作品对作者职业生涯的重要性发生重要转变的时刻。在马基雅维利的青年时代,一位重要的大学者,比如蓬塔诺,上一代最伟大的学者之一,被雇佣为一位特定的君主编写一本只存在一本或三四本副本的君主手册,这是很正常的事情。例如,征服那不勒斯的西班牙国王阿方索,宽宏大量的阿方索,以其对艺术和文学的慷慨赞助以及精心培养的个人轶事而闻名。有一个时刻,他正在打仗,一个信使冲进他的房间,汗流浃背,浑身是泥,打断了国王与他的学者朋友讨论柏拉图的早晨时光。国王愤怒地转向信使说:“出去。这是穿长袍的人的地方,不是穿盔甲的人的地方,”并拒绝听取紧急消息,直到他完成了对灵魂的一小时学术沉思。结果,他输掉了那场战役,但实际上赢得了战争。他通过这样的轶事培养的名声使他受人爱戴。他会支付比佛罗伦萨共和国高五倍的薪水来雇佣像马基雅维利这样的人。他雇佣他们做什么?他有很多孩子,王子和公主,他委托一位学者为他的每个孩子编写一本独特的、定制的关于如何统治和使用权力的手册。这些只以手稿形式存在,一本或三本,收件人是费拉拉公爵夫人,她是阿方索国王的女儿。那本书从未打算流传。它旨在作为给她的私人指导,也许她可以传给她的儿子和女儿。与此同时,作者的名声通过被告知为这位重要公主秘密编写的特殊定制君主手册是由某某人写的而得到放大。这太酷了,信件流传开来,让你知道它正在发生。就像一位科学家可能会因为我们知道他正在开发只有他的政府拥有的酷炫专有技术而出名,但我们知道它正在发生,我们必须把这些书看作是专有技术。从这个意义上说,为一人的受众,或一人及其直接圈子的受众写一本书,并不是一件不寻常的事情。这也是君主手册也适用于女性的时刻之一。那本为后来成为费拉拉公爵夫人的公主写的书的标题称她为君主,因为君主在当时是一个性别中立的词。它在词尾上是阳性的,就像桌子是阴性的一样,但君主用于男性和女性。甚至伊丽莎白女王在她生命的这个时期也被称为伊丽莎白君主。这太迷人了。

Original English

[Ada Palmer]: We have to remember this is a moment of transition from the manuscript to the print period, and also therefore an important moment of transition in what makes a written work important and how that written work is important to the career of someone who's written it. It's a normal thing in Machiavelli's youth for a major important scholar like, say, Pontano, one of the greatest scholars of the previous generation, to be hired to write a handbook of princes that will exist in just one copy or three or four copies that are written for a specific prince. For example, you have King Alfonso of Naples, the Spanish king who conquered Naples, Alfonso the Magnanimous, made famous for his vast patronage of arts and letters and for carefully cultivated personal anecdotes. There’s a moment when he was in the middle of fighting a war and a messenger rushed into his room, sweaty and covered with things, to interrupt the king's morning time with his scholar friends discussing Plato. The king turned angrily on the messenger and said, "Get out. This is a place for men in togas, not for men in armor," and refused to listen to the urgent message until he'd finished his hour of scholarly contemplation of the soul. As a result of which, he lost that battle but actually won the war. His reputation cultivated by anecdotes like that make him beloved. He will pay a salary five times what the Republic of Florence will pay to hire somebody like Machiavelli. What does he hire them to do? He has a lot of children, princes and princesses, and he commissions a scholar to write a unique bespoke handbook of how to rule and use power for each of his children. These exist in manuscript only in one copy or three copies, and the addressee is the Duchess of Ferrara, who is a daughter of King Alfonso. That book is never intended to circulate. It's intended to be private guidance for her and for her to perhaps pass on to her sons and daughters. Meanwhile, the author's fame is magnified by being told the special bespoke handbook of princes cultivated secretly for this important princess was written by so and so. That's so cool, and letters circulate and let you know that it's happening. In the same way that a scientist might become famous because we know he's developing cool proprietary technology that only his government has, but we know that it's happening, we have to think of these books as proprietary technology. In that sense, it's not an unusual thing to write a book with an audience of one, or an audience of one and her immediate circle. This is also one of the moments where the handbook of princes also means for women. The title of that book for the princess who becomes Duchess of Ferrara addresses her as a prince, because prince is a gender-neutral word at this point. It's lexically masculine in terms of ending, the same way a table is feminine, but prince is used for men and women. Even Queen Elizabeth is Prince Elizabeth at this period of her life. That is so fascinating.

[主持人]: 我们很难理解为一人的受众写一本书的想法。对我们来说,书不是这样的。有趣的是,我认为我们正在进入一个新时代,这可能再次成为可能。在某种程度上这已经是真的了,我每天阅读的至少一半文字是专门为我而不是其他任何人生成的,因为AI。显然,AI目前还不能写出我认为是文学杰作、如果人们能接触到它都会想读的东西。但最终它会。所以有趣的是,随着知识的进步,它可能会把我们带回到这个为特定君主服务的定制学者的时代。

Original English

[Host]: We have trouble wrapping our heads around the idea of writing a book for an audience of one. It's just not what a book is to us. The funny thing is, I think we are entering a new era where that might be once again possible. It already is somewhat true, where at least half of the words I read on a given day are generated specifically for me and nobody else, because of AI. Obviously, AI is not capable of writing something which I think would be a literary masterpiece that everybody would want to read if they had access to it just yet. But eventually it will be. So it's interesting to consider that as this knowledge progresses, it would bring us back to this era of bespoke scholars dedicated to a particular prince.

[艾达·帕尔默]: 重要的是要记住,那从未消失过。这有两部分。一,长期以来,我们每天阅读的一半文字是专门为我们定制的,因为它们是电子邮件。它们是信件。它们是来回的通信,受众是一人,收件人,这是我们生活中阅读和写作的大部分内容。同样,在权力殿堂中,一直存在长达一本书的东西,受众是一人或五人。有历史学家和其他学者和科学家,他们的工作是提供那份关于叙利亚历史的100页报告,交给国会的一个委员会,这九位参议员或这九位众议员需要了解正在发生的事情的背景,以便他们能够理解当前事件。我有一些为国防情报局工作的历史学家朋友,他们制作这些长达一本书的研究项目,受众是五人、八人或几十人,因为这是政府当时需要的定制专有知识。有时是技术知识,但同样经常是历史知识,“这里是军事行动可能发生的重要河流,”了解这方面历史的历史学家说。

Original English

[Ada Palmer]: It's important to remember that that never went away. Two halves of that. One, for ages it's been true that half of the words we read every day are bespoke only for us, because they're email. They're letters. They're the correspondence back and forth which has the audience of one, the addressee, and that's the majority of what all of us read and write in our lives. It's also always been the case that in the halls of power, there are book-long things with an audience of one or an audience of five. There are historians and other scholars and scientists whose job is to provide that 100-page report on the history of Syria, to be given to a committee of Congress, where these nine senators or these nine congresspeople need the background on what's happening so that they can understand a current events thing. There are historian friends of mine who work for the Department of Defense Intelligence, who produce these book-length research projects with an audience of five or an audience of eight or an audience of a couple dozen, because it is the bespoke proprietary knowledge needed by the government at that moment. Sometimes it's technological knowledge, but just as often it's going to be historical knowledge of, "Here are the important rivers where military things are likely to happen," says the historian who knows the history of this stuff.

《君主论》的出版与传播

[主持人]: 这实际上引出了一个问题,历史上有多少这样具有《君主论》质量——在其时代像《君主论》一样原创,同样精心制作等等——的著作已经失传了?也许回答这个问题或思考这个问题的一种方式是谈谈《君主论》本身是如何进入大众出版的。在1532年的某个时候,美第奇教皇允许其出版,然后27年后,它被同一个教皇国审查。那么,马基雅维利本人不希望广泛流传的这本书是如何进入广泛流传,然后停止广泛流传,然后又再次进入广泛流传的呢?它像许多重要著作一样,进进出出,进进出出。

Original English

[Host]: That actually brings up the question of how many such tracts through history, which are of the quality of The Prince—as original at their time as The Prince is and as wonderfully crafted and so on—have been lost to history? Maybe one way to answer this question or think about it is to talk about how The Prince itself went into mass publishing. At some point in 1532, the Medici pope allows for its publishing, and then 27 years later, it is censored by that same papacy. So how does this book that Machiavelli himself did not want out in wide circulation end up in wide circulation and then stop ending up in wide circulation and then end up in wide circulation again? It goes in and out and in and out, like a lot of important works.

