日本诺奖井喷与中国的反思
大家好,欢迎收看夸克说,我是夸克。过去的一周,瑞典皇家科学院陆续公布了本年度的诺奖名单。
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Hello everyone, welcome to Quark Says, I am Quark. In the past week, the Royal Swedish Academy of Sciences successively announced this year's Nobel Prize winners.
相比于去年,今年的名单在简中网络明显引发了更多讨论,原因也很简单:今年的名单里出现了两位日本科学家的名字。
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Compared to last year, this year's list clearly sparked more discussion on the simplified Chinese internet, and the reason is simple: two Japanese scientists appeared on this year's list.
一位是获得了医学奖的板口志文(Tasuku Honjo: 日本免疫学家,因发现PD-1而获得2018年诺贝尔生理学或医学奖),一位是刚拿了化学奖的北川静(Susumu Kitagawa: 日本化学家,因在金属有机框架材料MOF领域的贡献而获得2024年诺贝尔化学奖)。
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One is Tasuku Honjo, who won the Nobel Prize in Medicine, and the other is Susumu Kitagawa, who just won the Nobel Prize in Chemistry.
算起来日本已经总计拿到了32座诺奖,其中光在本世纪,也就是2000年以后获得的就高达24座。
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Japan has accumulated a total of 32 Nobel Prizes, with 24 of them awarded in this century alone, meaning after the year 2000.
要知道,2001年日本政府曾经提出要在50年内拿30个诺奖,当时中国官媒曾经不屑一顾,并在报道中用“口出狂言”来形容。
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It's worth noting that in 2001, the Japanese government proposed to win 30 Nobel Prizes within 50 years. At the time, Chinese state media dismissed this, describing it as "boasting" in their reports.
如今时间才过了一半,人家的目标已经完成了80%,狂言眼看就要成真了,怎么能不让某些U型锁门(U-shaped lock gate: 网络流行语,指极端民族主义者,典故源于2012年西安U型锁砸人事件)着急上火呢?
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Now, only half the time has passed, and their goal is 80% complete. The "boasting" is about to come true, so how could it not make some extreme nationalists anxious and angry?
于是乎,简中世界各种声音都出来了:有指责日本人靠公关的,有酸葡萄说诺贝尔奖是西方人的奖,都偏袒自己人,这种奖不拿也罢。
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Consequently, various voices emerged in the simplified Chinese world: some accused the Japanese of relying on public relations, others, with sour grapes, said the Nobel Prize is a Western award, biased towards their own people, and that it's not worth winning.
还有强行赢的说,虽然我们拿不到奖,但一点不耽误我们登月、六代机和东风导弹啊!
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There were also those who claimed victory by saying, even if we don't win the prize, it doesn't stop us from landing on the moon, developing sixth-generation fighters, and Dongfeng missiles!
等啥时候我们的导弹给美国、欧洲全世界都打服了,他们求着给我们颁奖还来不及呢!
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When our missiles have subdued the US, Europe, and the entire world, they'll be begging to give us awards!
以上这几种都属于比较反智,咱们就不浪费时间介绍了。
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These types of arguments are rather anti-intellectual, so we won't waste time discussing them.
但与此同时,也有不少人在认真地探讨为什么中国拿诺奖那么难,以及中国的诺贝尔奖什么时候才会爆发。
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But at the same time, many people are seriously discussing why it's so difficult for China to win Nobel Prizes, and when China's Nobel Prize "explosion" will occur.
接下来我也会根据自己的理解,谈谈对这两个问题的看法。
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Next, I will also share my understanding and views on these two questions.
“某国诺奖”的定义与中国的实际情况
在讨论这些问题之前,咱们得先理性地给个定义,那就是“某国拿诺贝尔奖”这个说法其实不准确的。
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Before discussing these issues, we first need to rationally define what "a country winning a Nobel Prize" actually means, as the phrase itself is not entirely accurate.
因为诺奖是颁发给个人的嘛,所以你只能说“拥有某国国籍的人拿诺贝尔奖”,也就是他在得奖时是哪国人。
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Since the Nobel Prize is awarded to individuals, you can only say "a person with a certain nationality wins a Nobel Prize," meaning what their nationality was at the time of receiving the award.
但仅仅只有个国籍也不能证明你这个国家就有多强的教育和科研实力。
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However, merely possessing a nationality does not prove the strength of that country's education and scientific research capabilities.
最典型的例子就是刚和北川进一起获得了诺贝尔化学奖的奥马尔·亚吉(Omar Yaghi: 约旦裔美国化学家,因在MOF和COF领域的开创性工作而闻名)。
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The most typical example is Omar Yaghi, who just won the Nobel Prize in Chemistry alongside Susumu Kitagawa.
理论上他依然拥有巴勒斯坦的公民权,算是巴勒斯坦人。
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Theoretically, he still holds Palestinian citizenship and is considered a Palestinian.
但一查履历你就会发现,他被看作是巴勒斯坦人唯一的原因是他的父母都是巴勒斯坦难民,而他本人则是在约旦出生的,15岁跟随父母移民到美国。
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But upon checking his resume, you'll find that the only reason he's considered Palestinian is that his parents were Palestinian refugees, while he himself was born in Jordan and immigrated to the United States with his parents at age 15.
他的高中、大学教育以及此后的研究工作都是在美国完成的,他这辈子可能都没去过巴勒斯坦。
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His high school and university education, as well as his subsequent research work, were all completed in the United States; he may never have even visited Palestine in his life.
这种情况下,巴勒斯坦如果站出来宣称亚吉是为国争光、与有荣焉,似乎也有点过于牵强。
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In this situation, if Palestine were to come forward and claim Yaghi brought glory to the nation and shared in its honor, it would seem a bit far-fetched.
所以当我们讨论某国拿到诺贝尔奖时,其实包含了三个要素:第一,得奖人得奖时是不是该国国籍;第二,他的主要受教育经历发生在哪个国家;第三,他得奖的研究成果是在哪个国家做出的。
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So, when we discuss a country winning a Nobel Prize, it actually involves three elements: first, whether the laureate held that country's nationality at the time of the award; second, in which country their primary education took place; and third, in which country their award-winning research was conducted.
其中第二、第三点尤其重要。
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The second and third points are particularly important.
