介绍与背景
Speaker A: 我现在和 Adam Brown 在一起。你目前在 Google DeepMind 领导 BlueShift 团队,该团队致力于攻克科学与推理难题。在之前的经历中,Adam 是一位多产的物理学家,曾在斯坦福大学任教,研究领域从宇宙学、弦理论一直涵盖到广义相对论。人们常说,广义相对论是人类大脑构想或见过的最美妙的事物。我很好奇,像我这样的普通人是否有办法理解其中发生了什么,或者能从某个角度领略它的美,而不需要去上你那 20 节课的研究生课程。这就是本次讲座的初衷。我很感激你愿意来做这件事。
Original English
Speaker A: I'm back with Adam Brown. You currently lead BlueShift at Google DeepMind, which is cracking science and reasoning. In a previous life, Adam was a prolific physicist, taught at Stanford, and did research on everything from cosmology to string theory to general relativity. It's said that general relativity is the most beautiful thing the human mind has ever conceived or seen. I was curious if there's a way that ordinary people like me could understand what is happening, or have some vantage on why it's beautiful, without taking your 20-lecture graduate course. That was the prompt for this lecture. I appreciate you being willing to do it.
Adam Brown: 来到这里非常激动。是的,我认为答案是肯定的,我们可以做到。正如你所说,广义相对论,即爱因斯坦的引力理论,是我们创造出来的、源于单一头脑的最美妙的产物。它是 20 世纪物理学的两大伟大理论之一,另一个是量子力学。与量子力学不同,它基本上是爱因斯坦一个人的成果。他得到了一些帮助,但基本上是他一个人顽强地追寻这个想法长达 10 年之久,然后他写下了这个理论,它最终不仅描述了太阳系中行星的运动,还描述了宇宙的起源与命运。这非常了不起。作为历史上最著名的大脑之一,爱因斯坦花了大约十年的时间才弄明白它。但是当我教授这门课时,我会开设一个为期 10 周的课程,在这 10 周里,人们对广义相对论的理解,将比爱因斯坦在那 10 年里所拥有的还要好。这是因为我们拥有爱因斯坦所没有的优势。我们有爱因斯坦,以及许多走在我们前面的像他一样的人,他们能够将这些极其复杂的想法——在当时被认为是任何智力水平低于爱因斯坦的人都完全无法理解的——提炼出其本质,并且避免了我们前辈所犯过的许多错误。在 10 到 20 分钟内,我无法让你对广义相对论的理解超越爱因斯坦,但我们可以触及核心见解——也就是爱因斯坦所说的他最美妙的想法——并深入探讨它,试图理解这个理论的中心思想是什么。
Original English
Adam Brown: Super exciting to be here. Yes, I think the answer is yes, we can. General relativity, Einstein's theory of gravity, is, as you say, the most beautiful product of a single mind that we've ever created. It's one of the two great theories of 20th century physics, along with quantum mechanics. Unlike quantum mechanics, it was basically Einstein. He had a little help, but basically it was one person doggedly pursuing this idea for 10 years and then he wrote down this theory that ends up describing the motion of planets in the solar system and also the origin and fate of the universe. It's pretty extraordinary. It took Einstein, one of the most famous minds in history, about a decade to figure it out. But when I teach it I'll do a 10-week course, and in 10 weeks people will get a better idea of general relativity than Einstein really had in 10 years. That's because we have an advantage that Einstein didn't have. We have Einstein, and many others like him going before us, who've been able to take these super complicated ideas—understood at the time as being totally incomprehensible by anybody with a sub-Einstein level of intelligence—and boil them down to their essentials, and not make many of the same mistakes that were made by our forebears. In 10 or 20 minutes, I can't give you a better idea of general relativity than Einstein had, but we can get to the core insight—what Einstein said was his most beautiful idea—and push through it to try and understand what the central idea of this theory is.
狭义相对论与广义相对论
Adam Brown: 好的,我们开始吧。在广义相对论之前,有狭义相对论。“狭义”意味着它并不适用于所有地方。它也是由爱因斯坦在 10 年前的 1905 年,也就是他的奇迹年里提出的。如果你想用一句话来概括狭义相对论,你会从一个观察或假设开始:没有任何东西的速度能超过光速。狭义相对论将这一观察提升为一个原理,并将其极其严肃地作为我们理解时空的核心观察,由此你便得出了狭义相对论。狭义相对论适用于电磁学。它也直接适用于强核力和弱核力——尽管爱因斯坦当时甚至还不知道它们的存在——这是我们所知的其他两种基本力。但它显然不适用于引力。10 年后,爱因斯坦在他的广义相对论中纠正了这一点,这个理论更具“广义性”,因为它包含了引力。它补全了基本力的集合。同样,它也是爱因斯坦在长达 10 年的顽强追求后,于 1915 年提出的。如果你想用一句话来概括广义相对论,你可能会说:“连引力也不例外。”没有任何东西的速度能超过光速,连引力也不例外。它的内涵远不止于此,但它将补全这样一个核心理念的弧线,即任何事物都无法超越光速。
Original English
Adam Brown: Ok, let's go. Before general relativity, there was special relativity. Special, meaning it doesn't apply everywhere. That was also invented by Einstein, 10 years earlier, in 1905, during his annus mirabilis. If you want to sloganize special relativity, you would start with the observation, or the hypothesis, that nothing can go faster than light. Special relativity takes that observation, promotes it to a principle, takes that principle extremely seriously as the central observation of our understanding of spacetime, and you arrive at special relativity. Special relativity applies to electromagnetism. It applies—though Einstein didn't even know about these at the time—straightforwardly to the strong and weak nuclear forces, two of the other fundamental forces that we know about. It does not obviously apply to gravity. That was corrected 10 years later by Einstein in his general theory of relativity, a theory more general because it includes gravity. It completes the set of fundamental forces. Again, it was invented by Einstein after 10 years of dogged pursuit, in 1915. If you wanted to sloganize general relativity, you might say, "Not even gravity." Nothing can go faster than light, not even gravity. There's much more to it than that, but it's going to complete this arc of the centrality of nothing being able to go faster than the speed of light.
牛顿引力定律的冲突
Adam Brown: 为了了解一些背景,我们将不得不一路倒回爱因斯坦之前的引力理论。在爱因斯坦时代,占据统治地位的引力理论可以一直追溯到 17 世纪末的牛顿,即牛顿在 1687 年《自然哲学的数学原理》中提出的定律。他有几个定律。也许我们今天最能谈论的是其中的两个。他著名的第二定律指出,由力引起的加速度 a 由公式 ma=F 给出。如果你有一个力 F,它会使物体产生由 a 给出的加速度,其中质量告诉你一个物体在多大程度上抵抗被加速。质量越大,要产生特定的加速度所需的力就越大。这条定律,也就是他的第二定律,一旦我们进入广义相对论,结果证明它依然是正确的。我们将不得不对我们所说的力和加速度有更深入的理解,但这将被广义相对论保留下来。第二定律的一个特例是牛顿第一定律。牛顿第一定律指出,如果力为零,那么加速度就为零。如果力为零,那么物体始终沿直线继续运动。这在广义相对论中也将继续适用。即如果不受外力作用,物体沿直线运动。不过,我们将不得不升级我们对力以及究竟什么是直线的理解。这会一直保持正确。而不再保持正确的是牛顿的引力定律。牛顿引力告诉你物体对力产生响应时的加速度是多少,但你需要知道力是什么,才能用它来做任何事。牛顿引力定律说,由两个物体之间的引力相互作用所引起的力,等于所谓的牛顿常数——只是自然界的一个常数——乘以一个物体的质量再乘以另一个物体的质量(比如太阳的质量乘以地球的质量),除以它们之间距离的平方。这就是著名的平方反比定律。它是一个指向分离方向的矢量,并且是吸引性的,所以那里有一个负号。这在广义相对论中是不正确的。事实上,你立刻就会看到,在这个引力定律与没有任何东西能超过光速的断言之间存在着冲突。如果这完全是事实,那么只要晃动一下太阳,对这个定律最直接的解释就会说,地球上的力会立刻发生变化。我改变了地球和太阳的距离,所以我能立刻在地球上探测到它,不是 8 分钟后,而是立刻。那将意味着你可以传递一种比光速还快的影响。牛顿的力定律与这个原理是不一致的。
Original English
Adam Brown: To see some background here, we're going to have to rewind all the way back to the theory of gravity that existed before Einstein. The reigning theory of gravity at the time of Einstein stretches all the way back to Newton in the late 17th century, Newton's laws, in his Principia in 1687. Well, he had a few. Maybe the one we could most talk about today is two of them. His famous second law says the acceleration, a, caused by a force is given by the formula ma=F. If you have a force F, it'll cause an acceleration on an object given by a, where the mass tells you how much an object resists being accelerated. The bigger the mass, the bigger the force you need to cause a given acceleration. This law, his second law, will turn out to be still true once we come to general relativity. We'll have to have a more sophisticated understanding of what we mean by force and acceleration, but this will be preserved by general relativity. A special case of the second law is Newton's first law. Newton's first law says that if the force is zero, then the acceleration is zero. If the force is zero, then objects continue to move on a straight line at all times. That will also continue to be true in general relativity. That if not subject to an external force, objects move along straight lines. However, we'll have to upgrade our understanding of what we mean by force and what we mean indeed by straight line. That's going to keep being true. The one that's not going to keep being true is Newton's law of gravity. Newtonian gravity tells you what the acceleration is in response to a force, but you need to know what the force is to be able to do anything with that. Newton's law of gravity says that the force caused by the gravitational interaction of two bodies is what's called Newton's constant—just some constant of nature—times the mass of one body times the mass of the other body—the mass of the sun times the mass of the Earth—divided by the distance between them squared. It's the famous inverse-square law. It's a vector that points in the direction of separation, and it's attractive, so there's a minus sign there. This will not be true in general relativity. In fact, you immediately see that there's a tension between this gravitational force law and the claim that nothing can go faster than the speed of light. If this were literally true, then by jiggling the sun, a straightforward interpretation of this law would just say that the force at the Earth varies immediately. I've changed the distance of the Earth and the sun, and so I can immediately detect it at the Earth, not eight minutes later but immediately. That would imply that you could send an influence faster than the speed of light. Newton's force law is inconsistent with this principle.