[艾达·帕尔默]: 我将给出这个问题的宏观答案,然后是微观答案。通常情况下,一部包含 radically unusual 思想的作品会漂流一段时间,不被社会特别关注,也不被广泛阅读,直到它遇到一个时刻,那个世纪或那个十年提出的新问题被该文本中的某些东西所回答。然后突然每个人都会开始阅读它。另一个不同的例子,可能听众都很熟悉,因为这里的每个人都是很酷、聪明、有学问的人,是卢克莱修的《物性论》,它是对古代原子论以及原子和真空物质理论的最佳概括。它写于公元前/公元之交,漂流了很久,一直不太重要,直到1600年代,我们有了疾病细菌理论的初步想法,对新的科学非常感兴趣。突然它有了30个印刷版本,到处都是,影响了科学,在19世纪我们对原子和细胞感兴趣时,它甚至更有影响力。所以一本书可以存在 literally 2000年或接近它,然后突然回答那个十年的问题。从这个意义上说,《君主论》会漂流一段时间,不太重要。它为什么首先被出版?它首次出版是因为马基雅维利仍在世的亲戚希望为家族和他们已经去世的 beloved 亲属赢得名声。这是他尚未出版的一部作品。他们请求许可,因为这可以传播他的名声。它也是献给美第奇家族成员的,所以美第奇家族说:“是啊,我们出版这个东西也能获得名声。”他们没有像作者那样认真考虑其内容的力量。所以它只是一本可以传播马基雅维利家族和美第奇家族名声的书,它流传开来,人们说:“哦,那实际上充满了相当 scandalous 的想法。嗯。”这就是它如何最终被列入索引,因为印刷机引发了书籍审查。小论文:每当有新的信息技术出现,就会有随后的审查浪潮试图审查新技术,大量的书籍同时被禁。马基雅维利的书并不是其中特别突出的例子。包含他作品的禁书索引仔细区分了由大异端写的危险书籍和由普通人写的稍微危险的书籍,大异端是用全大写字母写的。我记得当我第一次阅读其中一个索引时,我非常兴奋地翻看并找到马基雅维利,他在那里,不是全大写,我非常生气。我说:“那有什么问题?他应该是全大写。”但所有全大写的人是路德、加尔文、茨温利,无数你从未听说过的新教神学家。在这个时期,全大写大异端地位是为新教保留的。马基雅维利直到后来才流行起来。所以他在一次审查一切的大浪潮中被审查,当有一个大的审查浪潮时,然后它减弱,上下波动。

Original English

[Ada Palmer]: I'll give the zoomed out answer and then the zoomed in answer to that question. It is often the case that a work which contains radically unusual ideas will drift along being not particularly zoomed in on by society and not widely read, until it hits a moment that the new questions being asked in that century or that decade are answered by something in that text. Then suddenly everyone will start reading it. A different example of this, probably well known to the audience, because everyone here is a cool, smart, learned person, is Lucretius’ On the Nature of Things, De rerum natura, which is our best capsule of ancient atomism and the atoms and vacuum theory of matter. It's written around the BC/AD turn, and drifts along being not very important for ages, until the 1600s when we're getting the first ideas of germ theory of disease, very interested in new science. Suddenly it gets 30 print editions and is all over the place and influences science, and is even more influential in the 19th century when we're interested in atoms and cells. So a book can exist for literally 2,000 years or close to it, and then suddenly answer the questions of that decade. In that sense, The Prince will drift along and be not very important for a while. Why is it first published? It's first published when Machiavelli's still surviving relatives want fame for the family and fame for their beloved now dead kinsman. Here is a work of his that hasn't been published yet. They ask for permission because this can spread his fame. It's also dedicated to members of the Medici family, so the Medici are like, "Yeah, we get fame for publishing this thing too." They don't think as seriously about the power of its contents as its author did. And so it's one more book that can spread the fame both of the Machiavelli family and of the Medici family, and it goes around, and people are like, "Oh, that's actually full of fairly scandalous ideas. Hmm." That’s how it then ends up on the index as book censorship kicks up as a result of the printing press. Mini thesis: every time there's a new information technology, there's a subsequent wave of censorship to try to censor the new technology, and a bajillion books get banned all at once. Machiavelli's is not a particularly prominent example among this. The index of banned books that contains his work carefully differentiates between the dangerous books by arch-heretics and the slightly dangerous books by meh people, and arch-heretics are in all caps. I remember when I was first reading through one of these indexes, I was so excited to flip through and find Machiavelli, and there he was, not in all caps, and I was so angry. I was like, "What's wrong with that? He should be in all caps." But all the all caps people are Luther, Calvin, Zwingli, a bajillion Protestant theologians you've never heard of. All-caps arch-heretic status is reserved for Protestantism in this period. Machiavelli doesn't catch on until later. So he's censored in a wave of censoring everything, when there's a big censorious wave, and then it diminishes and goes up and down.

马基雅维利思想的复兴

[艾达·帕尔默]: 第二个微观部分:如果我们说卢克莱修在人们想了解疾病细菌理论时变得令人兴奋,那么马基雅维利什么时候变得令人兴奋?马基雅维利首先在霍布斯的《利维坦》出版后变得令人兴奋,因为霍布斯的《利维坦》像一卡车砖头一样撞击了欧洲思想。它具有令人难以置信的说服力、华丽的推理,让你得出一个关于人类是什么的可怕愿景和一个关于上帝是什么的可怕愿景,人们觉得非常可怕,但也令人难以置信地说服力。毫不夸张地说,在《利维坦》出版后的40年时间里,西欧哲学的唯一目标就是想出一个反驳霍布斯的好方法。在那一刻,他们说:“好吧,霍布斯使用了很多关于政治和历史的逻辑,听起来像马基雅维利。”他正在做这些功利主义后果主义分析,“如果我们这样做,就会有那个结果”。他正在分析政府的起源,好像没有神性在建立它。他让这个人在自然状态下发明政府,而不是上帝从天而降告诉亚当:“这是你应该组织世界的方式。”所以他们说:“好吧,霍布斯是怪物。霍布斯是伟大的利维坦,或马尔姆斯伯里的野兽,”正如报纸在他生前称呼他的那样。我们如何反驳这个怪物?让我们看看生下小怪物的大怪物。如果我们能阅读马基雅维利并找到马基雅维利的漏洞,也许我们可以用这些来反驳霍布斯。所以马基雅维利突然变得有用,不是对同情他的人,而是对那些视他为敌人并想利用他来试图击败他们认为更大的敌人的人。所以他在那时人气激增。另一次激增发生在19世纪,直到19世纪,马基雅维利的《君主论》才成为你会放在伟大丛书中的主要全球性经典。在19世纪,在启蒙运动和启蒙运动的革命之后——美利坚共和国、法兰西共和国、许多其他政府正在发生的变革和民主运动——人们想要新的方式来思考政治,他们想要思考政教分离的政治。如果你想思考政教分离,这是启蒙时代的新价值观,你需要什么?你需要一个思考政治和伦理的框架,它不依赖于上帝是其一部分。当时人类可以获得的政治论文绝大多数在根源上都有某种宗教与政治的纠缠,但马基雅维利没有。马基雅维利是早期的基础性“如果我们不考虑宗教,只在一个盒子里思考政府会怎样?如果我们只考虑政府自身运作及其世俗后果会怎样?”它在19世纪对于发展政教分离的国家治理非常有用。它也对意大利民族主义有用,可以庆祝并宣称:“嘿,我们发明了政教分离。这是马基雅维利,第一个现代人。他是我们‘意大利文化通过马基雅维利发明了现代性’的投标。”与此同时,英国说弗朗西斯·培根是第一个现代人,因为他发明了科学方法。与此同时,法国说勒内·笛卡尔是第一个现代人,因为他发明了逻辑推理和现代逻辑演绎原则。在19世纪有一场竞争,一场民族主义的竞争,不同的国家想要宣称他们酷酷的思想家是第一个现代人。马基雅维利成为意大利争夺第一个现代人的重大投标之一,因为他提出了政教分离。这是一个如果你对马基雅维利说,他不会认识的短语,但他会思考很长时间,认为它很酷,然后写关于它的信。