其实按照这个标准,日本的32座诺奖也要打部分折扣,因为1987和2010年的历根川静(Ryoji Noyori: 日本化学家,2001年诺贝尔化学奖得主)和根岸英一(Ei-ichi Negishi: 日本化学家,2010年诺贝尔化学奖得主)虽然都还是日本籍,但他们的博士学位和主要研究工作都是在美国完成的。
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In fact, by this standard, Japan's 32 Nobel Prizes also need some discounting, because Ryoji Noyori (1987) and Ei-ichi Negishi (2010), though still Japanese nationals, completed their PhDs and primary research work in the United States.
而南部杨一郎(Yoichiro Nambu: 日裔美籍物理学家,2008年诺贝尔物理学奖得主)等三人呢,获奖时已经是美国籍了。
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As for Yoichiro Nambu and two others, they were already US citizens when they received their awards.
至于2017年获得诺贝尔文学奖的石黑一雄(Kazuo Ishiguro: 日裔英籍小说家,2017年诺贝尔文学奖得主),则是五岁就已经移居英国,他创作小说时用的也都是英文。
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As for Kazuo Ishiguro, who won the Nobel Prize in Literature in 2017, he had already moved to the UK at the age of five, and he wrote his novels in English.
但除开这几位,实打实的由日本培养、在日本做出研究成果、获奖时依然是日本籍的诺奖得主依然有26位。
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However, excluding these individuals, there are still 26 Nobel laureates who were genuinely educated in Japan, conducted their research there, and remained Japanese nationals at the time of their awards.
并且南部杨一郎等三人虽然是美国籍,但考虑到他们的博士学位和研究工作都是在日本完成的,也基本上可以算是日本诺奖。
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Moreover, although Yoichiro Nambu and the other two were US citizens, considering their doctoral degrees and research work were completed in Japan, they can largely be counted as Japanese Nobel laureates.
如果按上面这个标准,地地道道“中国制造”的诺奖得主尤其只有屠呦呦、莫言、刘晓波三位。
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If we apply the above standard, there are only three genuinely "Made in China" Nobel laureates: Tu Youyou, Mo Yan, and Liu Xiaobo.
因为达赖喇嘛目前的国籍状况存疑嘛。
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Because the current citizenship status of the Dalai Lama is questionable.
这个数量在全球各国排第31位,和白俄罗斯、克罗地亚、墨西哥相当。
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This number ranks 31st among all countries globally, comparable to Belarus, Croatia, and Mexico.
当然前提是中国承认刘晓波的这个和平奖啊,如果不承认那就只剩下两座,直接调到38位,和伊朗、巴基斯坦、突尼斯和阿尔及利亚相当了。
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Of course, this is on the premise that China recognizes Liu Xiaobo's Peace Prize; if not, only two remain, dropping directly to 38th place, on par with Iran, Pakistan, Tunisia, and Algeria.
如果再考虑到人口规模,那中国毫无疑问是全球人均诺奖数量最少的国家之一。
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If we further consider population size, China is undoubtedly one of the countries with the fewest Nobel Prizes per capita globally.
要知道,哪怕是粉红们最看不上的印度也拿了十座,这显然跟墙内某些人一直吹嘘的“中国国力领先美国100年”和“中国人平均智商世界第一”形成了强烈反差。
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It's worth noting that even India, which some nationalists disdain, has won ten. This clearly contrasts sharply with the claims made by some within China about "China's national strength leading the US by 100 years" and "Chinese people having the highest average IQ in the world."
诺奖滞后论与制度论的局限性
关于这一现象,除开粉红说的各种阴谋论以外,常见的解释有这么几种。
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Regarding this phenomenon, apart from various conspiracy theories put forth by nationalists, there are several common explanations.
第一种,可能也是支持者最多的,叫诺奖滞后论(Nobel Prize Lag Theory: 认为诺贝尔奖的成果通常有较长的滞后期,中国科研投入增加后,诺奖数量会在未来井喷)。
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The first, and perhaps most widely supported, is the Nobel Prize Lag Theory.
这种理论认为,诺奖级的成果是需要拿钱砸的,过去中国拿的少是因为穷、底子薄、科研投入少。
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This theory posits that Nobel-level achievements require significant financial investment, and China's past low count was due to poverty, a weak foundation, and insufficient research funding.
而中国经济真正开始起飞也就是最近二十几年,考虑到诺奖的科学类奖项通常有二十年左右的滞后期,可以预见到2030年以后中国的诺奖数量将会出现井喷。
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China's economy only truly began to take off in the last two decades, and considering that scientific Nobel Prizes typically have a lag of about twenty years, it can be predicted that China's Nobel Prize count will surge after 2030.
支持这一观点的人还举了日本的例子,因为日本本世纪以来拿到的诺奖大都是上世纪90年代经济腾飞时期的成果。
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Proponents of this view also cite Japan as an example, as most of Japan's Nobel Prizes this century are the result of its economic boom in the 1990s.
需要说明的是,这种理论不是今天才出现的,事实上每隔几年都会有专家站出来预测说若干年内中国会获得多少多少个诺奖。
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It should be noted that this theory is not new; in fact, every few years, experts emerge to predict how many Nobel Prizes China will win in the coming years.
比如2007年开始,杨振宁(Chen-Ning Yang: 华裔美籍物理学家,1957年诺贝尔物理学奖得主)就在多个场合公开预测过,说10到20年内中国就会有人拿到诺贝尔奖。
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For instance, starting in 2007, Chen-Ning Yang publicly predicted on multiple occasions that someone in China would win a Nobel Prize within 10 to 20 years.
他说的还算比较保守的,因为也没说拿几个,过了几年屠呦呦也确实拿了,人家没预测错。
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His prediction was relatively conservative, as he didn't specify how many. A few years later, Tu Youyou indeed won, so his prediction wasn't wrong.
但接下来的预测就比较离谱了。
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However, subsequent predictions became quite exaggerated.
比如2013年中国科学院院士黄维(Huang Wei: 中国有机电子学家,中国科学院院士)对媒体表示,说十年之内,也就是到2023年,中国人拿诺奖就应该如家常便饭。
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For example, in 2013, Huang Wei, an academician of the Chinese Academy of Sciences, told the media that within ten years, meaning by 2023, Chinese people winning Nobel Prizes should become commonplace.
2015年首都医科大学的校长饶毅(Rao Yi: 中国神经生物学家,曾任首都医科大学校长)也预测说,中国将在2035年以后出现诺奖井喷,到2050年左右诺奖总数将全面超过日本。
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In 2015, Rao Yi, the president of Capital Medical University, also predicted that China would experience a Nobel Prize surge after 2035, and by around 2050, its total number of Nobel Prizes would completely surpass Japan.