Adam Brown: 当然,一种选择可能是,这对于非引力是正确的,但一旦有了引力就不正确了,而且实际上,利用引力,你也许可以构建一个利用引力效应的超光速电话。这是一种可能性,但不是爱因斯坦真正想要接受的可能性。他花了许多年时间去排除任何超过光速或任何超光速影响的可能性。所以爱因斯坦,以及当时许多人,认为必须要做出让步的是这一条。事实上,这将被证明是正确的。
Original English
Adam Brown: One option, of course, could be that this is true for non-gravitational forces, but not true once you have gravity, and that indeed, using gravity, you could perhaps build a faster-than-light telephone using gravitational effects. That's a possibility, but not a possibility that Einstein really wanted to embrace. He'd spent many years chasing out any possibility of going faster than light or any superluminal influences. So Einstein, and in fact many people at the time, thought that this is the one that has to give. Indeed, that is what's going to turn out to be true.
电磁学的前车之鉴
Adam Brown: 好,那我们现在到哪了?实际上,这里有一个平方反比定律被修改,从而最终与狭义相对论相一致的先例,那个先例就是自然界中的另一种力,电力。还有一个静电力定律——不是牛顿写下的,而是大约一个世纪后写下的——它指出,不是由两个物体的引力相互作用,而是由两个带电物体的静电相互作用引起的力,具有与引力非常相似的形式。它告诉你,这个力等于某个常数乘以一个物体的电荷,再乘以另一个物体的电荷,同样指向两个物体之间的分离方向,除以距离的平方。这是另一个平方反比定律。再次,出于完全相同的原因,静电学看起来与狭义相对论是不一致的。但最终并非如此。或者说,最终这并不是完整的故事。静电学只是真正的电磁学理论——即麦克斯韦定律——的一个极限情况,麦克斯韦定律不仅有电力,还有磁力。只有当没有任何物体运动时,电力看起来才完全像这样。当物体确实开始运动时,对此会有额外的修正,所有这些修正共同作用,使得静电力定律与狭义相对论完全一致。事实上,理解它的历史方向是相反的。首先,是在 19 世纪中叶的麦克斯韦写下了麦克斯韦方程组。后来人们才注意到:“嘿,麦克斯韦方程组实际上与没有任何东西能超过光速的观点是完全一致的。”这种一致性反映在麦克斯韦场方程的一个被称为洛伦兹对称性的对称性中,这是在它们被写下来之后才被注意到的,它最终引导爱因斯坦提出了他的狭义相对论。
Original English
Adam Brown: Okay, so where are we? There's actually a precedent here for an inverse-square law getting modified in such a way that it ends up being consistent with special relativity, and that precedent is the other force of nature, the electric force. There's also the electrostatic force law—not written down by Newton, but written down a century or so later—which says that the force caused, not by the gravitational interaction of two objects, but by the electrostatic interaction of two charged objects, has a very similar form to the gravitational force. It tells you that the force is equal to some constant times the charge of one object times the charge of the other object, pointing also in the direction of separation between the two objects, divided by the distance squared. It’s another inverse-square law. Again, for exactly the same reason, electrostatics looks to be inconsistent with special relativity. But ultimately it's not. Or ultimately, this is not the full story. Electrostatics is just one limit of the true theory of electromagnetism, which is Maxwell's laws, which has not just electric forces, but it also has magnetic forces. The electric forces only look exactly like this when nothing is moving. When things do start to move, there are additional corrections to this, all of which conspire to make the electrostatic force law fully consistent with special relativity. In fact, the historical direction of understanding ran the opposite way. First of all, you have Maxwell in the middle of the nineteenth century writing down Maxwell's equations. Only later do people notice, "Hey, Maxwell's equations actually are fully consistent with nothing going faster than the speed of light." That consistency is reflected in a symmetry called the Lorentz symmetry of the Maxwell field equations, only noticed later after they were written down, that eventually led Einstein to formulate his special theory of relativity.
引力的特殊性
Adam Brown: 所以我们有了一个从平方反比定律出发,然后把它包装成一个完整的洛伦兹不变量理论的先例。所以你可能会说,好吧,我们只需把引力拿过来,对它做与静电学完全一样的事情,以创造某种引力-磁性理论,使得牛顿第二定律成为一个最终与狭义相对论相一致的近似。在某种宏大的意义上,这正是我们最终要做的。这也是爱因斯坦最终要做的。但这将是比将静电学进行麦克斯韦推广要激进得多的背离。这里真的有两个线索,都能在这个公式中看到,表明我们将不得不做一些与静电学略有不同的事情。静电力定律和牛顿引力定律之间的第一个区别是这个符号的差异。这是一个很大的差异,也就是这里是一个负号,而这里是一个正号。这反映在,如果你有两个正质量——地球和太阳——它们在引力上相互吸引。反之,如果你有两个相同的电荷,它们在静电上相互排斥,这就是为什么那是一个负号而那是一个正号。这意味着你不能对引力做与电磁学字面上完全相同的事情,因为否则的话,如果你在数学上使用相同的把戏,你最终会得到数学上相同的结果,那就是你会发现同号质量会相互排斥而不是吸引。先别跑得太快,但最终这是因为静电学是由自旋为 1 的粒子(光子)传递的,而引力将由自旋为 2 的粒子传递,正是这导致了那个符号的变化。这就是为什么你不能做与静电学完全一样的事情。
Original English
Adam Brown: So we have a precedent for starting with an inverse-square law and then dressing it up in a full relativistically invariant theory. So you might say, well, let's just take gravity and do exactly the same thing to gravity that we did to electrostatics, in order to make some gravito-magnetic theory that makes Newton's second law an approximation that's ultimately consistent with special relativity. In some grand sense, that is what we're going to end up doing. That is what Einstein's going to end up doing. But it's going to be a much more radical departure than the Maxwell generalization of electrostatics. There's really two hints, both of which are visible in this formula, that we're going to have to do something slightly different than we did for electrostatics. The first difference between the electrostatic force law and Newton's law of gravity is this sign difference. There is a big difference, which is that here it is a minus sign, and here it is a plus sign. That is reflected in the fact that if you have two positive masses—the Earth and the Sun—they gravitationally attract each other. Conversely, if you have two like charges, they electrostatically repel each other, which is why that's a minus sign and that's a plus sign. That means that you cannot do literally the same thing for gravity that you did for electromagnetism, because otherwise, if you did mathematically the same trick, you'd end up with mathematically the same result, which is that you would find that like masses would repel rather than attract. Not to get ahead of ourselves, but ultimately that's because electrostatics is mediated by a spin-1 particle, the photon, and gravity is going to be mediated by a spin-2 particle, and that's responsible for the change in that sign there. That's why you can't do exactly the same thing as electrostatics.
Adam Brown: 所以爱因斯坦不得不寻找别的东西。他不得不寻找其他方法,试图将这提升为一个洛伦兹不变量理论。在这样做的过程中,他得到了一个线索。发生了很多事情。能把注意力集中在这个上面,作为他应该往哪里寻找的一个高度重要的线索,这是爱因斯坦核心天才的一部分。这有时被描述为他最美妙的思想,他也会这样去描述它。这个线索就是:引力定律和静电学之间还有另一个区别,那就是对于引力来说,扮演静电学中电荷这一类似物体的对象。那就是坐在这里的是质量。这是牛顿物理学中一个奇怪的巧合。质量,在静电学中
Original English
Adam Brown: So Einstein had to look for something else. He had to look for some other way to try and lift this to a relativistically invariant theory. In doing that, he had one clue. There's lots of stuff going on. It's part of Einstein's central genius to focus on this as a highly significant clue of where he should look. It's sometimes described as his most beautiful thought, that's how he would describe it. The clue is this. There is another difference between the gravitational force law and the electrostatics, and that is the object that plays the analog of the charge in electrostatics, for gravity. It's the fact that it's the mass sitting here. That's a strange coincidence from Newtonian physics. Mass, in electrostatic
惯性质量与引力质量
Speaker A: 力和加速度,在这里只扮演一个角色。它就在这里。它是物体的惯性,是抗拒被加速的属性。这有时被称为惯性质量。然而,电荷与质量完全不同且毫无关联。你可以有质量很大但没有电荷的物体,比如中子。你也可以有质量很小但电荷很高的物体,比如电子。粒子的电荷和质量之间并没有必然的联系。它们完全是两码事。
Original English
Speaker A: forces and accelerations, plays exactly one role.
It's sitting here. It's the inertia of the object,
and it's what is resisting being accelerated.
This is sometimes called the inertial mass.
And then the charge is completely
different and unrelated to the mass.
You can have heavy objects that
have no charge, like the neutron.
You can have light objects, like
the electron, that have high charge.
There is no necessary relation between
the charge of a particle and its mass.
They're just two entirely separate things.
Speaker A: 但在引力中并非如此。在引力中,这个存在于牛顿第二定律中的质量——也就是抗拒受力的惯性质量——与存在于牛顿万有引力定律中、决定你受多少拉力的质量是完全相等的。它们是同一个质量。所以这个有时被称为引力质量,而这个有时被称为惯性质量。与静电学不同,出现在这个公式中的引力质量,等于出现在那个公式中通常被称为惯性质量的东西。
Original English
Speaker A: Not true in gravity. In gravity, this mass
that's sitting here in Newton's second
law—the inertial mass that's resisting the
force—is exactly equal to the mass that's
sitting here in Newton's gravitational law,
that's telling you how much you're pulled along.
It's the same mass. So this is sometimes called
the gravitational mass, and this is
sometimes called the inertial mass.
Unlike in electrostatics, the gravitational
mass that appears in this formula is equal to
what's sometimes called the inertial
mass that sits in this formula.
Speaker A: 这一等式在牛顿物理学中就已经成立。事实上,牛顿注意到了这一点,并做了大量实验,证实其精度大约在千分之一左右。到了爱因斯坦的时代,我们知道其精度达到了十亿分之一,而现在我们知道它的精度达到了 10¹⁵ 分之一。令人惊讶的是,这两者在牛顿物理学中本质上完全是巧合,它们是同一回事,而且在观测中也完全相等。爱因斯坦紧紧抓住了这个事实,这也成为了他思考下一步该怎么做的核心线索。这有时被称为等效原理。
Original English
Speaker A: This equation is already
true in Newtonian physics.