Original English

[Ada Palmer]: The second zoomed-in half of that: if we say Lucretius becomes exciting when people want to know about the germ theory of disease, when does Machiavelli become exciting? Machiavelli becomes exciting first in the aftermath of the publication of Hobbes's Leviathan, because Hobbes's Leviathan hits European thought like a truck full of bricks. It has this incredibly persuasive, gorgeous reasoning that lands you on a terrifying vision of what humanity is and a terrifying vision of what God is that people find very scary, but also incredibly persuasive. It's no exaggeration to say that in the aftermath of publishing Leviathan, there's a 40-year period where the sole goal of Western European philosophy is coming up with a good way to refute Hobbes. At that moment, they say, "Okay, Hobbes is using a lot of logics about politics and about history that sound like Machiavelli." He's doing these utilitarian consequentialist analyses of "if we do this, there's that result". He's analyzing the origins of government as if there's no divinity setting it up. He has this man in a state of nature inventing government instead of God from on high telling Adam, "Here is how you should organize the world." So they say, "Okay, Hobbes is the monster. Hobbes is Leviathan the great, or the beast of Malmesbury," as newspapers call him during his lifetime. How do we refute the monster? Let's look at the daddy monster that spawned the baby monster. If we can read Machiavelli and find holes in Machiavelli, maybe we can use those to refute Hobbes. So Machiavelli is suddenly useful not to people who sympathize with him, but to people who see him as an enemy and want to use him to try to defeat what to them is the greater enemy. So he surges in popularity at that point. A different surge happens in the 19th century, and it's not until the 19th century that Machiavelli's Prince becomes a major global staple that you would put in a great book series. In the 19th century, in the aftermath of the Enlightenment and the Enlightenment's revolutions—the American Republic, the French Republic, the transformations and democratic movements that are happening in lots of other governments—people want new ways to think about politics, and they want to think about politics in separation of church and state. If you want to think about separation of church and state, which is a new Enlightenment-era value, what do you need? You need an apparatus for thinking about politics and ethics that doesn't depend on God being part of it. The vast majority of political treatises available to humanity at that point have some sort of entanglement of religion with politics at their root, but Machiavelli doesn't. Machiavelli is this early foundational "what if we think about government in a box without plugging into religion? What if we just think about government operating by itself and its earthly consequences?" It's incredibly useful in the 19th century for developing a statecraft for separation of church and state. It's also useful for Italian nationalism to celebrate and claim, "Hey, we invented separation of church and state. Here's Machiavelli, the first modern man. He's our bid at ‘Italian culture invented modernity’ via Machiavelli." At the same time, England is saying Francis Bacon is the first modern man because he invented the scientific method. At the same time, France is saying René Descartes was the first modern man because he invented logical reasoning and modern principles of logical deduction. There's a competition in the 19th century, a nationalist one, of different countries that want to claim their cool thinker as the first modern man. Machiavelli becomes one of Italy's big bids for the first modern man because he came up with separation of church and state. It’s a phrase that Machiavelli would not have recognized if you said it to him, but he would have thought about it for a long time, decided it was cool, and then written letters about it.

宗教与共和国

[主持人]: 我可以尝试提出一个反论,以便你能消除我的困惑吗?马基雅维利在19世纪获得特殊意义的一个原因可能是,既然世界上有了这些共和国,就有一个问题是如何确保它们得以维持。这至少是《论李维》前三分之一真正痴迷的问题。但它说这样做的方法之一是拥有一个人们非常认真对待的宗教。我认为他在《论李维》的早期某个地方说过,在罗马的建立中,比罗慕路斯更重要的是努马,或者是那个赋予罗马诸神和罗马宗教合法性的先知。正是这种合法性和对冒犯德性的恐惧,因为你相信某个会惩罚你的神,激励人们以捍卫共和国的方式行事。他举了西庇阿的例子,在汉尼拔彻底摧毁罗马军队的战斗之后。人们因此准备逃离罗马,因为他们认为汉尼拔要来了。西庇阿本人,拿着他的剑,下去说:“向我们的神发誓,你们会留下来保卫我们的家园。”仅仅让他们在那个时刻宣誓就足以说服他们,“汉尼拔不可能比神更糟糕,所以我必须留在这里保卫我们的共和国。”他似乎认为宗教对国家的合法性非常重要。

Original English

[Host]: Can I try out a counter-thesis just so you can dispel my confusion? One reason why Machiavelli might have gained a special significance in the 19th century is that now that you have these republics in the world, there's a question of how you make sure that they are maintained. That is really the question that at least the first third of the Discourses is obsessed with. But one of the ways it says that you do this is by having a religion that people take into very strong consideration. I think he says at some point early in the Discourses that more significant than Romulus in the founding of Rome was Numa, or whoever it was who was the prophet who gave the Roman gods and the Roman religion some legitimacy. Then it is this legitimacy and the fear of offending virtues, because you believe in some god that will punish you, that motivates people to act in a way that defends the republic. He gives the example of Scipio after the battle in which Hannibal absolutely destroys the Roman armies. The people are about to flee Rome as a result because they think Hannibal's coming. Scipio himself, with his sword, goes down and says, "Swear to our gods that you will stay and defend our homeland." Just having them give the oath in that moment is enough to convince them, "Hannibal can't be worse than the gods, so I have to stay here and defend our republic." It seems like he thinks that religion is super important to the legitimacy of the state.

[艾达·帕尔默]: 同意。他思考这个问题的方式与18世纪末、19世纪的人物思考它的方式相似。我们必须将宗教制度与宗教对民众的心理影响分开。这里有用的例子是托马斯·潘恩。我们都知道托马斯·潘恩的《常识》。托马斯·潘恩对建立美国制度做了很多思考。托马斯·潘恩是一个自然神论者和激进分子。他有很多论文,论述世界上最具破坏性的力量是制度性宗教。无论是天主教还是英国国教,这些制度都是巨大的、数百年或数千年历史的阴谋,旨在控制你的思想并偷走你的钱,对一切都非常有害。然而,他说,宗教对公民身份至关重要,因为它使人们变好,使人们害怕法律并想要遵守法律。所以,托马斯·潘恩说,每个国家都必须有宗教,宗教教育必须在学校中强制进行,但它是哪个宗教并不重要。托马斯·潘恩主张强制宗教,完全不在乎它是什么宗教,其想法是敬畏上帝和死后惩罚对于使公民在实践意义上愿意遵守法律是必要的。注意,这是潘恩以一种功利主义的方式思考宗教存在的心理影响。这与旧的观点——国家和国教相互纠缠——非常不同。国家推广这种国教是因为它相信它是真的,我们将拥有一个基督教民族主义或天主教民族主义或罗马异教民族主义的宗教,以推进X对抗其他。所以马基雅维利绝对是在思考宗教对人民的心理影响。他在《论李维》中有一个精彩的分析,关于罗马宗教的效用。他在一个非常引人注目和令人难忘的段落中谈到,罗马宗教说你的鬼魂依赖于被记住。这来自荷马传统。你的鬼魂只有在你还被地球上的人记住时才能保持其身份。如果在地球上你的名字被遗忘,你的鬼魂就会忘记它的名字。这不是像基督教那样的“你的鬼魂永远没事”。它是“你的鬼魂依赖于被你的后代在地球上纪念”。当你被遗忘时,你的灵魂会变成一个空洞、无意识的游荡阴影。因此,你有一个极其强烈的动机通过做伟大的事迹来被记住,特别是为你的国家牺牲自己,因为那样你的名字将只要你的国家存在就会被纪念。马基雅维利说,这是古代罗马促使人们为国家牺牲的主要动力之一,因为那样他们就保证了他们美好的来世。而基督教,他指出,说美好的来世所需要的一切就是虔诚,然后理想情况下是殉道。你没有动力为国家牺牲自己。你来世的安全由你的内在性保证。这将鼓励公民坐在盒子里当和尚,而不是参军保卫他的国家。所以,马基雅维利说,罗马宗教在爱国主义和政治稳定方面比基督教好得多。但他在章节末尾说,“基督教的优点是它是真的,”句号,章节结束。你会说:“你好,马基雅维利,我们知道你那里有强制性的脚注。”所以把托马斯·潘恩和马基雅维利平行思考。他们在思考宗教对于形成公民的效用,但他们不是在思考“这个宗教是真的,我们在做上帝的工作,我们需要塑造我们的国家以匹配我们宗教的价值观”,这是神权政治家会争论的。你所拥有的是政教分离,并期望宗教性会存在。它会影响人民,会影响公民及其行为。你需要考虑它。你需要决定是否培养它,但你需要以同样中立的方式思考它,就像你思考在公民中培养识字技能或数学技能一样。我们希望我们的公民拥有什么技能,以便他们成为见多识广的公民?我们需要什么?我们需要宗教,我们需要好的报纸,这样人们就能了解新闻并谨慎投票。你从功利主义的角度并排评估这些东西,而不是“这个宗教是真的,我们的政府有义务推进它,我们的政府期望如果我们推进正确的宗教就会得到神圣的祝福,如果我们不这样做就会受到神圣的诅咒”。这是一种思考宗教的 radically 不同的方式,同时仍然承认它是影响民众心理的强大因素。