最夸张的还得属清华大学高等教育研究所所长王小阳(Wang Xiaoyang: 清华大学高等教育研究所所长)。
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The most exaggerated prediction came from Wang Xiaoyang, the director of Tsinghua University Institute of Education.
他的看法是到2050年中国可能会出现100个诺奖,秒杀日本。
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His view is that by 2050, China might produce 100 Nobel Prizes, completely outperforming Japan.
至于中国教育体制扼杀创新导致拿不到诺奖的说法,则完全属于“公知抹黑”。
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As for the claim that China's education system stifles innovation, leading to a lack of Nobel Prizes, he dismissed it as "smearing by public intellectuals."
以上还是目前网上能查到的,事实上在我的印象里,类似的观点从上世纪八九十年代就开始了。
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These are still the views that can be found online; in fact, in my memory, similar opinions started appearing in the 1980s and 1990s.
我小的时候媒体的说法是到2000年,就连前学生都做过类似的论断。
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When I was young, the media's narrative was that by 2000, even former students had made similar assertions.
到我上大学的时候,普遍预测时间又推到了2010年左右,只是因为年代久远,那会儿的信息现在查不到了而已。
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By the time I went to college, the general prediction had been pushed back to around 2010, but because of the passage of time, that information is now untraceable.
似乎你只要不停地把这个井喷时间往后推,牛皮就能一直吹下去,反正聊的都是20年以后的事,那会儿年轻人还有几个记得并且跟你翻旧账较真呢?
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It seems as long as you keep pushing back the "surge" date, the boast can continue indefinitely. After all, it's about things 20 years in the future; how many young people will remember and hold you accountable then?
没准网上都查不到了。
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Perhaps it won't even be traceable online.
除开这种有点自欺欺人的诺奖滞后论,另一种制度论则显得更加务实。
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Aside from this somewhat self-deceptive Nobel Prize lag theory, another institutional theory appears more pragmatic.
这种理论认为,中国人拿诺奖难最根本的原因还在于中国的教育制度和学术氛围很大程度上抑制着创新。
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This theory posits that the fundamental reason for China's difficulty in winning Nobel Prizes lies in its education system and academic atmosphere, which largely suppress innovation.
更具体的说,诺奖更看重基础科学和技术的原创性,而这些研究成果具有相当程度的偶然性,只有好奇心驱动、忍得住寂寞、愿意坐冷板凳的科研人员才有可能成功。
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More specifically, the Nobel Prize places greater emphasis on the originality of basic science and technology, and these research achievements have a considerable degree of serendipity. Only researchers driven by curiosity, who can endure solitude and are willing to "sit on the cold bench" (work on unpopular or long-term projects), have a chance of success.
而中国的情况是从义务教育阶段开始就扼杀学生的好奇心,灌输标准答案,崇尚实用主义。
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In China, however, from the compulsory education stage, students' curiosity is stifled, standard answers are instilled, and pragmatism is glorified.
到了科研阶段,考核标准更是严重的功利导向。
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At the research stage, assessment standards are even more heavily utilitarian-oriented.
比如之前聊过的“飞升即走”(Fly up and leave: 指学术界为了晋升而追求短期、数量化的成果,而非长期、原创性研究),要晋升就必须在顶级期刊发多少篇论文等等,以至于搞出了一个庞大的付费发论文的产业链。
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For example, as discussed before, the "fly up and leave" system means that to get promoted, one must publish a certain number of papers in top journals, leading to a massive industry of paid paper publications.
这相当于鼓励所有的研究人员都扎堆去搞那些热门、容易出成果的方向,和学术精神背道而驰了。
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This effectively encourages all researchers to flock to popular, easily achievable research areas, which runs counter to the spirit of academic inquiry.
再有就是学术领域严重的官僚风气,比如一篇论文十几二十个作者,真正做出贡献的人反而排在导师后面。
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Furthermore, there's a serious bureaucratic atmosphere in academia; for instance, a paper might have a dozen or twenty authors, with the actual contributors often ranked behind their supervisors.
再比如70%的科研经费都是竞争性的课题,平均周期不超过三年,支撑不了需要长期沉淀的重大项目等等。
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Another example is that 70% of research funding comes from competitive projects with an average cycle of no more than three years, which cannot support major projects requiring long-term accumulation.
以上这些观点有道理吗?有,但似乎还有一点流于表面,因为它描述的更多是现象而不是背后的成因。
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Are these points valid? Yes, but they seem a bit superficial, as they describe phenomena more than underlying causes.
战时思维:抑制创新的深层根源
接下来就说说我自己的观点,也就是为什么中国的学术和研究氛围会呈现出这种急功近利的取向。
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Next, I'll share my own perspective on why China's academic and research environment exhibits such a utilitarian and short-sighted orientation.
在阐述观点前,我们需要先了解诺贝尔奖是干嘛的,它的评奖标准是什么。
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Before elaborating on my views, we need to understand what the Nobel Prize is for and what its judging criteria are.
根据诺奖官网上的解释,诺贝尔奖是根据阿尔弗雷德·诺贝尔(Alfred Nobel: 瑞典化学家、工程师、发明家,诺贝尔奖的创立者)先生的遗嘱设立的,它最高的核心标准是“对人类做出最大的贡献”。
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According to the Nobel Prize website, the Nobel Prize was established according to the will of Mr. Alfred Nobel, and its highest core standard is "to have conferred the greatest benefit to humankind."
注意这个定语啊,是“为人类做出最大贡献”,而不是为某个国家、某个政权或者某个政党。
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Note this qualifier: it's "the greatest benefit to humankind," not to a specific country, regime, or political party.
所以墙内经常有人讨论什么钱学森(Qian Xuesen: 中国著名科学家,两弹一星元勋)邓稼先(Deng Jiaxian: 中国著名核物理学家,两弹一星元勋)贡献那么大凭什么拿不到一个诺奖,甚至有人夸张地表示“不是钱学森拿不到诺奖,而是诺奖配不上钱学森”,这都属于是笑料了。
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So, it's often discussed within China why figures like Qian Xuesen and Deng Jiaxian, with their immense contributions, didn't receive a Nobel Prize. Some even exaggeratedly claim, "It's not that Qian Xuesen couldn't win a Nobel Prize, but that the Nobel Prize isn't worthy of Qian Xuesen," which is frankly laughable.