Newton noticed it, in fact, and did a
number of experiments to confirm that
this was true to one part in 1,000 or so.
By the time of Einstein, we knew it was
true to one part in a billion, and now
we know it's true to one part in 10¹⁵.
It's striking that these two—which in Newtonian
physics is just a complete coincidence,
essentially, that they're
the same thing—nevertheless
were observed to be exactly the same thing.
Einstein honed in on this fact, and it was his
central clue for what to do next.
This is sometimes called the
equivalence principle.
Speaker A: 正是因为它,如果你把一根羽毛和一块砖头放在真空室里同时扔下,它们会同时落下并同时触地。它们会同时下落并触地,因为尽管砖头受到的力比羽毛大得多(因为它更重),但这正好抵消了砖头抗拒加速的阻力大于羽毛这一事实,所以它们以完全相同的速率下落。这两者的相等正是导致它们完全一致的原因。
Original English
Speaker A: It's responsible for the
fact that if you take a feather and a brick in
a vacuum chamber and drop them both, they will
both fall and hit the ground at the same time.
They'll fall and hit the ground at the same
time because even though the force on the
brick is much stronger than the force on the
feather because it's heavier, that exactly
cancels out the fact that the resistance to
acceleration of the brick is larger than the
resistance to acceleration of the feather,
and they fall exactly at the same rate.
The equality of those two is responsible
for that exact equality.
Speaker A: 爱因斯坦的天才之处在于,他将此视为一条核心线索,用来构思如何最终取代牛顿定律。说它是核心线索的原因是,事实上还存在另一类力——不是像电磁力或引力那样的基本力,而是一组涌现力——它们正好天然具备这种属性,在这些理论中这是必定成立的。为了解释这一点,我们现在要进入本节讨论的实验部分。
Original English
Speaker A: Einstein's genius was to
hone in on this as a central clue for how he
is going to end up replacing Newton's law.
A reason it's a central clue is because there
is, in fact, another class of forces—not
fundamental forces like electromagnetism or
gravity, but a set of emergent forces—that
exactly have this property baked into
them, that's guaranteed in those theories.
To explain that, we're now going to move over
to the experimental section of this discussion.
Speaker A: 那么,这里有个水桶。水桶里装了一些水。你最好懂点物理,Adam(亚当)。不然你会把录影棚给毁了。不玩虚的,你能把手指放进去,确认一下里面是湿的吗?水桶就在这里。在底部,水为什么没有从水桶里掉出来,这毫无悬念。它没有掉下来,是因为我们理解的引力正指向水桶的底部。但现在我们要稍微加快一点速度,做一个圆环翻转动作。现在你可能会在表面上感到惊讶,那就是即使水桶底朝上,水也没有掉出来。
Original English
Speaker A: So here's a bucket. Here's
some water filling the bucket.
You better know your physics, Adam.
Otherwise you'll destroy the studio.
No tricks. Will you put your finger
in that and confirm that it's wet?
Here is the bucket. At the
bottom, there's no mystery
why the water is not falling out of the bucket.
It's not falling out because the force of gravity,
as we'd understand it, is pointing
down to the bottom of the bucket.
But now what we're going to do is go
a little bit faster and loop the loop.
Now there is what you might
find superficially surprising,
which is that the water doesn't fall out of
the bucket even when the bucket is upside down.
Speaker A: 有两种方式可以理解这一点。一种是直截了当的理解方式。你会说,当水到达圆弧顶部时,它确实想从水桶里掉出来,但等它调整好状态加速掉出水桶时,水桶已经继续向前移动到了下方,所以它只是没有时间掉出来而已。或者你可以用宇航员没有掉回地球的相同原因来解释。第二种视角,也是同样有效的一种视角,就是想象你正和水桶里的水一起运动。
Original English
Speaker A: There are two ways to understand that.
One way is just the straightforward way.
You would say the water wants to fall out of
the bucket when it's at the top of its arc,
but by the time it's got itself together to
accelerate enough to fall out of the bucket,
the bucket's moved on and is now below, and it
just didn't have time to fall out of the bucket.
Or you might say the same reason that
astronauts don't end up falling to Earth.
The second perspective, which is an equally
valid perspective, is imagining that you're
riding along with the water in the bucket.
Speaker A: 从那个角度来看,水没有从水桶里掉出来还有另一个解释,那就是离心力。从随着水桶一起运动的人的角度来看,有一股力量把他们推向水桶底部,这种力被称为离心力。这就是所谓的假想力或惯性力。离心力简单来说,就是处于旋转参考系中所产生的一种力,它等于你的速度除以你做圆周运动的半径,方向指向正外侧。所以正是离心力把你钉在水桶底部,或者在你乘车转弯时把你死死压在车厢外侧。
Original English
Speaker A: And from that point of view, there's another
explanation for why the water doesn't fall out
of the bucket, and that is the centrifugal force.
From the perspective of somebody moving along
with the bucket, there is a force pushing them
towards the bottom of the bucket, and that
force is known as the centrifugal force.
It's what's known as a
fictitious or inertial force.
The centrifugal force just says that there
is a force caused by being in a rotating
reference frame, given by your speed divided
by the radius of the circle you're going
round in, pointing positively outwards.
So this is the centrifugal force that pins
you to the bottom of the bucket, or pins you to
the outside of the car as you go around a bend.
Speaker A: 我们注意到了什么?我们注意到,你在离心力下的电荷(如果你愿意这么称呼的话)——也就是你感受到离心力的强烈程度——再次由你的质量决定,这就像引力一样,但与静电学不同。决定你获得多少离心力的质量就是你的惯性质量。当然,在这里右侧方程中的质量为什么是由惯性质量给出,一点都不神秘。它由你的惯性质量给出,正是因为你体验到这种力,恰恰是因为质量倾向于沿直线运动。事实上你并没有沿直线运动,而是在做圆周运动,正是这种惯性倾向在一开始就导致了该质量的作用。
Original English
Speaker A: What do we notice? What we notice is that
your charge under the centrifugal force,
if you will—how intensely you feel a centrifugal
force—is once again, just like with gravity but
unlike with electrostatics, given by your mass.
The mass that tells you how much centrifugal
force you get is given by your inertial mass.
But of course, here it's absolutely no mystery
whatsoever why the mass that's sitting here on the
right-hand side is given by your inertial mass.
It is given by your inertial mass precisely
because the reason you're experiencing this
force is precisely the tendency of masses
to wish to move along straight lines.
The fact that you're not moving along a
straight line, you're moving in a circle,
it is precisely that inertial tendency
that causes the mass to begin with.
Speaker A: 换一种说法:每当遇到这种仅仅由你的惯性产生的惯性力时,必然可以保证的是,在这种力作用下的电荷就是由惯性质量给出的。所以惯性力始终带有一个由惯性质量给出的电荷。引力也有一个电荷,而引力的电荷正是由惯性质量给出的。于是爱因斯坦脑海里闪现出一个念头:有没有可能是这样——这也是他的核心思想——引力本身就是一种惯性力?因为引力质量等于惯性质量,这就使得这种假设成为可能。
Original English
Speaker A: Another way to say it: any time you
have one of these inertial forces,
caused just by your inertia, it is guaranteed
to be the case that the charge under that force
is given by the inertial mass.
So inertial forces always have
a charge given by the inertial mass.
Gravity has a charge, and the charge
of gravity is given by the inertial mass.
So Einstein leapt: could it be the case,
and this was his central idea, that
gravity itself is an inertial force?
That's permitted because the gravitational
mass is equal to the inertial mass.
Speaker A: 对于像电磁学之类的力,这绝对是不可能的,因为这要求电磁电荷等于惯性质量,而这在电磁学中显然是错误的。爱因斯坦问自己,它在引力中会不会是成立的呢?这一个事实允许了这种可能性。而且这还能解释这个事实:这不再像牛顿定律中那样是一个偶然成立的事实,而是这个世界的一个必然规律。所以这就是爱因斯坦在 1907 年的核心思想,也是他最为优美的想法。
Original English
Speaker A: It would be totally impossible for
something like electromagnetism,
because it would require that the electromagnetic
charge was equal to the inertial mass,
which is simply false for electromagnetism.
Could it be the case, Einstein asked,
that it's true for gravity?
It's permitted by this fact.
It would also explain this fact as now not
an accidental truth like in Newton's laws,
but a necessary fact about the world.
So this was Einstein's central idea in 1907,
his most beautiful thought.
Speaker A: 但这听起来完全是个疯狂的想法。它听起来如此疯狂,因为它要求我们在“什么是直线”这个问题上认错。这是一个极其激进的主张,原因我现在就来描述。惯性力——比如离心力、科里奥利力,或者任何我们熟悉的其他惯性力——是你在没有沿着直线运动时所体验到的力。当你在直线上运动时,你感受不到任何惯性力。
Original English
Speaker A: But it sounds totally crazy.
It sounds totally crazy because it requires
us to be wrong about what straight lines are.
It is an extremely radical proposition for
the reason that I will describe right now.
Inertial forces—like the centrifugal force or the
Coriolis force or any of these other ones that
we're familiar with—are forces you experience
when you are not moving on a straight line.
When you are moving on a straight line,
you don't experience any inertial forces.
Speaker A: 因此,为了让这个想法成立,我们不得不承认,那些自由漂浮、处于自由落体状态的宇航员们实际上是沿着直线运动的。我们不得不承认,你,仅仅是坐在这里看似一动不动,却真切地感受到了引力把你推向椅子的力量。我们不得不说,你并没有沿着直线运动。所以,关于到底谁在沿直线运动而谁没有,我们很可能完全弄错了。
Original English
Speaker A: So in order for this to be true, we'd have to
say that astronauts who are free-floating and
free-falling are moving along a straight line.
We'd have to say that you, who are just sitting
there, seemingly not moving, are experiencing
the force of gravity pushing you into your chair.
We'd have to say that you're not
moving along a straight line.
So we'd have to be pretty wrong about who's
moving along a straight line and who's not.
赞助商插播:Jane Street
Dwarkesh: 在我逐渐接触并了解 Jane Street 的员工时,我注意到他们中许多人都有物理学背景。最近我有机会和 Jed Thompson 聊了聊,他在成为交易员之前是一名粒子物理学家,我们探讨了他的物理训练是如何帮助他在 Jane Street 开展工作的。
Original English
Dwarkesh: As I’ve gotten to know the folks at Jane
Street, I’ve noticed that a lot of them
have physics backgrounds. I recently
got a chance to talk to Jed Thompson,
who was a particle physicist before he was
a trader, about how his physics training
helps him with his work at Jane Street.