Original English

[Ada Palmer]: Agreed. He's thinking about it in a way parallel to the way late 18th-century, 19th-century figures are also thinking about it. We have to separate the institution of religion from the psychological effect of religion on the populace. The useful example here is Thomas Paine. We all know Thomas Paine's "Common Sense". Thomas Paine does a lot of thinking about the foundation of the institutions of the US. Thomas Paine is a deist and a radical. He has lots of treatises about how the most destructive force in the world is institutional religion. Whether it's Catholicism or the Church of England, these institutions are giant, centuries-old or millennia-old conspiracies to control your mind and steal your money, and are incredibly pernicious to everything. However, he says, religion is vital to citizenship because it is what makes people be good and is what makes people fear laws and want to obey the laws. So, says Thomas Paine, every country must have religion, and religious education must be mandatory in schools, but it doesn't matter which religion. Thomas Paine advocated mandatory religion in total indifference to what religion it is, with the idea that fearing God and posthumous punishment is necessary to make a citizen, in a practical sense, willing to obey law. Notice how that is Paine thinking in a utilitarian way about the psychological effects of religion being there. It's very different from the older view that the state and a state religion are entangled with each other. The state promotes this state religion because it believes it to be true, and we're going to have a Christian nationalist or Catholic nationalist or Roman paganism nationalist religion that advances X against others. So Machiavelli is absolutely thinking about the psychological effects of a religion on the people. He has that wonderful analysis in the Discourses of the utility of Roman religion. He talks in one really striking and memorable passage about how Roman religion says that your ghost depends on being remembered. This is out of the Homeric tradition. Your ghost only retains its identity to the degree you are still remembered on Earth. If on Earth your name is forgotten, your ghost forgets its name. This is not a "your ghost is okay forever," like in Christianity. It is a "your ghost depends on being honored by your descendants on Earth." When you are forgotten, your soul becomes an empty, mindless, wandering shade. Therefore, you have an incredibly strong incentive to be remembered by doing great deeds, especially sacrificing yourself for your country, because then your name will be honored for as long as your country lasts. Machiavelli says this is one of the big motivators that makes people sacrifice themselves for the state in ancient Rome, because then they're guaranteeing their good afterlife. While Christianity, he points out, says all that matters for a good afterlife is being pious and then ideally being martyred. You have no incentive to sacrifice yourself for your state. The safety of your afterlife is guaranteed by your interiority. This is going to encourage a citizen to sit in a box and be a monk, not to sign up for the military and defend his country. So, says Machiavelli, Roman religion was much better for patriotism and political stability than Christianity. But he says at the end of the chapter, "Christianity has the advantage of being true," period, end of chapter. You'd say, "Hello, Machiavelli, we know that you had the mandatory subscript there." So think about Thomas Paine and Machiavelli in parallel. They're thinking about the utility of religion for forming a citizen, but they're not thinking about "this religion is true, we are doing God's work, we need to craft our state to match the values of our religion," which is what a theocrat would argue. What you have is separation of church and state with the expectation that religiosity will be there. It will affect the people, it will affect the citizenry and their behavior. You need to think about it. You need to decide whether to cultivate it, but you need to think about it in the same neutral way you think about cultivating literacy skills or math skills in your citizenry. What skills do we want our citizenry to have for them to be well-informed citizens? What do we need? We need religion and we need good newspapers so that people are up on the news and can vote prudently. You are evaluating those things side by side from a utilitarian standpoint instead of "this religion is true, it is the obligation of our government to advance it, and our government expects to receive divine blessings if we advance the correct religion, and divine curses if we don't." It’s a radically different way of thinking about religion, while still recognizing it as a powerful factor affecting the psychology of the populace.

手稿与印刷时代

[主持人]: 有道理。上一集我们谈到了书籍如此昂贵以及必须沉思同一图书馆中可用的同一副本对学术的心理影响。也许马基雅维利是这方面最有力的例子,也许通过他的一生,我们看到了印刷机的传播和使印刷更便宜的影响。但在他的早年,距离古腾堡发明第一台印刷机还没有多久。因此——帮我纠正这个故事——他的父亲为了得到一本李维的著作,不得不做几个月的苦工,为李维的著作编索引。在印刷术的初期,书籍稀少而匮乏。例如,我曾经研究过的最喜欢的手稿之一是马基雅维利亲手抄写的卢克莱修著作。他抄写了整首诗。这藏在梵蒂冈图书馆。但真正巧妙的是,他是从印刷本抄写的文本。但在抄写过程中,他整合了从手稿本中获取的更正和改进,因此他制作的东西比印刷版或手稿版都要好。然后他一边抄写一边做边注。但请注意,这是一个即使这本书的印刷本存在,也如此沉浸在手稿世界中的人,他愿意花几个月时间抄写并制作他自己定制的改进版文本,以便他可以从中学习,尽管几年后不可避免地会有新的印刷本出现,可能包含他正在处理的那些更正。但他不会等待,他也不确定,所以他制作了自己的版本。所以他来自这个印刷和手稿作为并行技术同时使用的时刻。购买第一批印刷书的人也在制作模仿这些印刷书并受其影响的手稿。

Original English

[Host]: That makes sense. Last episode we were talking about the psychological impact on scholarship of having books be so expensive and having to meditate on the same copies that are available in one library. Maybe Machiavelli's the strongest example of this, where maybe through his life we're seeing the impact of the printing press diffusing and making printing cheaper. But early on in his life, it's still not been that long since Gutenberg came up with the first printing press. As a result—correct this story for me—his dad has to do months of drudge work indexing Livy in order to get a copy of Livy. In the infancy of printing, books are scarce and few. For example, one of my favorite manuscripts ever that I've worked with is a copy of Lucretius in Machiavelli's hand. He copied out the entire poem. This is in the Vatican library. But what's really neat is he copied the text from a printed copy. But as he copied it, he integrated into it corrections and improvements of errors in that one, taken from a manuscript copy, so that what he produced was better than either the printed version or the manuscript version. And then he made his marginal comments as he went. But notice this is somebody who, even though print copies of this book exist, is so much in the manuscript world that he's happy to spend months probably copying out and making his own custom improved version of this text that he can then work from, even though inevitably new print copies will come out in a few years that may have the very corrections that he's working with. But he isn't going to wait for that, and he's not sure, so he makes his version. So he's from this moment when print and manuscript are parallel technologies being used at the same time. The very people who are buying the first printed books are also producing manuscripts imitating those printed books and influenced by those printed books.

[主持人]: 我想思考一下拥有这本李维的著作——这可能是年轻马基雅维利能接触到的极少数书籍之一——对他智力发展的影响。我们当时有这种学术模式。他为什么花了二十年写《论李维》?不像我们——我们可以一周听一本有声书或晚上看Kindle——他 presumably 只是一遍又一遍地读这本书,并试图在他第十次重读时将其与他生活中看到的事件联系起来。所以我觉得这在心理上非常有趣,有助于理解当时的学术和思想必须与现在不同。

Original English

[Host]: I want to think about the impact that having this copy of Livy—which presumably is one of the very few books that young Machiavelli had access to—has on his intellectual development. We have this mode of scholarship at the time. Why does he spend two decades writing Discourses on Livy? Unlike us—where we can go through an audiobook a week or read our Kindle at night— he's presumably just reading this book again and again and again, and is trying to connect it to the events he's seeing in his own life on his 10th reread. So that I feel is very interesting psychologically in understanding how scholarship and intellectual thought must have been different at that time as compared to now.

[艾达·帕尔默]: 马基雅维利可以通过拜访朋友、请求去他美第奇赞助人(当他为美第奇工作时)或索德里尼赞助人(当他为索德里尼工作时)的图书馆来轻松获取其他书籍。但这与在家拥有它、能够把它放在床边、随时查看、与它亲密接触不同,而且它是你父亲的副本,也是你的副本。但这还有另一部分,这对现代人来说很奇怪。在文艺复兴时期,对古代的热情如此之高。古代是前沿的东西。古代就是一切。古代是我们将结束前一个世界的混乱并拥有这个新世界的方式,在这个新世界里,我们的一切都基于古罗马。会有和平。会有黄金时代。这一切都来自并模仿古代。因此,如果你的书是对古代著作的评论,它会比你的原创思想更受欢迎,卖得更好,人们会更关心你,更看重你。没有人想要原创思想。原创思想已经过时了。原创思想已经死了。所有的思想都需要来自古人。所以文艺复兴时期的学者会竭尽全力假装他美丽的原创思想实际上是李维的或实际上是柏拉图的,或者把它们伪装成对这些东西的评论。这比原创思想会有大得多的受众,更受欢迎,更被认真对待。所以有些时候,乔尔丹诺·布鲁诺在他对亚里士多德的评论中,声称亚里士多德说了亚里士多德绝对没有说过的话,与亚里士多德所说的相反。但如果他声称这是亚里士多德说的,人们会更认真地对待它。最极端的例子是 brilliant and fascinating 的维泰博的安尼乌斯,托尼·格拉夫顿有一本关于他的好书。维泰博的安尼乌斯对他想要如何重新思考历史有着 radical 的愿景,并伪造了古代文本。他编造了它们。他伪造了考古发掘。他会秘密埋藏文物,然后以戏剧性的方式挖出它们。他伪造古物来创建这本书,以推进他对古代历史的 visionary 原创想法,因为如果他假装是从古代得到的,人们会比它是一本原创书更认真地对待它。所以马基雅维利的《论李维》是他争取拥有一个受欢迎、重要、有威望的东西的重大投标,因为关于李维的论述对每个人来说都比佛罗伦萨史或关于君主的原创思想论文更重要、更有趣,更有可能销售和获得关注。谁会想要那个?那是一种非常 niche 的东西。“关于李维的论述,哦,令人兴奋,我们必须拥有这个。”这种情况持续了下一个世纪。例如,大量的激进政治思想,信不信由你,包括对马基雅维利的评论,发生在塞内加和李维著作版本的脚注中。塞内加的文本将是页面中间的一个小方块,然后会有大量的脚注和评论。整个17世纪,巨大的原创政治思想时刻都在战争、脚注、塞内加版本中进行着。但这不是原创思想。都是关于塞内加的,因为那是当时流行的。学术事物的流行变化很快,非常有趣。