因为钱、邓干的事儿不过是为中共党卫军添砖加瓦,唯一的贡献就是帮助巩固党的独裁统治,防止老百姓造反。
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Because what Qian and Deng did was merely contribute to the CCP's party-army, their sole contribution being to help consolidate the Party's autocratic rule and prevent the populace from rebelling.
有这类所谓“伟大贡献”的研究人员,每个中国人民的“老朋友”国家都有:苏联有造原子弹的库尔恰托夫(Igor Kurchatov: 苏联核物理学家,苏联原子弹计划的领导者)和造氢弹的萨哈罗夫(Andrei Sakharov: 苏联核物理学家,氢弹之父,后成为人权活动家);朝鲜有核弹之父徐向国(Seo Hyang-guk: 朝鲜核科学家);巴基斯坦有阿卜杜拉·卡迪尔·汉(Abdul Qadeer Khan: 巴基斯坦核科学家,被誉为“巴基斯坦核弹之父”);伊朗有法赫里扎德(Mohsen Fakhrizadeh: 伊朗核科学家,被认为是伊朗核计划的关键人物)。
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Every country considered an "old friend" of the Chinese people has researchers with such so-called "great contributions": the Soviet Union had Igor Kurchatov, who built the atomic bomb, and Andrei Sakharov, who built the hydrogen bomb; North Korea has Seo Hyang-guk, the father of its nuclear bomb; Pakistan has Abdul Qadeer Khan; and Iran has Mohsen Fakhrizadeh.
钱学森、邓稼先和那些人并没有什么不同。
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Qian Xuesen and Deng Jiaxian were no different from those individuals.
按这个标准,别说以上这几位,哪怕最早搞出了原子弹的奥本海默(J. Robert Oppenheimer: 美国理论物理学家,曼哈顿计划的科学主任,被称为“原子弹之父”)也是没资格得奖的。
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By this standard, let alone the aforementioned individuals, even J. Robert Oppenheimer, who first developed the atomic bomb, would not be eligible for the award.
事实上,从有诺奖以来,就没有任何一个科学家是因为研发出了某种武器而得奖,甚至获得提名的,因为这和诺奖设立的初衷就不符嘛。
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In fact, since the inception of the Nobel Prize, no scientist has ever won or even been nominated for developing a weapon, because it goes against the original purpose of the award.
其次是瑞典皇家科学院给出的学术性解释:诺贝尔奖主要奖励的是概念性的飞跃而非单纯的技术应用,也就是那些带来知识上的突破、根本性的改变人类对世界认知的发现或者发明。
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Secondly, the academic explanation provided by the Royal Swedish Academy of Sciences states that the Nobel Prize primarily rewards conceptual leaps rather than mere technological applications—that is, discoveries or inventions that bring about breakthroughs in knowledge and fundamentally change humanity's understanding of the world.
从这个角度来说,很多粉红津津乐道的中国教科书上的那些所谓“伟大成就”,比如什么人工合成牛胰岛素、侯德榜(Hou Debang: 中国化学家,侯氏制碱法的创始人)的联合制碱法等等,离诺奖都差了十万八千里。
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From this perspective, many of the so-called "great achievements" in Chinese textbooks, often lauded by nationalists, such as the artificial synthesis of bovine insulin or Hou Debang's combined soda ash process, are miles away from Nobel-level work.
因为它们不仅远远够不上改变人类对世界的认知,连原创性的技术运用也都算不上。
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Because they not only fall far short of changing humanity's understanding of the world, but they also don't even qualify as original technological applications.
比如最早研究并确定了胰岛素分子结构的是英国科学家弗雷德里克·桑格(Frederick Sanger: 英国生物化学家,两次诺贝尔化学奖得主),他也因此获得了1958年的诺贝尔化学奖。
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For example, the first to study and determine the molecular structure of insulin was the British scientist Frederick Sanger, who consequently received the Nobel Prize in Chemistry in 1958.
而那项中国中学生都熟知的成果,完整名称应该是“首次体外人工合成具有生物活性的结晶牛胰岛素”。
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And that achievement, well-known to Chinese middle school students, should be fully named "the first in vitro artificial synthesis of biologically active crystalline bovine insulin."
“体外人工合成”和“具有生物活性”是两个重要的定语,因为它既不是第一个体外人工合成的胰岛素,也不是科学家获得的第一个有活性的胰岛素,只是众多的按照桑格给出的分子式在实验室里合成的胰岛素之一。
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"In vitro artificial synthesis" and "biologically active" are two important qualifiers, because it was neither the first in vitro synthesized insulin nor the first active insulin obtained by scientists, but merely one of many insulins synthesized in laboratories according to Sanger's molecular formula.
除了中国合成的牛胰岛素,还有美、德等国家合成的猪胰岛素、人胰岛素等等。
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Besides the bovine insulin synthesized in China, there were also porcine insulin, human insulin, and so on, synthesized in countries like the US and Germany.
并且中国的这项技术在获得成功后很快就被淘汰,也从未投入量产,可以说没能产生任何的实际影响。
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Moreover, this Chinese technology was quickly phased out after its success and never entered mass production, arguably having no practical impact whatsoever.
唯一的影响大概就是被写进教科书,在对背景掐头去尾的情况下,增强了几代中国孩子的民族自豪感。
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Its only impact was probably being written into textbooks, where, by omitting context, it boosted the national pride of several generations of Chinese children.
侯德榜的侯氏制碱法也是一样,它既不是世界上最早的制碱法,也不是今天最主流的制碱法,而只是对比利时化学家索尔维(Ernest Solvay: 比利时化学家,索尔维制碱法的发明者)的氨碱法的改良法之一。
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Hou Debang's Hou's process for soda ash is the same; it was neither the world's earliest method for producing soda ash nor today's most mainstream method, but merely one of the improved versions of the ammonia-soda process developed by the Belgian chemist Solvay.
了解了以上这些信息,你就明白为什么中国作为全球第一制造大国,号称每年的专利和论文数遥遥领先,却很难拿到诺奖的原因了。
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Understanding this information, you'll comprehend why China, as the world's largest manufacturing nation, claiming a leading number of patents and papers each year, finds it difficult to win Nobel Prizes.