Jed Thompson: 我认为在 Jane Street 的交易员或研究员中,极少有人入职时具备任何金融背景或交易背景。以前我做物理研究时,我常常说的一句话是:我几乎从不在对答案没有一个初步合理猜测的情况下去做计算。在交易领域,我认为情况同样如此。这些从根本上来说都是关于世界如何运转的模型。你可以通过一次次地观察模式来建立良好的直觉,从而达到一种状态:大多数时候你从一开始就在问正确的问题,这能帮你省去大量的繁杂工作。
Original English
Jed Thompson: I think very few Jane Street traders or
researchers come in with any finance
background or any trading background.
When I used to be in physics, something that I
would say is, I almost never do a calculation
without already having a pretty good guess at
the answer. In trading, I think the same is true.
These things are fundamentally models for how the
world is behaving. You can build good intuition
by seeing patterns over and over again, and
come to a point where you’re mostly asking
the right question from the beginning,
which short-circuits a lot of the work.
Dwarkesh: 所以,即使你没有金融背景,甚至没有物理学背景,你依然应该考虑申请。前往 janestreet.com/Dwarkesh 了解更多详细信息。
Original English
Dwarkesh: So even if you don’t have a finance background,
or for that matter a physics background,
you should still consider applying.
Go to janestreet.com/Dwarkesh to learn more.
引力与直线的本质
Speaker A: 所以这是一个非常激进的想法,因为它要求我们在“什么是直线”的认知上承认错误。具体来说,像你这样坐在这里,仅仅是坐在你的椅子上……这是你距离地心的高度随时间变化的函数。这里是 Dwarkesh,一直保持着恒定的高度坐在那里。因为你在体验引力的作用,如果引力是一种惯性力——因为你感受到了一股向下的力——那意味着你必然是在沿着一条非直线运动。那就是你。相比之下,这根粉笔,当它被抛上抛下时,它划出了一道极近似于抛物线的轨迹。粉笔在被我接住之前一直处于自由落体状态,这意味着如果引力是一种惯性力,那么这条线必然是直的。
Original English
Speaker A: So this is a radical idea because it requires
us to be wrong about what a straight line is.
In particular, you sitting here, just sitting in
your chair… Here is your height above the center
of the Earth as a function of time.
Here is Dwarkesh just
sitting here at constant height.
Because you are experiencing the force of
gravity, if gravity is an inertial force—because
you're experiencing a force down—that means that
you have to be moving along a not straight line.
So that's you. By contrast, this piece of chalk,
as it goes up and down, executes something
that's well approximated by a parabola.
The chalk is in free fall until I catch
it, which means that if gravity is an
inertial force, this has to be straight.
Speaker A: 当然了,就我刚才画出来的图而言,这条看起来是直的,而那条看起来并不直。因此,如果引力确实要作为一种惯性力存在,我们就必须颠覆传统,承认我们在什么是直线、什么不是直线的问题上大错特错了。然而,如果你曾坐在飞机的座位上看着前方的屏幕,这实际上是一种你应该非常熟悉的情形。想象一下你在飞机上看到的那种地图,想象你正从旧金山飞往伦敦。虽然我不太擅长画地球,但这大致是我的版本。这里是旧金山。这里是从北极下来的格陵兰岛。然后这里是英格兰,这里是伦敦。
Original English
Speaker A: Now, certainly the way I've plotted it,
this looks straight and that one does not.
So if gravity is to be an inertial force,
we have to be wrong about what is a straight
line and what is not a straight line.
However, this is actually a situation
with which you should be familiar
if you've sat in an airplane seat and
looked at the screen in front of you.
Imagine the map that you see on
an airplane, and imagine you are
flying from San Francisco to London.
Now, I'm not good at drawing the Earth,
but here is my version of it.
Here we are in San Francisco.
Here is Greenland, coming in from the North Pole.
And here is England. Here's London.
Dwarkesh: 我一眼就能看出你是个物理学家,因为你画的这些大陆轮廓太过于理想化了。
Original English
Dwarkesh: I can tell you're a physicist because of
the very idealized forms of the continents.
Speaker A: 有时候,坐在飞机的后排座位上看着屏幕会让人感到相当沮丧,因为很明显,飞机理应这样飞,沿着两地之间最短的直线距离前进。但实际上,他们却绕了一个巨大的弯,擦着格陵兰岛的边缘再一路往下飞。但你其实很清楚事实并非如此。你知道,事实上尽管在这个平面地图上看起来是那样,但那并不是真正的直线。这条有时被称为恒向线(rhumb line)的轨迹,其实并不直,而且肯定不会是从旧金山到伦敦的最短路径。而这(绕弯的航线),实际上才是非常接近直线的最佳路径。
Original English
Speaker A: Sometimes it can be quite frustrating sitting
there in the backseat of the airplane,
because obviously the plane should
be flying like this, moving along the
shortest distance from one place to another.
But instead they take this massive detour
that clips Greenland and heads on down.
You know that in fact that's not what's going on.
You know that in fact, despite what it looks
like on the graph, this is not a straight line.
This rhumb line, it's sometimes called, is
not straight, and would certainly not be the
shortest path from San Francisco to London.
And this is in fact, to a good approximation,
a straight line.
Speaker A: 所以事实上,从旧金山飞往伦敦的直线确实经过了格陵兰岛,我现在就来给你演示一下。这里是旧金山,这里是伦敦。你可以清楚地看到,直接连接这两点的直线会沿着这个方向越过格陵兰岛并抵达伦敦。在这张地图上这显然是合理的,因为这张地图忠实地反映了地球的曲率。而那张平面地图容易让人产生困惑,它之所以让人困惑,是因为它在试图假装地球是平的。
Original English
Speaker A: So in fact, the straight
line from San Francisco to London does indeed
go over Greenland, as I will now demonstrate.
Here is San Francisco, here is London.
You can see that the straight line that
goes straight from one to the other would go in
this direction over Greenland and hit London.
That's obvious on this map, because this
map reflects the curvature of the Earth.
This map is getting confused, and
it's getting confused because it's
trying to pretend that the Earth is flat.
Speaker A: 它试图去忽略地球的曲率,而正因为它试图将一个圆形的地球强行映射到一个平坦的面板上,就必然会产生各种扭曲。每当你试图把某种本质上是弯曲的东西假装成不弯曲的,你不可避免地会在什么是直线、什么不是直线的判断上出错。你在地球上看到了这一现象,这条先往上飞再往下降的弧线,其实才是真正的直线。在广义相对论的时空中你也会看到同样的现象……
Original English
Speaker A: It is trying to ignore the curvature of the Earth,
and because it's trying to map a round Earth
onto a flat panel, there have to be distortions.
Whenever you try and take something that
is curved and pretend it's not curved,
you will inevitably end up being wrong
about what is and is not a straight line.
You see this on the Earth, where
this line that goes up and then
comes down is in fact the straight line.
You see it also in spacetime with general
广义相对论与弯曲时空
Speaker A: 相对论中,抛出粉笔时它所呈现的这种抛物线轨迹,它处于自由落体状态,在广义相对论中它就是一条直线。就像在广义相对论中一样,你之所以对什么是直线、什么不是直线感到困惑,是因为你试图用这张图假装自己处于一个平坦的时空中。事实上,你处于一个弯曲的时空中。
Original English
Speaker A: relativity, where this parabolic arc of the chalk as it's thrown up, it is in free fall, it is the straight line in general relativity. And just like in general relativity, the reason you are confused about what's straight and what's not straight is that you are trying to pretend with this graph that you are in a flat spacetime. In fact, you are in a curved spacetime.
Speaker A: 所以在爱因斯坦的理论中,物质的作用将是弯曲时空。通过弯曲时空,它将改变什么是直线,什么不是直线。那些沿着他们错误地认为是直线的轨迹行进的人将会感受到引力,而宇航员则不会感受到引力。这里唯一缺失的部分就是用数学来描述时空弯曲的方式。在牛顿物理学中,牛顿力是由质量的存在引起的。在爱因斯坦的广义相对论中,由质量引起的将是时空的曲率。
Original English
Speaker A: So in Einstein's theory, the effect of matter is going to be to curve spacetime. Through curving spacetime, it's going to change what's a straight line and what's not a straight line. People who are going along what they incorrectly think of as straight lines are going to experience the gravitational force, whereas astronauts are going to not experience the gravitational force. The only missing piece here is to mathematically characterize the way in which spacetime is curved. In Newtonian physics, the Newtonian force is caused by the presence of mass. In Einstein's general theory of relativity, it will be the curvature of spacetime that is caused by the mass.
Speaker A: 从 1907 年他大致描绘出这幅图景,到 1915 年他写下最终形式的广义相对论,他在其间苦苦思索了八年。这八年的最终成果就是他那个著名的公式,我不会解释它,但我会把它写下来,它准确地捕捉了他的直觉。
Original English
Speaker A: He struggled for eight years between 1907, when he had this picture approximately mapped out, and 1915, when he wrote down in its finished form his general theory of relativity. The final output of those eight years was his famous formula, that I will not explain but will write down, that exactly captures his intuition.
Speaker A: 我将带你们过一遍这个公式。这真是一个优美的公式。等式左边是一些东欧人发明的数学工具,用来描述时空的曲率。这表示了时空弯曲的程度。这是一个张量,如果时空是平坦的,这个张量就是零;当时空以特定的方式弯曲时,它就是非零的。
Original English
Speaker A: I will walk you through this formula. This is just a beautiful formula. The left-hand side is some mathematics invented by some Eastern Europeans that characterizes the curvature of spacetime. This says how much spacetime is curved. This is some tensor, and the tensor will be zero if spacetime were flat, and non-zero when spacetime is curved in a particular way.
Speaker A: 等式右边不再是时空了。右边是物质。有一些常数:我们的老朋友牛顿常数、更老的朋友圆周率 π,以及光速。然后是这个量 T_(μν)。T_(μν) 就像是牛顿力方程右边质量的相对论推广。
Original English
Speaker A: On the right-hand side is not spacetime anymore. On the right-hand side is matter. There are some constants: our old friend Newton's constant, π an even older friend, and the speed of light. And then this quantity T_(μν). T_(μν) is like a relativistic generalization of the mass that sits on the right-hand side of Newton's force equation.