Original English

[Ada Palmer]: Machiavelli can easily access other books by visiting friends, by asking to go to the library of his Medici patrons when he's working for the Medici, of his Soderini patrons when he's working for the Soderini. But that's different from having it at home and being able to have it at your bedside and look at it at all hours and have this intimacy with it, and it's your father's copy and it's your copy. There’s another part of that though, and this is weird for modern people to understand. In the Renaissance, there is so much enthusiasm for antiquity. Antiquity is the cutting-edge thing. Antiquity is where it's at. Antiquity is how we're going to end the chaos of the previous world and have this new world where we're basing everything on ancient Rome. There's going to be peace. There's going to be a golden age. It's all coming from and imitating antiquity. Therefore, if your book is a comment on an ancient, it is going to be way more popular and sell way better, and people will care more and think more of you than if your ideas are original. Nobody wants original ideas. Original ideas are out of vogue. Original ideas are dead. All ideas need to be from the ancients. So a Renaissance scholar will bend over backwards to pretend that his beautiful original ideas are actually Livy or are actually Plato, or to couch them as a commentary on these things. That's going to have a way bigger audience and be more popular and taken more seriously than if it's original. So there are points where Giordano Bruno, in his commentaries on Aristotle, claims that Aristotle says things absolutely Aristotle does not, the opposite of what Aristotle says. But if he claims it's Aristotle, people will take it more seriously. The most extreme version of this is the brilliant and fascinating figure of Annius of Viterbo, who Tony Grafton has a great book about. Annius of Viterbo had this radical vision of how he wanted to rethink history and faked ancient texts. He made them up. He faked archaeological digs. He would secretly bury artifacts and then dig them up to great drama. And he forged antiquities to create this book that advanced his visionary original idea of ancient history, because if he pretended he got it from antiquity, people would take it more seriously than if it was an original book. So Machiavelli's Discourses on Livy are his big bid to have a popular, important, prestigious thing, because discourses on Livy are a bigger deal and more important and more interesting to everybody, and more likely to sell and get attention, than a Florentine history or a treatise of original thought on princes. Who wants that? That's a very niche kind of thing. "Discourses on Livy, oh, exciting, we have to have this." This goes on for the next century. For example, huge amounts of radical political thought, including, believe it or not, commentaries on Machiavelli, happen in the footnotes in editions of Seneca and Livy. The text of Seneca will be a small square in the middle of the page, and then there'll be these masses of footnotes and commentary. Huge original moments of political thought for the entirety of the 1600s are going on in wars, in footnotes, in editions of Seneca. But it's not original thought. It's all about Seneca, because that was what was in vogue then. The vogue of scholarly stuff shifts fast and is very interesting.

文艺复兴哲学的误解

[艾达·帕尔默]: 这是文艺复兴哲学和文艺复兴创新思想——除了像《君主论》这样的少数古怪作品——被排除在哲学史之外,尤其是在19世纪被排除在外的奇怪原因之一。因为当你到了19世纪,流行的是一切都必须是原创的。哲学家的思想应该像雅典娜一样,全副武装地从宙斯的头颅中诞生。理想的哲学家住在海边的小屋里,在荒野中沉思。他们想要的是原创论文。如果你看一位19世纪的哲学史家,他们会说:“在文艺复兴时期,几乎没有原创思想。”有马基雅维利的《君主论》,也许还有一点乔瓦尼·皮科·德拉·米兰多拉的《论人的尊严的演讲》。(我们后来证明它不是一篇演讲,也不是关于人的尊严的。)这些东西是黑暗中的几盏灯,而文艺复兴哲学中的其他一切都是……这里引用一位哲学系的人实际上对我说过的话:“文艺复兴是200年人们误解柏拉图的历史。”很多人看着它,你拿起菲奇诺,他说:“柏拉图说过这些事情。”你会说:“不,柏拉图完全没有说过那些话。那完全是胡言乱语。不,柏拉图没说过。你在说什么,菲奇诺?”如果你认为菲奇诺就是他所说的那样,是对柏拉图的评论,那么文艺复兴确实是200年人们误解柏拉图、误解李维、误解亚里士多德的历史。但如果你意识到他们的风格指南要求原创思想必须以对古代著作的评论形式呈现,那么它就是200年以古人为藤蔓,玫瑰攀爬其上以绽放的原创思想。当你恢复这一点并认识到,为了了解真正的文艺复兴,你需要不读那些像马基雅维利的《君主论》这样将自己呈现为原创的古怪 outlier 作品——这是一件奇怪的事情——而是读那些关于李维的评论。那才是原创思想隐藏的地方,通过假装、声称,有时是真诚地说服自己,这是古代事物的秘密编码的真实含义。就像菲奇诺,柏拉图的翻译者,绝对真诚地相信他发现的 all 令人难以置信的原创宇宙学和魔法是秘密编码在柏拉图中的,而他错了。它不是。他 really, really 相信它是,这太可爱了。但它实际上是一个令人难以置信的原创宇宙愿景,他通过阅读柏拉图、深入思考并将其与其他事物结合而得到。所以他将其呈现为对柏拉图、对亚略巴古的狄奥尼修斯的评论。这就是为什么这是一部关于李维的论述的核心,因为关于李维的论述是学者应该做的事情。马基雅维利做的所有其他事情都是学者在撰写关于李维的论述之余做的二流奇怪事情。

Original English

[Ada Palmer]: This is one of the weird reasons that Renaissance philosophy and Renaissance innovative thought—with the exception of a couple of oddball works like The Prince—gets pushed out of the history of philosophy, especially in the 19th century. Because when you get to the 19th century, the vogue is that everything has to be original. The philosopher's ideas should be born like Athena, fully formed from the head of Zeus. The ideal philosopher lives in a cabin by the raging sea, contemplating in the wilderness. What they want is original treatises. If you look at a 19th-century historian of philosophy, they'll say, "in the Renaissance, there was almost no original thought." There was Machiavelli's Prince, and there was maybe a little bit of Giovanni Pico della Mirandola's Oration on the Dignity of Man. (We have since proved it's not an oration and it's not about the dignity of man.) These things are the few lights in the darkness, and everything else in Renaissance philosophy is... Here's a quote from a philosophy department person who actually said this to me: "The Renaissance is 200 years of people being wrong about Plato." A lot of people look at it, and you pick up Ficino, and he's like, "Plato said these things." You're like, "No, Plato totally did not say those things at all. That's absolute gibberish. No, Plato didn't say that. What are you saying, Ficino?" If you think Ficino is what he says he is, a commentary on Plato, then indeed the Renaissance is 200 years of people being wrong about Plato, being wrong about Livy, being wrong about Aristotle. But if you realize that their style guide requires original thought to be presented in the form of a commentary on an ancient, what it is is 200 years of original thought using the ancients as the trellis up which the rose climbs in order to bloom. When you restore that and recognize that in order to get at the real Renaissance, you need to not read the goofy outlier works like Machiavelli's Prince, which present themselves as original—which is a weird thing to do—but read the commentaries on Livy. That's where the original stuff is hidden, by pretending and claiming and sometimes sincerely convincing themselves that this is the secret coded true meaning of the ancient thing. Like Ficino, the translator of Plato, definitely genuinely believes that all of the incredibly original cosmology and magic that he's figured out is secretly coded in Plato, and he's wrong. It's not. It's so adorable that he really, really believes it is. But what it is is an incredibly original vision of the universe that he got from reading Plato and thinking hard about it and combining it with other things. So he presents it as commentary on Plato, commentary on Dionysius the Areopagite. That's core to why this is a discourse on Livy, because a discourse on Livy is what a scholar is supposed to be doing. All the other things Machiavelli does are second-tier weird things for a scholar to be doing on the side of discourses on Livy.

版权与审查的诞生

[主持人]: 所以成年马基雅维利现在看到他的一些作品开始被大规模生产。他的反应是什么?

Original English

[Host]: So adult Machiavelli is now seeing some of his work start to get mass-produced. What is his reaction to this?