因为粉红心目中最能彰显中国强大的那些成就,都只能算是改进型的技术应用。
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Because the achievements that nationalists believe best demonstrate China's strength can only be considered improved technological applications.
不信你盘点一下所有经常被国人拿出来显摆、津津乐道的成就,从所谓的“国之重器”什么两弹一星、航母、六代机、登月、空间站、无人机,到民生领域的所谓“新四大发明”,也就是高铁、网购、移动支付和共享单车,这里有哪个改变了人类对世界的认知?
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If you don't believe it, take stock of all the achievements frequently boasted about and celebrated by Chinese people, from the so-called "national heavyweights" like the Two Bombs and One Satellite, aircraft carriers, sixth-generation fighters, moon landings, space stations, drones, to the so-called "new four great inventions" in daily life—high-speed rail, online shopping, mobile payments, and shared bicycles—which of these has changed humanity's understanding of the world?
又有哪个发明是原创的?
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And which of these inventions is truly original?
这里不是说应用就不重要,而是你得正视一个客观事实:中国的长项从来不是原创,而是成本控制,也就是围绕一个人家已经发明出来的东西降本增效,通过低人群优势和市场规模把成本打下来,建立起低成本可商用的供应链。
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This is not to say that application is unimportant, but you must face an objective fact: China's strength has never been originality, but rather cost control. This means reducing costs and increasing efficiency around something already invented by others, leveraging a large population and market scale to drive down costs, and establishing a low-cost, commercially viable supply chain.
比如国人引以为傲的新能源和光伏发电,新能源的核心锂电池是日本科学家吉野章(Akira Yoshino: 日本化学家,锂离子电池发明者之一,2019年诺贝尔化学奖得主)发明的,光伏发电的核心技术是美国贝尔实验室的三位科学家上世纪50年代搞出来的,都不是什么新技术。
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For example, the new energy and photovoltaic power generation that Chinese people are proud of: the core lithium battery for new energy was invented by Japanese scientist Akira Yoshino, and the core technology for photovoltaic power generation was developed by three scientists at Bell Labs in the United States in the 1950s—neither are new technologies.
中国唯一的优势是造得更便宜,但诺贝尔奖显然不是为了造得更便宜而设立的。
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China's only advantage is making things cheaper, but the Nobel Prize was clearly not established for making things cheaper.
那中国为什么就不能在造得更便宜之外,也重视一下原创或者基础性的理论研究呢?
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So why can't China, in addition to making things cheaper, also prioritize original or basic theoretical research?
要知道,在过去的三年间,中国的研发投入一直位列全球第二,科研资金占GDP的比重也高达2.58%,位列全球第12位。
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It's worth noting that over the past three years, China's R&D investment has consistently ranked second globally, and its research funding as a percentage of GDP reached 2.58%, ranking 12th worldwide.
根本的原因可能在于,从1949年建政到现在,中国一直就是个围绕战时思维(Wartime Thinking: 一种在面对极端生存挑战或重大危机时被激活和主导的思维模式,特点是目标唯一化)打造的国家。
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The fundamental reason might be that, from its establishment in 1949 until now, China has always been a nation built around wartime thinking.
所谓战时思维,是一种在面对极端生存挑战或者重大危机时被激活和主导的思维模式,它最主要的特点是目标唯一化,也就是把所有的复杂问题简化为一个核心目标。
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Wartime thinking is a mindset activated and dominated when facing extreme survival challenges or major crises. Its primary characteristic is goal singularization, meaning all complex problems are simplified into one core objective.
举个例子,我很喜欢玩那种模拟经营类的游戏,玩过这类的游戏的朋友都知道,建设一个城市或者国家其实是很复杂的,需要盯着一大堆不同的目标参数,比如城市建设、商业繁荣度、科技发展、宗教建筑、民主指数、新闻及言论自由、军事力量等等等等。
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For example, I enjoy playing simulation management games. Friends who have played these games know that building a city or a country is actually very complex, requiring attention to a multitude of different objective parameters, such as urban development, commercial prosperity, technological advancement, religious buildings, democracy index, freedom of the press and speech, military strength, and so on.
而这些目标之间往往存在着一定的排斥性,因为你的资源就那么多嘛,多建一个军事建筑就少一个宗教建筑。
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And these objectives often have certain incompatibilities, because your resources are limited; building one more military structure means one less religious building.
成熟的玩家往往要在这一大堆目标之间搞平衡,才能建立起一个整体上高水平的文明,而这种平衡的艺术跟现实生活其实是很像的。
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Experienced players often have to balance this multitude of objectives to build a civilization that is high-level overall, and this art of balancing is actually very similar to real life.
民主国家的政客制定政策时也得综合考虑,不能围绕单一或者极少数的几个目标转。
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Politicians in democratic countries also have to consider things comprehensively when formulating policies, and cannot revolve around a single or very few objectives.
但战时思维就不同了,它会把整个社会所有人的诉求简化成一个目标,那就是打赢这场战争。
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But wartime thinking is different; it simplifies the demands of everyone in society into one goal: winning the war.
为了这个目标,什么人权、言论自由、物质生活水平都得靠边站,一切为发展军事力量服务。
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For this goal, human rights, freedom of speech, and material living standards all have to take a backseat; everything serves the development of military power.
本来在战争年代你这么做也无可厚非,但问题是,类似中国这样的国家会把战争的概念泛化,从而实现战时思维的常态化。
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Normally, doing this in wartime is understandable, but the problem is that countries like China generalize the concept of war, thereby normalizing wartime thinking.
说人话就是:任何时候都是战时,都要按照战时标准来。
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In plain language, it means: it's always wartime, and everything must be done according to wartime standards.
这么说可能有点抽象,我举个例子。
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This might sound a bit abstract, so let me give an example.
顾维钧(V.K. Wellington Koo: 中国近现代外交家,曾任中华民国驻美大使、联合国安理会主席)大家都知道吧,就是那个在巴黎和会上拒绝签字,1945年又代表中华民国参加旧金山会议,签署了《联合国宪章》的那位民国第一外交官。
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Everyone knows V.K. Wellington Koo, right? He was the Republic of China's top diplomat who refused to sign at the Paris Peace Conference and later represented the Republic of China at the San Francisco Conference in 1945, where he signed the UN Charter.
1948年,中共在《人民日报》上公布了第一批43人的所谓“内战战犯名单”,顾维钧位列第22位。
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In 1948, the CCP published its first list of 43 so-called "civil war criminals" in the People's Daily, with V.K. Wellington Koo ranked 22nd.