Speaker A: 所以它的意思是,右边质量的存在——实际上不仅是质量,而是所有形式的质量和能量——导致了左边时空的曲率。或者用一句口号来说:物质告诉时空如何弯曲。一旦物质告诉了时空如何弯曲,时空的曲率就会告诉物质如何运动,这是这句口号的后半句。时空的曲率告诉物质沿着弯曲空间的直线运动,因此如果你试图假装时空是平坦的,你就会体验到假想力。简而言之,这就是爱因斯坦的广义相对论。
Original English
Speaker A: So it is saying that the presence of mass—and in fact not just mass, but all forms of mass and energy—on the right-hand side causes the curvature of spacetime on the left-hand side. Or in a slogan: matter tells spacetime how to curve. Once matter's told spacetime how to curve, the curvature of spacetime tells matter how to move, in the second half of the slogan. The curvature of spacetime tells matter to move along straight lines of the curved space, and so experience fictitious forces if you try and pretend that spacetime is flat. That is Einstein's general theory of relativity in a nutshell.
Speaker A: 退一步说:关于牛顿引力,一件令人惊叹的事情是,据说他是因为某个关于苹果从树上掉下来的思想实验而发明了它。它不仅描述了苹果从树上掉下来,还描述了天体物体的运动。它既能描述行星运动,又能描述苹果从树上掉下来,这是一个巨大的跨界成功。这是一件非常了不起的事情,牛顿统一了天空和地球,并用一个公式同时适用于两者。
Original English
Speaker A: Backing up: an amazing thing about Newtonian gravity is that he invented it, allegedly due to some thought experiment to do with an apple falling off a tree. It describes not only an apple falling off a tree, but the motion of the objects in the heavens. It’s a massive cross hit that it describes planetary motion and also an apple falling off a tree. This was this amazing thing that Newton unified the heavens and the Earth and had one formula that applied to both.
Speaker A: 广义相对论不仅做到了所有这些,而且还更进一步。它描述了苹果从树上掉下来的运动,描述了水星和太阳系中行星的运动,还描述了整个宇宙的膨胀。它所触及的量级跨度是一个疯狂的、巨大的数字。
Original English
Speaker A: General relativity does all of that and goes one step further. It describes the motion of apples falling off trees, it describes the motion of Mercury and the planets in the solar system, and it describes the expansion of the entire universe. That's a crazy, huge number of orders of magnitude that it hits.
黑洞与史瓦西解
Speaker B: 你刚才说,这个理论的优美之处之一在于,它以各种最初未曾预料到的有趣方式进行了延伸,从而解答了爱因斯坦最初的观察。显然,其中之一就是黑洞。我希望能得到比高中版本——即光掉进去就出不来——更深入的见解,去了解为什么黑洞会以这样的方式运作。
Original English
Speaker B: You were saying a moment ago that one of the beautiful things about this theory is that it has reach in all these interesting ways that were not originally anticipated, to solve this original observation that Einstein had. One of them, obviously, is the black hole. I would love to get more insight than the high school version—that light falls into it and can't get out—of why black holes work the way they do.
Speaker A: 在广义相对论中,黑洞是令人着迷的物体,它们绝对是广义相对论中典型的物体,而在牛顿物理学中,它们并非以同样的方式存在。这个故事有点疯狂。爱因斯坦写下了他的场方程,也就是我们写在黑板上的场方程,它描述了曲率与系统中能量数量之间的关系。他认为这些方程太复杂了,没有人能找出它们的精确解,我们只能一直进行近似计算。
Original English
Speaker A: Black holes are fascinating objects in general relativity, really the quintessential object in general relativity that doesn't exist in the same way in Newtonian physics. The story is kind of wild. Einstein wrote down his field equations, the field equations we wrote on the board, describing the relationship between curvature and the amount of energy in the system. He thought that those equations are so complicated, no one would ever come up with exact solutions to them, that we'd just always be having to do approximations.
Speaker A: 结果证明这是不对的。史瓦西(Schwarzschild)是第一次世界大战中的一名普鲁士炮兵军官。在计算他们向敌人方向发射的火炮轨迹的间隙,他发现爱因斯坦的方程——几乎就在爱因斯坦写下它们之后的几个月内——实际上有一个精确解,这个解现在被称为史瓦西方程,而且我们现在知道它描述了一个黑洞。
Original English
Speaker A: That turned out not to be correct. Schwarzschild was a Prussian artillery officer in the First World War. In between calculating the trajectories of artillery they were lobbing in the direction of their enemy, he figured out that Einstein's equations—pretty much immediately after Einstein had written them down, within a matter of months—in fact have an exact solution, a solution now known as the Schwarzschild equation, and that we now understand describes a black hole.
Speaker A: 在这个解中,没有物质存在,除了可能在正中心以一种我们在此不加描述的方式存在。那是中心点状数量的物质。它描述了那周围的时空看起来是什么样子的。它被称为史瓦西解,它描述了一个黑洞。当时它们还不叫黑洞。事实上,人们对这个解到底意味着什么感到极其困惑。
Original English
Speaker A: It is a solution in which there is no matter, except possibly at the very center in a way we'll not describe. It's a central point-like amount of matter. It describes what the spacetime around that looks like. It's called the Schwarzschild solution, and it describes a black hole. They were not called black holes at the time. In fact, people were extremely confused about what this solution even meant.
Speaker A: 大约在半个世纪的时间里,人们写下了关于这个解含义的各种错误观点。或许最严重的犯错者就是爱因斯坦本人,他对此感到极其困惑。他对他所谓的——也就是我将要描述的——事件视界感到特别困惑,并写下了各种错误的观点,比如物体也许会从事件视界上弹开。他当时完全搞糊涂了,但从现代的视角来看,要理解到底是怎么回事是极其简单的。那么让我来告诉你们什么是黑洞。
Original English
Speaker A: People wrote down wrong things for about half a century about what this meant. Perhaps the worst offender was Einstein, who got extremely confused about it. He got particularly confused about what I will describe as the event horizon, and wrote all sorts of wrong things about how objects would maybe bounce off the event horizon. He was just totally confused, but from a modern perspective it's extremely simple to understand what's going on. So let me tell you what a black hole is.
逃逸速度与引力结合能
Speaker A: 正如我们所设定的那样,广义相对论是关于引力与有限光速之间的碰撞。实际上,人们甚至在 18 世纪,在我们有了狭义相对论或类似理论之前,就注意到了你可以进行的最简单的碰撞。他们只是问了一个非常简单的问题。如果你想把某样东西从地球上发射出去,你知道你需要以一定的速度发射它,这就是逃逸速度。
Original English
Speaker A: General relativity, as we set it up, is about a collision between gravity and the finite speed of light. The simplest collision you could do was actually noticed by people even in the 18th century, before we had special relativity or anything like that. They just asked a very simple question. If you want to shoot something off the Earth, you know you need to shoot it with a certain velocity, the escape velocity.
Speaker A: 如果你想让它逃逸到离地球很远的地方,你需要以足够快的速度发射它,这样你发射的物体的动能就等于地球表面的引力结合能。M 是地球的质量,r 是地球的表面。对于地球来说,逃逸速度大约是每秒 11 公里。但是对于更重或更致密的物体,逃逸速度会更大。例如,对于木星,它将达到每秒几百公里。
Original English
Speaker A: You need to shoot it fast enough if you want to escape far away from the Earth, so that the kinetic energy of the object you're shooting is equal to the gravitational binding energy of the Earth's surface. M is the mass of the Earth and r is the surface of the Earth. For Earth, the escape velocity turns out to be about 11 kilometers per second. But for objects that are heavier or more compact, the escape velocity is larger. For example, for Jupiter it would be hundreds of kilometers a second.
Speaker A: 你可以想象有一些物体如此之重或如此致密,以至于实际上它们的逃逸速度等于光速。所以人们随心所欲地想知道那时会发生什么。他们当时没有工具来解决这个问题,但在 18 世纪,他们就想知道会发生什么。你可以计算出速度的临界值是多少。只要把速度设为光速,就能得出一个临界半径:2GM(物体的质量约去了)除以 c²。所以这多少有点启发性。如果你有一个如此致密且拥有如此质量的物体,其逃逸速度将由 c,即光速给出。
Original English
Speaker A: You can imagine objects that are so heavy or so compact that in fact the escape velocity becomes equal to the speed of light. So people idly wondered what would happen then. They didn't have the tools to address it, but in the 18th century they wondered what would happen. You can calculate what the critical value of the velocity is. Just putting the velocity equal to the speed of light, this gives a critical radius of 2GM—the mass of the object cancels—divided by c². So that's somewhat suggestive. If you had an object that was this compact and had this mass, the escape velocity would be given by c, the speed of light.
Speaker B: 你指出的这种联系是牛顿力学范畴的。在广义相对论之前,有人建立过这种联系吗?
Original English
Speaker B: The connection you're pointing out is a Newtonian one. Did anyone make this connection before GR?
Speaker A: 绝对有。18 世纪晚期的人们就写下了这个公式。我想米歇尔(Michell)和拉普拉斯(Laplace)都得出过这个结论。他们说,如果你有一个那么大质量且那么致密的物体,光将无法逃逸。按照现代标准,这个理由并不特别有说服力,但事实证明它是非常正确的,甚至疯狂地包括了这个因子 2,由于完全巧合的原因,这个因子是正确的。
Original English
Speaker A: Absolutely. People in the late 18th century wrote this formula down. I think both Michell and Laplace had this. And they said that if you had an object that was that massive and compact, light would not be able to escape. That reason is not particularly compelling by modern standards but it turns out to be particularly correct, including crazily this factor of 2, which is correct for completely coincidental reasons.