[艾达·帕尔默]: 起初是兴奋,但也有恐惧,因为马基雅维利正面临着作为作者的历史上一个迷人的时刻,印刷术已经出现,但还没有版权。在手稿时期,没有版权这种东西。如果你发现有人复制了你的书,你会说:“哦,感谢上帝。我的书又多了一个副本。”这降低了它被完全烧毁在火灾中的可能性。制作一本书的一个副本是六个月极其艰苦的劳动。你只是感激每一次文本被复制。但是当涉及到印刷时,你就会遇到这种经历,马基雅维利是第一个有这种经历的人之一,他发现当地一家印刷商在从未问过他、从未与他交谈过的情况下印刷他的作品。他看着它,里面满是错别字和小错误。他在这些信中惊慌失措地说:“哦,不,每个人都会认为我是一个糟糕的学者。文本中有所有这些小错误,它们不是我。是排版工人在排版时打错了字,没有人会知道。他们会怪我,这会毁了我的名声。我该怎么办?我什么也做不了,因为没有法律程序,没有法律追索权。印刷术刚刚出现。”看到他和其他朋友互相写信说:“我能对这家印刷商未经我同意就印刷我的书这件事做些什么?”这很有趣。没有法律。没有机构。什么都没有。他的朋友们说:“嗯,给所有重要的人写信,告诉他们那些错别字不是你。我只能建议这些了,”因为他们还没有作者版权的概念。它将在接下来的几十年里出现。奇怪的是,这如何与审查制度纠缠在一起。版权和审查制度在马基雅维利的世界里是同时诞生的,与直觉相反,来自宗教裁判所。当宗教裁判所在1515年后开始书籍审查时,这发生在马基雅维利的一生中,天主教会颁布的政策是:在你印刷任何文本之前,你必须将其提交给教会授权的权威机构——即宗教裁判官或主教——他们必须阅读它并给予印刷许可。这是为了确保其中没有异端。所以所有书籍在获得印刷许可之前实际上都是预先被禁止的。作为回报,你获得了一个垄断许可证,只有将书籍通过该程序的印刷商才能印刷它。你现在可以使用你通过审查的实际宗教裁判所记录作为文件,证明你,只有你,有权印刷这本书。因此你可以起诉剽窃或印刷未经授权版本的人。所以版权的第一个版本就是宗教裁判所。然后天主教世界以外的地方,比如英格兰,看到了这一点。英格兰实际上有民众要求审查,他们说:“嘿,我们需要宗教裁判所做的事情,因为宗教裁判所太酷了。他们让印刷商垄断印刷一本书,他们让作者拒绝印刷许可。我们需要类似的东西。”在英格兰通过的还不是版权的第一个版本——它当然是所有英联邦国家和美国适用的祖先——最初是对宗教裁判所的模仿。它是:你需要许可证才能印刷你的东西,然后作为回报你获得垄断。后来,当有新闻自由运动时——后来,我的意思是这发生在17世纪上半叶,所以大约在马基雅维利死后一个世纪,解决所有这些问题花了一个世纪——第一个版本的版权法基本上是他们说:“好吧,我们要保留审查制度的版权部分,同时摆脱审查制度的审查部分,或者改变审查制度的审查部分。”但这一切都源于宗教裁判所满足了你在马基雅维利身上感受到的这种奇怪的需求,他说:“他们印刷了我的书。他们做得不好。我什么也做不了。救命。当局,给我一些办法来处理这件事。”所以这就是你能感受到马基雅维利是第一代需要版权的人之一,版权随后将在之后诞生。

Original English

[Ada Palmer]: At first excitement, but also horror, because Machiavelli is facing this fascinating moment in the history of being an author when printing has come into being, but there isn't copyright yet. In the manuscript period, there's no such thing as copyright. If you find out that someone has made a copy of your book, you say, "Oh, thank God. There's another copy of my book." That reduces the chances of it being completely destroyed in a fire. Making one copy of a book is six months of incredibly difficult labor. You're just grateful every time a text is reproduced. But when it comes to printing, then you have this experience, which Machiavelli is one of the first men ever to have, of finding out that a local printer is printing a work of his without ever having asked him, without ever having talked to him. He looks at it, and it's full of typos and minor errors. He's panicking in these letters and saying, "Oh, no, everyone's going to think I'm a bad scholar. There are all these little mistakes in the text, and they aren't me. They're the compositor having made typos when setting it up, and no one will know that. They'll blame me, and it'll destroy my reputation. What do I do? There's nothing I can do because there's no legal process and no legal recourse. Printing has just come into being." It's neat seeing him and friends writing to each other about, "What can I do about the fact that this printer has printed my book without asking me?" There is no law. There is no apparatus. There is no anything. His friends are like, "Well, write letters to everybody who matters and tell them that the typos aren't you. That's all I can suggest," because they don't have the idea of authorial copyright yet. It's going to come in the next couple decades. The weird thing is how this gets entangled with censorship. Copyright and censorship are born together in Machiavelli's world, counterintuitively, from the Inquisition. When the Inquisition begins book censorship after 1515, which is during Machiavelli's lifetime, the policy that the Catholic Church promulgates is: before you may print any text, you must take it to an authority licensed by the church to do this—meaning an inquisitor or a bishop—and they must read it and give permission for it to be printed. This is so that they can make sure there isn't heresy in it. So all books are effectively born pre-banned until you get permission for them to be printed. In return for this, you get a monopoly license, and only the printer that took the book through the process can print it. You may now use the actual Inquisition record of you having gone through censorship as the document to prove that you and only you have the right to print the book. Therefore you can sue people for plagiarizing it or printing an unauthorized edition. So the very first version of copyright is the Inquisition. Places outside the Catholic world then, like England, look at this. There's actually popular demand in England for censorship, when they say, "Hey, we need what the Inquisition does, because the Inquisition is so cool. They let printers have a monopoly on printing a book, and they let authors deny print permission. We need something like that." The very first version of what is not yet copyright passed in England—which is of course the ancestor of what applies in all Commonwealth nations and in the US—was originally an imitation of the Inquisition. It was: you need a license before you can print your thing, and then in return you get a monopoly. Later, when there was a freedom of the press push—and by later, I mean this is happening over the course of the first half of the 1600s, so about a century after Machiavelli's death, it takes a century for all this to get ironed out—the first version of copyright law is them basically saying, "Okay, we're going to keep the copyright half of censorship while getting rid of the censorship half of censorship, or changing the censorship half of censorship." But it's all born out of the Inquisition having met this weird demand that you feel in Machiavelli, where he's like, "They printed my book. They did a bad job. There's nothing I can do. Help. Authorities, give me some way to do something about this." So that's where you can feel Machiavelli as one of the first generation that needs copyright, which will then be born in the aftermath.

[主持人]: 迷人。宗教裁判所执行作者对文本的权利的动机是什么?

Original English

[Host]: Fascinating. And what was the Inquisition's incentive to enforce the author's prerogative on the text?

[艾达·帕尔默]: 部分原因是宗教裁判所这样做会鼓励作者来找他们。这使人们更愿意与他们的程序合作。但是,也要把每个宗教裁判官看作是一个生活在某个地方、需要在那里有关系、需要有收入、并且通常从宗教裁判所本身得不到足够生活费的个体。如果你为宗教裁判所工作,你是宗教裁判所的官员,你可能是一个多明我会修士。你从修道院得到一些支持,但你有理由想要钱,你有家庭,他们想要钱。你和任何其他普通人一样务实和自私。所以人们想要与你建立这种积极关系的事实,他们可能会送你几瓶酒,以换取你在阅读他们的文本时格外慷慨。他们还必须与当局谈判。宗教裁判所想让我们认为它非常集中和单极——宗教裁判所、梵蒂冈,它控制一切——这完全不真实,是宣传性的。宗教裁判所由一大批孤立的、在孤立城镇中的人监督,与梵蒂冈沟通甚至需要数周或数月。他们自己做决定。在大多数情况下,他们没有自己大量的资金。他们没有自己的官员来监禁人。他们没有自己的监狱。他们没有直接逮捕的权力。他们从地方政府那里得到所有这些。他们与地方政府合作,这意味着如果地方政府喜欢他们,对他们满意,并且说:“哦,宗教裁判所,我可以用它来给我的敌人当替罪羊,”那么地方政府就会给宗教裁判所大量资金,给他们所有他们想要的警卫和激励。所以当我们听到臭名昭著的西班牙宗教裁判所时,每个人都在期待我提到它,西班牙宗教裁判所之所以臭名昭著,是因为西班牙的费迪南德和伊莎贝拉非常想给他们担心的犹太人和穆斯林人口找替罪羊。所以他们向他们的宗教裁判所投入资金,真正培养它并使其壮大。那是来自他们的。不是来自罗马。与此同时,如果你在像佛罗伦萨这样的地方,那里的公爵——如果是在早期美第奇公爵统治下的佛罗伦萨,就在这件事发生的时候——是一个美第奇,他与那些奇怪的菲奇诺式柏拉图式灵魂投射魔法的人关系密切。他是一个知识激进分子,出身于知识激进分子家庭。他的宫廷里充满了知识激进分子。你,宗教裁判官,说:“殿下,我能逮捕这个人吗?”他说:“不,那个人为我工作。你不能碰他。”你只能逮捕公爵愿意给你资金支持的人数,或者当地共和国愿意给你资金支持的人数。所以如果你是宗教裁判官,你需要取悦当地政府。我们有宗教裁判官的信件抱怨说:“这是一个非常自由派的公爵。他保护着他周围所有这些异教徒,我对此无能为力,因为我依赖地方当局来做事。”所以这是一个非常奇怪的比较,但可以把宗教裁判所想象成类似于无国界医生组织。它不是政府。它是一个国际组织,旨在实现它认为在不同地方有益的目标。但它只有与政府合作意愿一样强大或弱小。如果政府与之合作,它可以在一个地区非常强大并做很多事情。如果政府敌视它,剥夺它的资源,不让它的人进入,并坚持将其赶走,那么你就会出现宗教裁判所几乎无力的泡沫。每次他们想逮捕某人,他们必须去找公爵的代理人,如果公爵的代理人一直说不,他们就什么也做不了。这真正创造的是特权准入的泡沫,如果你与政府关系好,你可以随心所欲地异端,宗教裁判所不能碰你。这也是当时同性恋行为运作的很多方式。如果你在一个有权势的人的保护下,他们可以阻止宗教裁判所或其他教会官员接近你。他们就是不做,而且他们比那些代理人更强大,所以他们不能碰你。马基雅维利,我会说,非常 definitely 是坚定的双性恋,这是一个一生中娱乐性地有男朋友和女朋友的人,他给他们写信。我们有同性恋诗歌。我们有异性恋诗歌。他 definitely 对两性都非常兴奋。他有很多同性恋朋友。他和他的同性恋朋友互相写信,谈论在罗马的这个特定时刻,负责罗马执法的一个代理人正在严厉打击同性恋行为。因此他们所有的同性恋学者和艺术家朋友都争先恐后地去找枢机主教工作,因为如果你为枢机主教工作,没人能碰你。他们几乎所有的朋友都成功地为枢机主教找到了工作,除了一个。所以他 resort to 雇佣两个女性妓女一直和他在一起,让他看起来是异性恋,通过让他和性感的高级妓女在一起,来保护自己免受同性恋指控。异端和同性恋在这个时期运作方式非常相似。它们都被同样的事物禁止,并由同样的结构监管。所以如果你为枢机主教工作或为公爵工作,你可以做非常激进的魔法、激进哲学、激进政治、激进性行为,而当局没有人能碰你,因为权威被保护你的更高权威所 trump。这是庇护制度的一部分。