49年以后,顾维钧跟着老蒋去了台湾,后来又去了海牙国际法院做副院长,退休以后在美国定居。
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After 1949, V.K. Wellington Koo followed Chiang Kai-shek to Taiwan, later served as Vice President of the International Court of Justice in The Hague, and settled in the United States after retirement.
1972年,出席联大会议的中共代表团成员张寒之(Zhang Hanzhi: 中国外交官,毛泽东的英文教师,洪晃的母亲),受毛泽东的委托去拜访顾维钧,邀请他回中国看看。
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In 1972, Zhang Hanzhi, a member of the CCP delegation attending the UN General Assembly, was entrusted by Mao Zedong to visit V.K. Wellington Koo and invite him to visit China.
顾说:“我是毛泽东点名的战犯,回去批判我吗?”
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Koo said, "I was named a war criminal by Mao Zedong; will I be criticized if I go back?"
张寒之赶忙解释说:“那是非常时期。”
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Zhang Hanzhi quickly explained, "That was an extraordinary period."
顾笑着回答:“贵党何时不是非常时期?”
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Koo smiled and replied, "When has your party not been in an extraordinary period?"
顾维钧的这个回答其实就一语道破了天机。
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V.K. Wellington Koo's response actually revealed the crucial truth.
我在之前的节目里曾经提到过,共产党的本质其实就是一种通过持续制造仇恨来维持内部凝聚力,从而为独裁统治创造正当性的这么一个意识形态。
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I've mentioned in previous programs that the essence of the Communist Party is an ideology that sustains internal cohesion by continuously generating hatred, thereby creating legitimacy for its autocratic rule.
这种仇恨既包括对外也包括对内。
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This hatred includes both external and internal targets.
对外的表现形式就是“备战备荒,随时准备打世界大战”;对内就是“大清洗”。
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Externally, it manifests as "preparing for war and famine, always ready for a world war"; internally, it's "great purges."
所以对党而言,确保整个社会长期保持高水平的仇恨度和战争氛围是至关重要的。
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Therefore, for the Party, ensuring that society maintains a high level of hatred and a wartime atmosphere over the long term is crucial.
只有大家都相信“帝国主义亡我之心不死”,你才能搞战时那一套,压制所有不同的声音。
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Only if everyone believes that "imperialism is bent on destroying us" can you implement wartime measures and suppress all dissenting voices.
如果国内国外都和平了,你还有什么理由搞独裁、拒绝民主化呢?
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If both domestic and international situations were peaceful, what reason would you have to maintain dictatorship and refuse democratization?
不信你想想,哪怕在所谓的“改开”时期,非军队系统中共的官媒上是不是依然会频繁地出现以下这类用语:外交上他们说“斗争精神”、“敢于亮剑”、“底线思维”、“反华势力”;社会治理上他们说“重拳出击”、“铁腕整治”、“扫黑除恶”、“围剿围堵”、“网格化管理”、“拉网式排查”;宣传领域他们说“守住舆论主阵地”、“主战场”、“构筑思想防线”、“抢占意识形态高地”、“敢于斗争”、“善于斗争”、“巩固扩大战果”、“夺取最后胜利”;在经济和科研领域他们会说“遏制和打压”、“防止卡脖子”、“打破技术封锁”、“攻坚克难”、“突围”、“破局”、“亲自挂帅”、“啃硬骨头”。
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If you don't believe it, consider whether, even during the so-called "reform and opening up" period, the CCP's official media outside the military system frequently used the following types of language: in diplomacy, they spoke of "fighting spirit," "daring to draw the sword," "bottom-line thinking," and "anti-China forces"; in social governance, they spoke of "heavy blows," "iron-fisted rectification," "cracking down on gangs and evil," "encirclement and suppression," "grid management," and "combing searches"; in propaganda, they spoke of "holding the main front of public opinion," "main battlefield," "building ideological defenses," "seizing the ideological high ground," "daring to struggle," "being good at struggle," "consolidating and expanding achievements," and "achieving final victory"; in economic and scientific research fields, they would speak of "containment and suppression," "preventing chokeholds," "breaking technological blockades," "overcoming difficulties," "breaking out," "breaking the deadlock," "personally leading," and "tackling tough bones."
哪怕是在疫情期间,他们也还会说“大国战役打响”、“疫情防控阻击战”、“保卫战”、“白衣战士”、“总指挥”、“请战书”、“人民战争”、“社会总动员”。
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Even during the pandemic, they would still say things like "a major national battle has begun," "epidemic prevention and control blocking battle," "defense battle," "white-clad warriors," "commander-in-chief," "pledge to fight," "people's war," and "total social mobilization."
这种无处不在的战争术语,其实目的只有一个,就是潜移默化培养中国人的战争思维,以便在有需要时能够迅速切换到战时状态。
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The pervasive use of such war terminology actually has only one purpose: to subtly cultivate a wartime mindset among Chinese people, so that they can quickly switch to a wartime state when needed.
理解了这个背景,你就能明白为什么整个中国社会从上到下都会如此地推崇效率而忽略程序正义和法治建设,强调中央集权和所谓的“集中力量办大事”,把底线思维和国家安全挂在嘴边,鼓吹集体主义和牺牲精神。
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Understanding this background, you can grasp why the entire Chinese society, from top to bottom, so strongly advocates efficiency while neglecting procedural justice and the rule of law, emphasizes central authority and the so-called "concentrating resources to accomplish big tasks," constantly talks about bottom-line thinking and national security, and promotes collectivism and a spirit of sacrifice.
你也能理解咱们前面的问题,为什么中国的科研这么急功近利了。
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You can also understand our previous question: why is China's scientific research so focused on quick results?
因为这些都是战时思维的延伸,一切为了打仗或者说准备打仗。
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Because these are all extensions of wartime thinking, everything is for war or preparing for war.
一个处于和平时期的国家的科学家,他的驱动力是什么?
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What is the driving force for a scientist in a country at peace?
是求知、探索世界、研究怎么造福全人类对吧?
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It's to seek knowledge, explore the world, and research how to benefit all of humanity, right?
这也是诺奖的初衷。
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This is also the original intention of the Nobel Prize.
而一个处于战时的科学家呢?
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And what about a scientist in wartime?
他会被要求什么?
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What would be demanded of him?