Speaker A: 但是,让我给你们一个更有说服力的论证,证明在这个半径周围将会发生一些有趣的事情。为此,让我们想想要尝试通过将物体降向一个中心质量来从物体中提取能量。也许我们先从地球开始。这就是地球。我们将从离地球很远的地方开始,拿一块质量为 m 的砖块。我打算拿这块砖,把它绑在一个滑轮系统上,然后慢慢地将砖块降向地球表面,并以零速度将其放置在下面的地球表面上。
Original English
Speaker A: But let me give you a more compelling argument that something funny is going to happen around this radius. And to do that, let's think about trying to extract energy from objects by lowering the objects down towards a central mass. Let's start off perhaps with the Earth. Here it is. We're going to start off a long way away from the Earth, with a brick of mass m. I'm going to take this brick, attach it to a pulley system, and then slowly lower the brick down towards the surface of the Earth and deposit it with zero velocity on the surface of the Earth down there.
Speaker A: 在这个过程中,我可以从砖块中提取能量。我已经从砖块中提取了能量,因为有一股力量在把砖块向下拉。那股力在我使其通过了一段距离后做了功,那就给了你能量。我们知道,至少在牛顿物理学中,你能从砖块中提取的能量大小的公式是:G 乘以地球的质量,再乘以砖块的质量,除以距离半径 r。这是一种能量,不是力,所以它是与距离成反比的定律,而不是与距离平方成反比的定律。这就是你可以通过将砖块降低到距离地球 r 的距离来从砖块中提取的能量。
Original English
Speaker A: In doing so, I can extract energy from the brick. I've extracted energy from the brick because there's a force pulling the brick down. That force I'm doing through a certain distance, and that gives you an energy. We know, at least in Newtonian physics, what the formula for the amount of energy you can extract from the brick is: G times the mass of the Earth times the mass of the brick, divided by r, the radius away. It's an energy, not force, so it's an inverse distance law, not an inverse square distance law. That's the energy you can extract from the brick by lowering it down to a distance r away from the Earth.
Speaker A: 当然,如果你试图把它降低到地球表面以下,这个公式就会改变。但我们现在就把它放在地球表面。所以这就是我从很远的外面从砖块中提取的能量。你可以问,我提取了砖块静止质量能量的多少比例?这是一个只有在你发明了狭义相对论并且知道静止质量能量由 mc² 给出之后,才会自然而然提出的问题。
Original English
Speaker A: Of course, if you try to lower it beyond the surface of the Earth, this formula changes. But let's just put it on the surface of the Earth. So this is the amount of energy I have extracted from the brick, out here a long way away. You can ask, what fraction of the rest mass energy of the brick have I extracted? This is a question that you would only naturally ask once you've invented special relativity and know that the rest mass energy is given by mc².
Speaker A: 我们可以很直接地计算出,至少在这个近似中,你提取的能量比例等于提取的能量除以你开始时的静止质量能量。当然,砖块的质量会被约去,但地球的质量不会。它将等于 G 乘以地球的质量,除以 c² 乘以你停下来的离地半径,即地球的半径。那么我从中提取了多少比例呢?
Original English
Speaker A: We can straightforwardly calculate, at least in this approximation, that the fraction of the energy that you've extracted is that divided by the rest mass energy you started with. The mass of the brick, of course, is going to cancel, but not the mass of the Earth. This is going to be given by G times the mass of the Earth, divided by c² times the radius away from the Earth at which you stop, the radius of the Earth. So what fraction have I got out of it?
Speaker A: 如果你降到地球表面,答案是你并没有真正从砖块中提取那么多能量。你在很远的地方做有用功,提取了砖块原始静止质量能量中 7x10⁻¹⁰ 的一小部分。第一个观察结果:这个数值很小。换句话说,在自然单位制下,地球表面某物的引力结合能是非常小的。这就是为什么在进行极其灵敏的实验之前,我们并没有真正在地球表面注意到广义相对论,因为从某种意义上说,广义相对论是关于这个数字的泰勒展开式,其中的相对论效应,其一阶项就是牛顿力学,然后接下来的高阶项将给你牛顿答案的广义相对论修正。
Original English
Speaker A: If you lower down to the Earth's surface, the answer is you haven't really extracted that much from the brick. You've extracted a fraction 7x10⁻¹⁰ of the original rest mass energy of the brick, doing useful work a long way away. First observation: this is small. In other words, the gravitational binding energy of something on the Earth's surface is quite small in natural units. That's why we didn't really notice general relativity on the Earth's surface until we did very sensitive experiments, because general relativity is in some sense a Taylor expansion in this number, where the relativistic effects, where the first order term is just Newtonian, and then the next order terms will give you the GR corrections to the Newtonian answer.
Speaker A: 第二个观察结果,这有点题外话,基本上纯属巧合,这里的这个数字非常接近火箭燃料的化学结合能。所以如果你使用像氧氢混合物这样的火箭燃料,结合火箭的化学能(也就是当你燃烧它使火箭推进时你将要提取的能量)除以你将要混合在一起的氧和氢的 mc²,结果是 1.5x10⁻¹⁰。又一个初步的观察结果:这两个数字彼此很接近,尽管它们来自完全不同的计算。前者是与地球有关的引力计算。而后者是氢和氧的化学性质。
Original English
Speaker A: Observation number two, and this is something of a digression, is that by essentially sheer coincidence, this number here is very close to the chemical binding energy of rocket fuel. So if you take a rocket fuel like an oxygen-hydrogen mix, the chemical energy binding the rocket together, which is the energy that you're going to extract when you burn it to make your rocket go, divided by the mc² of the oxygen and hydrogen you're going to mix together, is given by 1.5x10⁻¹⁰. First observation: these two are close to each other, even though they came from completely different calculations. This was a gravitational calculation that was something to do with the Earth. This is a chemical property of hydrogen and oxygen.
结合能与化学火箭的局限性
Speaker A: 这(个数值)也非常小。它之所以非常小,是因为氢和氧中几乎所有的能量,并不是储存在这些物质结合在一起的化学结合能中。绝大多数能量仅仅储存在质子和中子的静止质量能中,而化学燃烧根本无法影响到这一点。第二大的能量储存在质子和中子相互作用的核结合能中,由强相互作用力和弱相互作用力产生,而化学反应同样根本无法触及。这是一个很小的数值,因为与我们正在考虑的物质的静止质量相比,化学键非常弱。这两个微小的数值几乎完全相等,这就是为什么我们可以使用化学火箭进入太空的原因,但这很困难。特别是,这个数值比那个数值大几倍,这意味着当你试图用化学火箭进入太空时,你的有效载荷比例非常小,因为你的大部分燃料无法进入轨道。你必须支付一个火箭系数(代价),它告诉你,发射台上停放的大部分物质都必须在进入太空之前被燃烧掉,以便将火箭的一小部分送入太空。换句话说,我们使用化学火箭进入太空的方式,如果我们试图从太阳表面进行那是完全不可能的,但它(在地球上)也很困难。好了,这是在地球上的比例。
Original English
Speaker A: This is also very small. The reason it's very small is that almost all of the energy in hydrogen and oxygen is not stored in the chemical binding energy of these things going together. The vast majority of it is stored in just the rest mass energy of the protons and the neutrons, which chemical burning doesn't affect at all. The second largest amount is stored in the nuclear binding energy of the protons and the neutrons to each other, given by the strong force and the weak force, which again chemical reactions don't touch at all. This is a small number because chemical bonds are very weak compared to the rest mass of the things we're considering. These two small numbers are almost exactly equal to each other, which is why we can use chemical rockets to get to space, but it's hard. In particular, this number is a few times bigger than this number, which means that your payload fraction is quite small when trying to use chemical rockets to get to space, because most of your fuel cannot get to orbit. You have to pay a rocket factor that's going to tell you that most of what's sitting there on the launch pad is going to have to be burnt up before you get to space, in order to get a small fraction of the rocket up to space. In other words, we can use chemical rockets to get to space in a way that would be totally impossible if we tried to do it from the surface of the sun, but it's hard. Okay, that's the fraction on the Earth.
引力势能的提取与致密天体
Speaker A: 但是这个公式告诉你,如果你有一个更重或更致密的物体,通过将物体降低到其表面而提取出的能量比例将会更大。例如,如果你不把它降低到地球表面,而是降低到太阳表面,这个数值将会更大。它会大一百万倍,因为太阳的质量是地球的几百万倍,但它也更大,所以抵消了一点。你最终得到2x10⁻⁶,这就是太阳表面著名的引力红移。你可以从那里继续往上递增。你可以想象将一个类似太阳的质量塞进一个类似地球的半径中,使这个公式的结果甚至更大。太阳质量,地球半径。这几乎正是像天狼星B这样的白矮星中发生的事情。而这个数值会变得更大。通过将物体降低到其表面,你将提取出该物体更大比例的质量。但确实感觉在我们制造出一个质量过大且过于致密的物体之前,必须发生某种改变(某种物理限制)。具体来说,如果你看这个公式,当 r 小于或等于 GM/c² 时会发生什么?如果这个物体如此致密、如此之重,以至于它的半径小于该物体的质量除以 c²,看起来你确实可以得到超过百分之百(的能量)。这个比例会大于一。通过将砖块降低到这个物体的表面,你可以拿回超过这块砖百分之百的质量(能量)。这感觉不对。事实上,这感觉比这里发生的事情更不对,因为现在你把所有这些能量放在很远的地方。你也许可以用它来制造一块全新的砖。你在那儿得到了所有这些超过 mc² 的能量。把那块降下去,感觉就像我们发现了一种在以前没有能量的地方制造出大量能量的方法。这个论证非常具有启发性,暗示着当你达到那个半径时,肯定会有什么地方出了问题。事实上,当你进行计算时——这是一个牛顿力学的计算,所以它只具有暗示意义——在完全的广义相对论中,确实有地方出了问题。出的问题就是你形成了一个黑洞。
Original English
Speaker A: But this formula tells you that if you have an object that's heavier or more compact, the fraction of energy that you extract by lowering the object down to the surface is going to be larger. For example, if you lower it not down to the Earth's surface but down to the sun's surface, this would be larger. It’d be a million times larger, because the sun is a few million times the mass of the Earth, but then it's also bigger, so that takes it away a little bit. You end up with 2x10⁻⁶, the famous redshift from the sun's surface. You can escalate from there. You can imagine cramming a sun-like mass into an Earth-like radius to make this formula even bigger. Sun mass, Earth radius. That's pretty much exactly what happens in a white dwarf like Sirius B. And this would get even bigger again. A larger fraction of the mass of the object you'd be extracting by lowering it down to the surface. But it really feels like something has to give before we make an object that is too massive and too compact. In particular, if you look at this formula, what happens for r less than or equal to GM over c²? If this object were so compact and so heavy that it had a radius less than the mass of the object divided by c², it sure looks like you could get more than a hundred percent. The fraction would be bigger than one. You could get more than a hundred percent of the mass of your brick back by lowering it down to the surface of this object. And that feels wrong. That feels, in fact, more wrong than what's going on here, because now you've got all this energy a long way away. You could perhaps use it to make a whole new brick. You've got all this more than mc² out there. Lower that one down, and it feels like we've figured out a way to make a huge amount of energy where there was no energy before. This argument is pretty suggestive that something has to go wrong by the time you get down to that radius. Indeed, when you do the calculation—this is a Newtonian calculation, so it's only suggestive —in full general relativity, indeed something does go wrong. The thing that goes wrong is that you form a black hole.