Original English

[Ada Palmer]: Partly the Inquisition does it because that encourages authors to come to them. It makes people much more willing to collaborate with their process. But also, think of an individual Inquisitor as an individual person who lives in a place and needs to have relationships in that place, and needs to have an income, and who is not usually getting enough to live on from the Inquisition itself. If you're working for the Inquisition, you're an officer of the Inquisition, you're probably a Dominican monk. You get some support from the monastery, but you have reason to want money, and you have family, they want money. You're as pragmatic and self-serving as any other average human. So the fact that people want to have this positive relationship with you, they might gift you some bottles of wine in return for you being extra generous in your reading of their text. They also have to negotiate with authorities. The Inquisition wants us to think of it as very centralized and very monopolar—the Inquisition, the Vatican, it controls everything—which is completely untrue and is propagandistic. The Inquisition is overseen by a whole bunch of isolated guys who are in isolated towns, and it takes weeks or months to even communicate with the Vatican. They're making their own decisions. For the most part, they don't have their own large amount of funding. They don't have their own officers to jail people. They don't have their own jails. They don't have their own authority to arrest directly. They get all of those from the local government. They collaborate with the local government, which means if the local government likes them and is pleased by them, and is like, "Ooh, the Inquisition, I can use this to scapegoat my enemies," then the local government will drown the Inquisition in funding and give them all the guards and all the incentives they could want. So when we hear about the infamous Spanish Inquisition, which everyone was expecting me to mention, the Spanish Inquisition is infamous because Ferdinand and Isabella of Spain really want to scapegoat the Jewish and Muslim populations that they're anxious about. So they throw money at their Inquisition and really cultivate and make it big. That's coming from them. It's not coming from Rome. Meanwhile, if you're in somewhere like Florence, where the duke—if it's early Medician ducal Florence, right when this is happening—is a Medici, he's in deep with the weird Ficinian Platonic soul projection magic people. He's an intellectual radical descended from intellectual radicals. His court is full of intellectual radicals. Here you are, the Inquisitor, and you're like, "Your Grace, can I arrest this guy?" He's like, "No, that guy works for me. You can't touch him." You can only arrest as many people as the duke will give you funding for, or the local republic will give you funding for. So you need to please the local government if you're the Inquisitor. We have letters of Inquisitors complaining, "This is a really liberal duke. He's protecting all of these heretics around him, and there's nothing I can do about it because I depend on the local authority for my ability to do stuff." So this is a really bizarre comparison, but think of the Inquisition operating kind of like Doctors Without Borders. It's not the government. It's an international organization that's set up to try to achieve a goal that it believes is beneficial in different places. But it's only as strong as, or as weak as, the government's willingness to collaborate with it. If the government collaborates with it, it can be enormously powerful in an area and do a lot. If the government is hostile to it and starves it of resources and doesn't let its people in and insists on pushing it out, then you can get bubbles where the Inquisition is nearly impotent. Every time they want to arrest someone, they have to go to the duke's agents, and if the duke's agents keep saying no, they can't do anything. What this really creates is bubbles of privileged access, where if you're in with the government, you can be as heretical as you like, and the Inquisition can't touch you. This is also a lot of how homosexuality operates at the time. If you are in the protection of a powerful person, they can prevent the Inquisition or other officers of the church from getting at you. They just won't do it, and they're more powerful than those agents are, so they can't touch you. Machiavelli was, I would say, very definitely solidly bisexual, in that this is a man who recreationally had boyfriends and girlfriends throughout his life that he writes to. We have homoerotic poetry. We have heterosexual poetry. He's definitely very excited by both sexes. He has a lot of gay friends. He and his gay friends are writing back and forth about how at this particular moment in Rome, one of the agents in charge of Rome's enforcement is really cracking down on homosexuality. Therefore all of their gay scholar and artist friends are rushing to get jobs working for cardinals, because if you work for a cardinal, nobody can touch you. Almost all of their friends have succeeded in getting jobs working for cardinals, except for one. So he has resorted to hiring two female prostitutes to hang out with him all the time and make him seem straight, by having him hang out with sexy courtesans, to defend himself against charges of homosexuality. Heresy and homosexuality operate very similarly in this period. They're both forbidden by the same things and policed by the same structures. So if you work for the cardinal or you work for the duke, you can be doing very radical magic, radical philosophy, radical politics, radical sexuality, and nobody in authority can touch you because authority's trumped by a higher authority that is protecting you. This is part of the patronage system.

马基雅维利形象的分离

[主持人]: 这如何回到版权?回到版权问题的方式是,宗教裁判所需要取悦地方当局才能运作。因此宗教裁判所会试图找出能取悦地方当局的事情。如果一本书在出版时开头有一封由重要政治人物写的推荐信,宗教裁判所会推动它通过。当印刷商和作者说:“嘿,我们能拥有这个垄断许可证吗?”,像马基雅维利这样的人物意识到我们可以要求:“嘿,你给了我们许可。你能拒绝其他所有人的许可吗?”宗教裁判所立即意识到,这是让出版商站在我们这边、让作者站在我们这边、让他们的老板站在我们这边的好方法,因为我们正在保护对公爵重要的书,因为它是献给公爵的,或者是献给他祖父的。美第奇家族允许印刷《君主论》,部分原因是它是献给家族成员的,它颂扬了他们的名声。他们希望能够控制其质量,确保它以良好的质量出版,并且始终在开头有那封献词信。他们有动力控制我们现在认为是版权的东西。宗教裁判所,想要取悦他们,有动力给予他们那种控制。

Original English

[Host]: How does that come back to the copyright? The way that comes back to copyright stuff is that the Inquisition needs to please local authorities in order to get to operate at all. So the Inquisition will therefore try to figure out things that will please local authorities. If a book is being presented for publication that has a recommendation letter at the beginning written by an important political figure, the Inquisition will push it through. When printing presses and authors say, "Hey, can we have this be a monopoly license?", figures like Machiavelli realize we could ask for, "Hey, you're giving us permission. Can you deny everyone else permission?" The Inquisition immediately realized, this is a great way to get publishers on our side, to get authors on our side, and to get their bosses on our side, because we are protecting the book that is important to the duke because it's dedicated to the duke, or it's dedicated to his grandfather. The Medici give permission to print The Prince partly because it's dedicated to a member of the family, and it celebrates their fame. They want to be able to control its quality and make sure that it's published in good quality and that it always has that dedicatory letter at the front. They have an incentive to control what we would now think of as copyright. The Inquisition, wanting to please them, has an incentive to give them that control.