一切以本国利益为重,你搞科研的唯一目标就是为了打赢接下来这场战争。
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Everything is centered on national interests; your sole goal in scientific research is to win the upcoming war.
你可以研发武器,研发让士兵感觉不到疲惫的药物,也可以搞出科技产品帮助政府出口创收,增加国防开支。
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You can develop weapons, drugs that prevent soldiers from feeling fatigue, or create technological products to help the government generate export revenue and increase defense spending.
总之,你的KPI就是帮助本国政府打击敌对国,而不是什么造福全人类或者满足自己的好奇心。
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In short, your KPI is to help your government strike hostile nations, not to benefit all humanity or satisfy your own curiosity.
举个极端的例子,假设你是个诺奖型的生物学家,你可能会研究T细胞和如何治疗癌症,就像这次拿奖的板口志文那样。
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To give an extreme example, suppose you are a Nobel-caliber biologist; you might research T cells and how to treat cancer, much like Tasuku Honjo, who won this year.
但如果你是个爱党爱国的中国生物学家,按照中共推崇的**《超限战》**(Unrestricted Warfare: 中国人民解放军军官乔良、王湘穗所著,探讨非传统战争形式)中提出的理论,你应该去研究细菌病毒战,或者创造出一种只能杀死美国人和日本人的基因武器。
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But if you are a Chinese biologist who loves the Party and the country, according to the theories put forth in "Unrestricted Warfare," advocated by the CCP, you should research bacterial and viral warfare, or create a genetic weapon that can only kill Americans and Japanese.
你以为这是危言耸听吗?
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Do you think this is alarmist?
不,这是党在官方媒体上多次重申和强调的清晰的战略思路。
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No, this is a clear strategic thinking repeatedly reiterated and emphasized by the Party in official media.
如图所示,分别是2014年、17年、18年发表在《中国国防报》、《解放军报》和中国军网上的文章标题,意思是“基因战争将以洗牌方式变革人类战争”、“基因武器如何影响未来战争”、“基因战争笼罩人类的新阴影”。
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As shown in the figure, these are article titles published in "China National Defense News," "PLA Daily," and China Military Online in 2014, 2017, and 2018, meaning "Gene warfare will revolutionize human warfare by reshuffling," "How gene weapons affect future warfare," and "Gene warfare casts a new shadow over humanity."
三篇文章都明确提到了需要重视细菌病毒等微生物武器以及人种基因武器的研发工作。
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All three articles explicitly mentioned the need to prioritize research and development of microbial weapons such as bacteria and viruses, as well as ethnic genetic weapons.
最后一篇文章还毫不掩饰地以此为中共大范围收集中国人基因的行为而辩护。
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The last article even unreservedly defended the CCP's extensive collection of Chinese genetic data using this as justification.
说白了,党要的是你死我活,是壮大我方实力,打击敌人。
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In essence, what the Party wants is a life-or-death struggle, to strengthen its own power and strike down enemies.
在这样的指导思想下,每一分的研究经费都需要锚定一个确定的结果,得短期内看得到回报,也就是我不想冒险去探索创新,因为试错成本太高了。
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Under such guiding ideology, every penny of research funding needs to be anchored to a definite outcome, with returns visible in the short term. This means I don't want to risk exploring innovation because the cost of trial and error is too high.
我只想“解现成”,你们这些傻白甜想着造福全人类,老外在前面蹚,等你们费时费力把错误选项都排除,找到正确的路了,我再来摘取胜利果实,弯道超车,然后利用你们的技术给你们都打趴下。
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I just want to "take what's ready-made." While you naive idealists are thinking about benefiting all humanity, foreigners are paving the way. Once you've spent time and effort eliminating wrong options and found the right path, I'll come and pluck the fruits of victory, overtake you, and then use your technology to defeat you all.
这种情况下,你身为一个中国的科研人员,又怎么能指望拿诺贝尔奖呢?
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In such circumstances, how can you, as a Chinese researcher, expect to win a Nobel Prize?
你想造福全人类,那不等于“资敌”吗?
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If you want to benefit all humanity, doesn't that amount to "aiding the enemy"?
总结一下就是,中国的这种战时体制天然就会抑制创新,注意啊,只是抑制创新,并不抑制改良。
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In summary, China's wartime system inherently suppresses innovation—note, it only suppresses innovation, not improvement.
历史的镜鉴:纳粹德国的诺奖衰落
类似的规律其实在二战时期的德国表现得就很明显。
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Similar patterns were actually quite evident in Germany during World War II.
我们都知道,德国从诺奖诞生以来就是拿奖大户,从1901年到希特勒(Adolf Hitler: 德国政治家,纳粹党领袖,二战时期德国元首)上台前的1933年,一共产生了32位诺奖得主,几乎一年一个。
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As we all know, Germany has been a major recipient of Nobel Prizes since their inception, producing a total of 32 laureates from 1901 until Hitler came to power in 1933, almost one per year.
而在纳粹掌权的13年间,却一共只拿到了8个诺奖,其中一个是因揭露纳粹暴行而入狱的和平奖。
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However, during the 13 years of Nazi rule, only 8 Nobel Prizes were awarded, one of which was a Peace Prize given to someone imprisoned for exposing Nazi atrocities.
剩下的7个自然科学类奖项,有6个成就都是在纳粹上台之前取得的。
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Of the remaining 7 natural science awards, 6 achievements were made before the Nazis came to power.
其中仅有1944年的奥托·哈恩(Otto Hahn: 德国化学家,核裂变的发现者,1944年诺贝尔化学奖得主),他拿奖的成就——发现核裂变是在纳粹时期完成的,并且还主要是出于战争目的。
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Only Otto Hahn, who won in 1944 for his discovery of nuclear fission, achieved his award-winning work during the Nazi era, and primarily for wartime purposes.
而德国在二战以后十几年间拿到了八座诺奖,研究成果也基本都是纳粹上台前取得的。
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Furthermore, Germany won eight Nobel Prizes in the decade and a half after World War II, with the research for these achievements largely conducted before the Nazis came to power.
也就是说,希特勒上台以后,实际上只搞出来了一个诺奖,相比于战前的一年一座,可以说对比很惨烈了。
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This means that after Hitler came to power, effectively only one Nobel Prize was produced, a stark contrast to the pre-war rate of one per year.