黑洞与广义相对论的力学修正
Speaker A: 你可以想象有两种方法可以避免这个结论。一种是,当你靠近一个大质量物体时,引力不知何故变得非常弱,比牛顿定律预测的还要弱。如果你在电磁学中尝试重复同样的把戏,将一个电荷降低到另一个电荷,并试图提取它们之间的静电能,这多少能拯救你。发生的情况是,基本上由于量子效应,当一个电荷过于靠近另一个电荷时,它们开始模糊化。像反比于 r 变化的能量变得平缓,你无法提取出更多能量,因为它们不再那么强烈地相互吸引了。所以这是一种可能性,当你靠近另一个物体时,力的变弱程度超过了牛顿定律的预测。这实际上与广义相对论解决这个问题的方式完全相反。广义相对论解决这个悖论的方法是,力变得比牛顿定律预测的还要强。特别是,当你试图进入这个半径内时,力变得如此之强,以至于事实上你无法将砖块缓慢地降低到表面,因为你已经形成了一个黑洞。引力在有限的距离上变成无穷大——不是在 r=0 处,而是在 r 的某个有限值处——砖块只是简单地从你手中被撕裂,你无法再从中提取任何能量。这就是广义相对论为这个悖论提供的解决方案。特别是,你会发现你形成了一个黑洞。
Original English
Speaker A: You can imagine two ways that you could avoid this conclusion. One would be somehow that gravity becomes very weak when you get close to a massive object, weaker than the Newtonian law would predict. That's sort of what saves you if you try and repeat this same trick in electromagnetism, lowering a charge down towards another charge and trying to extract the electrostatic energy between them. What happens is, essentially due to quantum effects, when one gets too close to the other, they start to fuzz out. The energy going like inverse r gets softened, and you can't extract more energy because they stop attracting each other so hard. So that's one possibility, the force gets weaker than Newtonian law would predict as you approach the other object. That's actually the opposite of how general relativity resolves this. General relativity resolves this paradox by the force getting stronger than Newtonian law would predict. In particular, the force gets so strong when you try to get within this radius, that in fact you cannot slowly lower the brick down towards the surface because you've formed a black hole. The gravitational force becomes infinite at a finite distance away—not at r=0, but at some finite value of r—and the brick simply gets ripped out of your hand and you're unable to extract any more energy out of it. That's the resolution that general relativity provides to this paradox. In particular, you will find that you've formed a black hole.
赞助商插播:Crusoe 无服务器微调
Speaker A: Crusoe 为我们提供了其无服务器微调产品的早期访问权限,该产品可让您微调开源模型,而无需处理基础设施或资源配置问题。我觉得尝试使用我旧访谈的逐字稿来微调一个问题生成器会很酷。模型是否已经变得如此之好,以至于如果它们拥有我所有的研究和准备资料,并且它们可以查看迄今为止的对话,它们就能问出比我更好的下一个问题?Crusoe 使实施过程变得超级简单。我只需上传数据,挑选一个开源模型,然后开始运行。我不需要触碰任何超参数。Crusoe 的应用 AI 团队维护着每个模型的最佳配方,所以我只需将一切设置为自动。运行结束后,我将其部署为自助服务端点,并为我的团队构建了一个评估。我让他们在三个匿名选项中选出最好的下一个问题:一个是基础模型生成的,一个是微调模型生成的,还有一个是我实际问的。幸运的是,我的团队在大约三分之二的时间里更喜欢我实际问的问题。希望这个基准测试不会饱和。而在剩余的情况下,他们几乎总是更喜欢微调模型而不是基础模型。无服务器推理现已上线,无服务器微调将于下周上线。在 crusoe.ai/Dwarkesh 了解更多信息。
Original English
Speaker A: Crusoe gave us early access to their serverless fine-tuning product, which lets you fine-tune open models without having to deal with infra or provisioning. I thought it’d be cool to try fine-tuning a question generator using the transcripts of my old interviews. Have the models gotten so good that if they had all my research and prep, and they could look at a conversation so far, they could ask a next question better than I would? Crusoe made the implementation super straightforward. I just uploaded the data, picked an open model, and started the run. I didn’t have to touch any of the hyperparameters. Crusoe’s applied AI team maintains optimal recipes for each model, so I just set everything on auto. When the run finished, I deployed it as a self-serve endpoint and built an eval for my team. I had them choose the best next question out of three anonymized choices: one that was produced by the base model, one that was produced by the fine-tuned model, and one that I actually asked. Fortunately, my team preferred my actual questions about two-thirds of the time. Hopefully this benchmark doesn’t saturate. And in the remaining cases, they almost always preferred the fine-tuned model over the base model. Serverless inference is live now, and serverless fine-tuning goes live next week. Learn more at crusoe.ai/Dwarkesh.
史瓦西度规与静止观察者
Speaker A: 到目前为止,我们在黑板上写下的一切都是牛顿力学的。它只是牛顿力学,而当你开始引入光速时,你就会开始感到困惑。为了真正回答我们正在提出的一些问题,你需要使用广义相对论,这是一个正确地将光速与引力统一起来的理论。这首先由史瓦西在黑洞的背景下完成,他写下了描述中心质量周围(包括可能在黑洞周围)引力场的史瓦西度规。让我写下一些由此得出的公式。事实上,我想我将写下三个公式,它们是史瓦西度规的三个直接推论。它们将为我们提供关于黑洞外部以及内部情况的直观认识。我要写下的第一个公式是关于:如果你试图在中心质量外保持静止,你将体验到的引力场的公式。所以让我们只讨论静止观察者。我可以讨论针对四处移动的观察者这些公式将如何升级。但现在,我只打算想象你试图坐在距离黑洞某个固定半径 r 的地方。你没有掉进去的原因,也许是我正在用滑轮把你往下放。你只是坐在这里抓着滑轮。问题是,你需要多强的力量才能阻止你掉下去?你正在非常缓慢地沿绳下降。你是静止的。你所感受到的局部引力是多少?或者你可以想象你正坐在这里,而你保持静止的原因是你正在非常用力地启动火箭。问题是,你在局部感受到了多大的加速度?所以,无论通过什么机制,你都在保持静止。你所感受到的局部引力是多少?
Original English
Speaker A: So far, everything we've written down on the board is Newtonian. It's just Newtonian, and you start plugging in the speed of light, and you start getting confused. To actually answer some of these questions that we're asking, you need to go to general relativity, the theory that correctly unifies the speed of light with gravity. This was first done in the context of black holes by Schwarzschild, who wrote down the Schwarzschild metric that describes the gravitational field around a central mass, including potentially around a black hole. Let me write down some of the formulas that emerge. In fact, I think I'm going to write down three formulas, three direct consequences of the Schwarzschild metric. They're going to give us intuition for what it's like outside and indeed inside a black hole. The first formula I'm going to write down is the formula for the gravitational field that you would experience if you were trying to remain static outside a central mass. So let's just talk about static observers. I can discuss how these will get upgraded for observers who are moving around. But for now, I'm just going to imagine that you're trying to sit here at some fixed radius r away from the black hole. The reason you don't fall in, maybe I'm lowering you down on a pulley. You're just sitting here holding the pulley. The question is, how strong a force do you need to stop you falling down? You're abseiling down very slowly. You're static. What is the local force of gravity that you experience? Or you can imagine that you're sitting here, and the reason you're static is that you're firing a rocket very hard. The question is, how much acceleration do you locally feel? So by whatever mechanism, you're remaining static. What is the local force of gravity that you feel?
事件视界与不可避免的坠落
Speaker A: 在牛顿物理学中,你知道这个问题的答案是什么。引力是 GM/r²,这是牛顿著名的平方反比定律。但这在广义相对论中得到了一个修正项。这个修正项是 1/√(1-2GM/(c²r)),这就是我们在各处都能找到的那个相同的 2GM/c²。这告诉你的第一件事是:首先,如果你距离黑洞非常远,这里本质上是一。r 非常大,你就又回到了牛顿的力学定律。对于地球来说,这非常小。正如我们所讨论的,它降低了 10⁻¹⁰ 的倍数,然后你再取平方根。所以你并不会真正注意到它,但你可以在很大的 r 处对此进行泰勒展开,你会发现你得到了修正项。你得到了一个平方反比定律,加上一个立方反比定律修正,再加一个四次方反比定律修正。你发现短距离处的引力比牛顿物理学中的引力更强。这是广义相对论的修正,它使得引力场变得更强。你必须更剧烈地加速才不会掉进黑洞。特别是,一旦 r 等于 2GM/c²,即所谓的史瓦西半径,你就必须进行无限大的加速。为了保持 r 不变所需的固有加速度趋向于无穷大。事实上,如果我们现在将这个地球转换成黑洞,这在这里是一个非常重要的半径,2GM/c²。它被称为事件视界。它被称为事件视界是因为,如果你想在事件视界外、在距离事件视界更远的地方保持静止,你只需要以某个有限的速度加速即可保持静止。你需要有一个有限的引力场。但是,当你接近事件视界时,引力场会变得无穷大。所以一旦你处于事件视界或进入其内部,就不可能再保持静止了。无论你多用力地启动火箭,你都将不可避免地被吸进黑洞。
Original English
Speaker A: In Newtonian physics, you know what the answer to that question would be. The force of gravity is GM/r², which is Newton's famous inverse-square law. But this gets a correction from general relativity. The correction is 1/√(1-2GM/(c²r)), this same 2GM/c² that we find all over the place. What this tells you: first of all, if you're a very long way away from the black hole, this here is essentially one. r is very big, and you get Newton's force law back again. For the Earth, this is very small. As we discussed, it's down by a factor of 10⁻¹⁰, and then you take the square root. So you don't really notice it, but you can Taylor-expand this at large r, and you find that you get corrections. You get an inverse-square law plus an inverse-cube law correction plus an inverse-fourth law correction. You find that gravity at short distances is stronger than it would have been in Newtonian physics. This is the general relativity correction and it's making the gravitational field stronger. You have to accelerate harder to not fall into the black hole. In particular, once r is equal to 2GM/c², what's called the Schwarzschild radius, you have to accelerate infinitely. The proper acceleration required to not move in r goes to infinity. In fact, if we now convert this Earth to a black hole, this is a very significant radius over here, 2GM/c². It's called the event horizon. It's called the event horizon because if you want to remain static outside the event horizon, further away from the event horizon, you just need to accelerate with some finite velocity in order to remain static. You need to have a finite gravitational field. But the gravitational field, as you approach the event horizon, becomes infinite. So once you're at or beyond the event horizon, it is impossible to remain static. You will inevitably get sucked into the black hole no matter how hard you fire your rocket.