[主持人]: 最后,你是否有一些关于如何思考为什么马基雅维利被记住的方式不仅与他写的内容不同,而且与他写作的原因不同的见解?有时在思想史上,有些作者会与他们的作品分离。你有一个平行的情况,一方面是这个人实际所做和所说的内容,另一方面是这个人的概念。在马基雅维利的案例中,我们有爱国者马基雅维利,做了所有这些工作的马基雅维利,另外我们还有“马基雅维利式”——莎士比亚所说的“谋杀成性的马基雅维尔”。老尼克,这是魔鬼的绰号,但因为尼可罗·马基雅维利而流行起来。老尼克,字面意思是魔鬼的同义词。他分裂了,所以马基雅维利的概念——莎士比亚的理查三世援引作为自己模仿对象的马基雅维利式 villainous 人物——作为一个人物、一个概念对人们有用。这是一个阴谋家的概念,他可能是无神论者,绝对是自私的,除了提升自己的权力之外别无所求。当然,如果你读了他的作品,那不是真正的马基雅维利。真正的马基雅维利不是关于提升自己。它不是一本关于如何成功的指南。它不应该被放在《如何赢得朋友和影响他人》旁边,因为它不是关于如何获得权力的手册,而是关于如何保持权力的手册。如果你有一个政府并希望它稳定并保护人民的生命,就这样做。但是谋杀成性的马基雅维利的概念非常令人兴奋,这种情况在其他时候也发生在其他知识分子身上。它发生在托马斯·霍布斯身上,在他被称为马尔姆斯伯里野兽的阶段,托马斯·霍布斯的概念分离了。它迷人地发生在斯宾诺莎身上,他是17世纪后期一位重要的激进犹太思想家。斯宾诺莎是一个 neat 的例子,因为当你真正阅读斯宾诺莎时,他非常温暖和甜蜜。像马基雅维利一样,他充满激情,关心人民,并且在他的案例中,是一个极其虔诚的有神论者。他是一个一元论者。他相信整个宇宙是上帝的身体。你是上帝的一部分。桌子是上帝的一部分。相机是上帝的一部分。一切都是上帝。那不是很好吗?但关于斯宾诺莎的一个事实——我知道这感觉离题,但并非如此——他是很久很久以来第一个被针对犹太式逐出教会的人,仪式性的,“你的激进主义太激进了。我们将你驱逐出犹太人社区。”这是一个如此罕见的仪式,以至于他所在地区的犹太人实际上不得不派人周游欧洲寻找一个知道这个仪式的犹太人,因为它极少被使用。这个事实传播开来,人们认为斯宾诺莎一定比任何异端都更奇怪和异端,因为连犹太人都要驱逐他。大异端斯宾诺莎的概念变成了一个人物。每个人都在谈论大异端斯宾诺莎,然后你读到他,完全不是这样。但有时这个人物是有用的。马基雅维利这个 villain 的思想实验人物对我们的哲学是有用的。我们喜欢谈论,“什么是马基雅维利式自私自利的政治家?”他们会怎么做?这与马基雅维利的真实思想有着独立的生活,以至于在整个16世纪,西班牙都有这些关于马基雅维利主义的惊人讨论。他们谈论犹太人作为马基雅维利式人物,马基雅维利作为犹太人的君主。你会说:“马基雅维利根本不是犹太人。”但他们所说的马基雅维利式和犹太式,在某种程度上是正在破坏我们美好天主教西班牙的政治思想。所以犹太人和马基雅维利式可以成为同义词,尽管这对我们来说很疯狂。因为对他们来说,这两者都是思想阴暗面的标签,现在我们正在谈论思想的阴暗面。马基雅维利作为 villain 的概念本身是迷人而有趣的。当我们看到马基雅维利在现代被引用时——当《君主论》放在书架上,感觉像是买来读、当作成功指南来思考的令人兴奋的东西,当把它放在书架上让你感觉参与了战略提升和理性主义的理念时——那更多的是马基雅维利这个人物,老尼克,而不是那个忠实地坐在流放中,愿意放弃财富、名声、社交、探望妻子的能力,任何东西,以服务他的国家的尼可罗·马基雅维利。对我来说,我认为比看老尼克(虚构的马基雅维利式 villain)或爱国者马基雅维利更迷人的是,看看我们是如何双重成像这个的?我们社会这种将真实、强大、令人兴奋、亲密的东西拿走,然后说“但我们也可以制造人物”的迷人倾向是什么,而人物本身是有趣的。所以如果你从马基雅维利这里带走一个主要信息,那就是马基雅维利,思想实验的人物,是我们社会的重要支柱。我们在思考政治时使用他。马基雅维利,实际的创新者,是我们社会和我们思考政治方式的不同支柱。如果马基雅维利可以是两个如此不同的东西,老尼克和爱国者马基雅维利,那么我们在生活中遇到的许多其他东西实际上已经被我们的社会效用分开了,并制成了多个在不同语境下对我们有用的东西。如果你书架上有《君主论》,读它,并记住它是由一个愿意放弃一切来服务他的国家的人写的,你会看到一个非常不同的马基雅维利浮现出来。

Original English

[Host]: To close off, do you have some sense of how to think about why Machiavelli's remembered so differently from not only what he wrote, but why he was writing? Sometimes in the history of thought, there are authors who become separated from their work. You have a parallel where there is the actual content of what the person did and said, and separately there is the idea of this person. In the case of Machiavelli, we have Machiavelli the patriot, Machiavelli who did all this work, and separately we have "Machiavellian" — "the murderous Machiavel", as Shakespeare calls him. Old Nick, which is a nickname for the devil but became popular because of Niccolò Machiavelli. Old Nick, literally a synonym for the devil. He splits, so that the idea of Machiavelli—the Machiavellian villainous figure that Shakespeare's Richard III invokes as someone he's modeling himself on—is useful to people as a character, as an idea. It’s the idea of the scheming politician who is probably atheistic, definitely self-serving, and who wants nothing but to advance himself in power. Of course that isn't the real Machiavelli if you read the work. The real Machiavelli is not about advancing yourself. It's not a manual for getting ahead. It shouldn't be shelved next to How to Win Friends and Influence People, because it's a manual not of how to gain power, but of how to keep power. If you have a government and want it to be stable and protect the people's lives, do this. But the idea of the murderous Machiavelli is very exciting, and this happens at other times to other intellectual figures. It happens to Thomas Hobbes in the phase that Thomas Hobbes is the Beast of Malmesbury, and the idea of Thomas Hobbes separates. It happens fascinatingly to Spinoza, an important radical Jewish thinker of the later 17th century. Spinoza is a neat one, because when you actually read Spinoza, he's really warm and sweet. Like Machiavelli, he’s passionate and cares about people, and in his case is an incredibly pious theist. He's a monist. He believes the entire universe is the body of God. You are a part of God. The table is part of God. The camera is part of God. Everything is God. Isn't that great? But a fact about Spinoza—and I know this feels tangential, but it's not—was that he was the first person in ages and ages to be targeted with the Jewish equivalent of excommunication, the ceremonial, "Your radicalism is too radical. We are expelling you from the community of Jews." It was such a rare ceremony that the Jews of his region actually had to send somebody traveling all around Europe to find a Jew who knew the ceremony, because it was so incredibly rarely done. The fact of that spread around, and people had the idea that Spinoza must be even more weird and heretical than any heretic if even the Jews would expel him. The idea of Spinoza the arch-heretic becomes a character. Everyone talks about Spinoza the arch-heretic, and then you read him and it's nothing like it. But sometimes the character is useful. The thought experiment figure of Machiavelli the villain is useful for our philosophy. We like to talk about, "what is a Machiavellian self-serving politician?" What would they do? This has a separate life from Machiavelli's real ideas, to the degree that all the way through the 16th century, there's these amazing discussions of Machiavellianism in Spain. They're talking about the Jews as Machiavellian and Machiavelli as the prince of the Jews. You're like, "Machiavelli was in no way a Jew at all." But what they mean by Machiavellian and by Jewish is somehow the political thought that is undermining our good Catholic Spain. So Jewish and Machiavellian can become synonyms, mad as that is for us. Because for them, both of these are labels for the sinister underground of thought, and now we're talking about the sinister underground of thought. The idea of Machiavelli as the villain is itself enchanting and interesting. As we look at when Machiavelli is invoked in the modern day—when The Prince sits on the shelf and it feels like something exciting to buy and to read and to think of as a manual of getting ahead, when having it on your shelf makes it feel like you're participating in the idea of strategic advancement and rationalism—that's much more Machiavelli the character, Old Nick, than it is the Niccolò Machiavelli who faithfully sat in exile, willing to give up wealth, fame, society, the ability to visit his wife, anything, in order to serve his country. To me, I think even more fascinating than looking at either Old Nick, the fictitious Machiavellian villain, or Machiavelli the patriot, is to look at how did we double-image this? What is the fascinating tendency of our society to take something real, powerful, exciting, intimate, and then say, "But we can also make the character," and the character is itself interesting. So if you take away a main message from this with Machiavelli, it's that Machiavelli, the character of thought experiment, is an important backbone of our society. We use him as we think about politics. Machiavelli, the actual innovator, is a different backbone of our society and how we think about politics. If Machiavelli can be two such different things, Old Nick and Machiavelli the patriot, so many other things we encounter in life have actually been teased apart by our social utility and made into multiple things which are useful to us in different contexts. If you have The Prince on your shelf, read it and remember it was written by somebody who was willing to give up anything to serve his country, and you'll see a very different Machiavelli come through.

[主持人]: 我认为这是一个很好的结束点。艾达,非常感谢你加入。这总是很愉快。我希望这不是最后一次。

Original English

[Host]: I think that's an excellent place to close. Ada, thanks so much for hopping on. This was a pleasure, as always. I hope it won't be the last time.

[艾达·帕尔默]: 我也希望如此。

Original English

[Ada Palmer]: I hope so, too.

📌 文中提及的人物和组织

关键字: political-philosophy renaissance-history power-dynamics church-and-state patriotism