当然,按照今天某些人的标准,纳粹时期的德国依然是蒸蒸日上、成就斐然的,不仅加大了科研投入,还造出了远超魏玛时期里程数的高速公路,各种大基建。
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Of course, by some people's standards today, Nazi Germany was still thriving and achieved remarkable feats, not only increasing R&D investment but also building far more miles of highways than during the Weimar period, along with various large-scale infrastructure projects.
其他的诸如V2火箭(V2 Rocket: 二战时期德国研发的弹道导弹)、V1巡航导弹(V1 Cruise Missile: 二战时期德国研发的巡航导弹)、世界上第一款投入实战的喷气式战斗机、第一款火箭动力飞机、第一款红外夜视仪、史上最重的全封闭装甲战车“鼠式”,也都是能满足某些人虚荣心的所谓“大国重器”,只是这些已经和创新和诺奖没什么关系了。
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Other achievements, such as the V2 rocket, V1 cruise missile, the world's first combat-deployed jet fighter, the first rocket-powered aircraft, the first infrared night vision device, and the heaviest fully enclosed armored fighting vehicle "Maus," were also so-called "great national instruments" that could satisfy some people's vanity, but these had little to do with innovation and Nobel Prizes.
事实上,不仅仅是诺奖,任何不以备战作为评价标准、相对纯粹的学术类奖项,几乎都和中国无缘。
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In fact, not just the Nobel Prize, but almost any relatively pure academic award that doesn't use war preparedness as a criterion for evaluation has eluded China.
相比而言,诺奖已经算好的了。
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Comparatively, the Nobel Prize is already considered good.
比如之前讲伟东奕(Weidong Yi: 中国数学家,因其在数论和代数几何方面的研究而知名)那期提到过的三大顶级数学奖:菲尔茨奖(Fields Medal: 国际数学联盟颁发的数学奖,被视为数学界的诺贝尔奖)、阿贝尔奖(Abel Prize: 挪威国王颁发的数学奖,旨在表彰数学领域的杰出成就)和沃尔夫奖(Wolf Prize: 沃尔夫基金会颁发的国际性奖项,涵盖科学和艺术),迄今为止没有任何一个中国人拿过,华裔倒是有几个。
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For example, the three top mathematics awards mentioned in the previous episode about Weidong Yi—the Fields Medal, Abel Prize, and Wolf Prize—have never been won by a Chinese national to date, though there have been a few ethnic Chinese recipients.
要知道,像菲尔茨奖是只颁给40岁以下数学家的,几乎可以说你一出成果几年内就能拿奖,这种情况下你还能拿滞后效应当遮羞布吗?
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It's worth noting that the Fields Medal is only awarded to mathematicians under 40, meaning you can almost certainly win it within a few years of achieving a breakthrough. In such a case, can you still use the lag effect as an excuse?
数学不行,那其他领域呢?
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If not mathematics, then what about other fields?
比如顶级的化学奖项沃尔夫化学奖(Wolf Prize in Chemistry: 沃尔夫基金会颁发的化学奖)普利斯特利奖(Priestley Medal: 美国化学会颁发的最高荣誉奖),有中国人吗?
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For example, top chemistry awards like the Wolf Prize in Chemistry and the Priestley Medal—are there any Chinese recipients?
也没有啊。
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No, there aren't.
你说西方人戴有色眼镜,那国内信誉比较好的奖项,比如有“东方诺贝尔奖”之称的邵逸夫奖(Shaw Prize: 香港邵逸夫奖基金会设立的国际性奖项,旨在表彰在天文学、生命科学与医学、数学科学领域取得杰出成就的科学家),设置了天文学、生命科学和医学以及数学奖,搞了这么多年也没几个中国人啊。
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You might say Westerners are biased, but what about reputable domestic awards, such as the Shaw Prize, known as the "Nobel Prize of the East," which has categories for astronomy, life science and medicine, and mathematical sciences? After all these years, there are still very few Chinese recipients.
结论:盐碱地上的创新困境
节目的最后,我想引用两组数据来论证我上面的观点。
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At the end of the program, I want to cite two sets of data to support my points above.
2024年有日本学者统计了中日两国潜在的诺贝尔候选人的名单,注意啊,这里是按族裔而不是按国籍统计的。
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In 2024, Japanese scholars compiled a list of potential Nobel candidates from China and Japan. Note that this was compiled by ethnicity, not by nationality.
需要说明的是,这份名单还是非常准的,像今年拿奖的板口志文、北川进都赫然在列,这也侧面印证了坊间的一个说法,那就是一个国家每获得一座诺奖,背后就可能隐藏着几十个诺奖级别的成就。
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It should be noted that this list is very accurate, with Tasuku Honjo and Susumu Kitagawa, who won this year, prominently featured. This also indirectly confirms a common saying: for every Nobel Prize a country wins, dozens of Nobel-level achievements might be hidden behind it.
这份名单中华人候选人有31位,日裔有58人,差距似乎不是很大对吧?
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In this list, there are 31 Chinese candidates and 58 Japanese candidates. The gap doesn't seem very large, right?
但你仔细一看就会发现,日本的这58人除了一个是美国籍以外,其他57人都是日本国籍。
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But if you look closely, you'll find that among Japan's 58 candidates, all but one are Japanese nationals; the other 57 are Japanese citizens.
而中国的31个人呢,有29个都是外籍或者台湾籍,只有卢玉明(Lu Yuming: 中国香港科学家,在医学影像和人工智能领域有贡献)和姚期智(Andrew Yao: 华裔美籍计算机科学家,图灵奖得主)是中国国籍。
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As for China's 31 individuals, 29 are foreign nationals or Taiwanese, with only Lu Yuming and Andrew Yao holding Chinese nationality.
并且卢还是地道的香港人,在香港和英国接受的教育。
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Moreover, Lu is a genuine Hong Kong native, educated in Hong Kong and the UK.
而姚呢,则是台湾人,毕业于台大,在哈佛拿的博士。
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As for Yao, he is Taiwanese, graduated from National Taiwan University, and earned his doctorate at Harvard.
也就是说,这31个人没有一个算是真正中国本土培养出来的。
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In other words, not a single one of these 31 individuals can be considered truly homegrown in mainland China.
所以到底是中国人不行,还是这片土壤是盐碱地(Saline-alkali land: 借喻环境恶劣,不适宜创新和人才成长),应该比较明显了。
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So, whether it's that Chinese people are incapable, or that this land is barren (a metaphor for a harsh environment unsuitable for innovation and talent growth), should be quite clear.