轨道运动与离心力
Speaker A: 现在,这只是一个关于静止的公式。你可能会想象,“好吧,在比那更近的地方不可能保持静止,但也许我可以通过非常、非常快地绕轨道运行来避免掉进黑洞。如果我绕轨运行得非常快,我就会产生巨大的离心力将我推离黑洞,这样我就可以避开黑洞了。”但这其实行不通。它行不通的原因对于广义相对论中引力吸引的发生方式有些启发意义。当然,如果你想想国际空间站,为什么它没有落向地球?正是因为它在绕轨道运行。它在绕轨道运行的事实给了它一个离心力,将宇航员甩离地球,并精确地抵消了作用在宇航员身上的引力场,这就是为什么他们在那里感觉失重的原因。所以,如果你离黑洞很远,轨道角动量可以帮助你远离黑洞,阻止你掉进去。科幻小说里有这样一种概念,即黑洞只是简单地吸入它们周围的一切。这不是真的。如果你离黑洞很远,你完全能够像绕任何中心质量运行一样绕着黑洞运行。你并非不可避免地要掉进黑洞。你完全可以正常地绕轨道运行。但轨道运行停止帮助(的情况是……)
Original English
Speaker A: Now, this is just a static formula. You might imagine, "Okay, it's impossible to remain static closer than that, but maybe I could avoid falling into the black hole by orbiting really, really fast. If I orbit really fast, I have a huge centrifugal force that pushes me away from the black hole, and I can stay out of the black hole that way." That actually doesn't work. The reason it doesn't work is somewhat instructive for the way gravitational attraction happens in general relativity. Of course, if you think about the International Space Station, why doesn't it fall towards the Earth? It is precisely the fact that it's orbiting. The fact that it's orbiting gives it a centrifugal force that shoots the astronauts away from the Earth and precisely balances the gravitational field on the astronauts, which is why they feel weightless there. So orbital angular momentum, if you're a long way away from the black hole, helps you stay away from the black hole, stops you falling in. There is this kind of sci-fi notion that black holes just suck in everything around them. Not true. You are perfectly able to orbit around a black hole if you're a long way away from it, just like you would orbit around any central mass. You are not inevitably falling into the black hole. You can orbit just fine. But orbiting stops helping
Formula 1: The Event Horizon
Guest: 当你太靠近黑洞时。我们说过事件视界是 2GM/c²。事实上,一旦你进入 3GM/c² 的范围,如果你想远离黑洞,沿轨道运行反而是适得其反的。那是因为沿轨道运行有两个效应。一个效应可以帮助你远离黑洞。那就是离心效应。由于离心效应,轨道角动量会将你推离黑洞。写下当你有角动量时适用的这个公式的版本并不太难,你会看到它把你推离黑洞。但还有另一个效应将你拖向黑洞,那就是在广义相对论中,所有的能量都会产生引力,不仅仅是静止质量能量。动能也会产生引力。所以沿轨道运行的效应是,由于黑洞质量和你轨道角能量之间的引力耦合,你会受到一个额外的向黑洞的下拉力。当你距离黑洞很远时,离心力是更重要的项。当你靠近黑洞时,这种耦合就成了更重要的项。事实上,一旦你进入 3GM,轨道角动量就不再起帮助作用,反而开始产生负面影响。没有任何进入 3GM 内的弹道轨道能设法再次逃脱。这就是第一个公式。
Original English
Guest: when you get too close to the black hole. We said that the event horizon is 2GM/c². In fact, once you're already within 3GM/c², orbiting is counterproductive if you're trying to stay away from the black hole. That's because there are two effects of orbiting. One effect helps you stay away from the black hole. That's the centrifugal effect. Orbital angular momentum pushes you away from the black hole due to the centrifugal effect. It's not too hard to write down the version of this formula that applies when you have angular momentum, and you would see that pushing you away from the black hole. But there's another effect which drags you towards the black hole, and that is the fact that in general relativity, all energy gravitates, not just rest mass energy. Kinetic energy also gravitates. So the effect of orbiting is that you have an additional pull down towards the black hole from the coupling between the gravitational attraction between the mass of the black hole and your orbital angular energy. When you're far away from the black hole, the centrifugal force is the more important term. When you're close to the black hole, that coupling is the more important term. In fact, once you get within 3GM, orbital angular momentum stops helping and starts hurting. There are no ballistic orbits that go within 3GM and manage to escape again. So that's formula number one.
Guest: 它告诉你距离黑洞 r 处的引力场是多少。特别地,它向你表明,一旦你到达这个临界半径,引力场就会变得无穷大。如果你越过它,你就必须向黑洞的中心前进,无论你的火箭喷射得多猛烈。那被称为事件视界。在事件视界处,你还没有死。然而,如果你越过事件视界,你就注定要灭亡。你将永远无法逃脱,即便你把自己变成光并试图发射出去,即便你无限猛烈地喷射火箭也不行。另一个地方当然是 r=0,那是你真正死亡的地方。那是在奇点,我们稍后会简短地描述一下。在牛顿物理学中,引力只有在那里才会变得无穷大。而在广义相对论中,如果你试图抵抗引力,引力在事件视界处就已经变得无穷大了。这就是第一个公式。现在我们来看看第二个公式。我要写下的所有这三个公式都彼此密切相关。它们实际上就是彼此的重新表述。第二个公式涉及引力时间膨胀。
Original English
Guest: It tells you what the gravitational field is a distance r away from a black hole. In particular, it shows you that once you get to this critical radius, the gravitational field becomes infinite. If you cross that, you must proceed to the center of the black hole, no matter how hard you fire a rocket. That's called the event horizon. At the event horizon, you are not yet dead. You are, however, doomed if you cross the event horizon. You will never be able to escape, not if you convert yourself to light and try to shoot yourself out, not if you fire your rocket infinitely hard. The other place, of course, is r=0, which is where you actually die. That's at the singularity, and we'll describe that a little bit in a moment. In Newtonian physics, the gravitational force only becomes infinite there. In general relativity, it becomes infinite already at the event horizon if you try to resist the force of gravity. That's formula number one. Now let's do formula number two. All three formulas I'm going to write down are heavily related to each other. They're really going to be reformulations of each other. Formula number two asks about gravitational time dilation.
Formula 2: Gravitational Time Dilation
Guest: 让我们再次想象你坐在这里,Dwarkesh 坐在这里,距离黑洞某个半径 r 处。我坐在外面这里,在遥远的无穷远处,只是看着你。我们彼此是相对静止的。没有相对运动。你只是通过你的滑轮系统悬挂在这里。问题是,你的手表相对于我的手表走得有多快?当然,就你而言,你的手表是以每秒一秒的速度滴答作响。就我而言,我的手表也是以每秒一秒的速度滴答作响。但是如果我看着你,我看到你的手表走得慢。如果你看着我,你看到我的手表走得快。第二个公式使这定量化。你的手表——也就是更靠近黑洞的那个——比我的手表走得慢多少?它说,以你的手表测量的时间间隔,等于在遥远处的我用手表测量的时间间隔,乘以这个随处可见的相同的平方根因子:根号下 1-2GM/(rc²)。这里的这个因子小于 1。所以如果我认为已经过了一秒钟,你认为过的时间不到一秒钟。换句话说,如果我慢慢地把你向黑洞降下——你在距离黑洞一段有限的距离处待了你感觉像是一年的时间,然后我把你重新拉上来,回到远离黑洞的地方——你将回到一个衰老程度比你大得多的世界。这个公式使之精确化了。我观察到你的手表走得慢。你观察到我的手表走得快。下面的时间流逝得比上面慢。
Original English
Guest: Let's again imagine that you're sitting here, Dwarkesh sitting here some radius r away from the black hole. I'm sitting out here, way off at infinity, just watching you. We're static relative to each other. There's no relative motion. You're just suspended here by your pulley system. The question is, how fast does your watch go relative to mine? Of course, as far as you're concerned, your watch is ticking at one second per second. As far as I'm concerned, my watch is ticking at one second per second. But if I look at you, I see your watch as running slow. If you look at me, you see my watch as running fast. The second formula makes that quantitative. How much slower does your wristwatch—which is closer to the black hole—run than mine? It says that the time interval, as measured by your wristwatch, is given by the time interval as measured by my wristwatch a long way away, times this exact same square root factor that's showing up all over the place: the square root of 1-2GM/(rc²). This factor here is less than one. So if I think one second has passed, you think less than one second has passed. In other words, if I slowly lower you down towards the black hole—you hang out some finite distance away from the black hole for what feels to you like a year, and then I raise you back up a long way away from the black hole—you will return to a world that has aged a lot more than you have. This formula makes that precise. I observe your wristwatch to be running slow. You observe my wristwatch to be running fast. Time passes slower down here than it does up here.
Guest: 这是一个目前已经被实验极好地观测到的事实。在 20 世纪 50 年代,在哈佛物理系,他们把两个原子钟放在大楼里两个不同的高度,并注意到较高的那个比较低的那个走得快。这种效应现在完全在比如 GPS 的精度范围内了。它必须减去那个效应,否则一切都会偏离得一塌糊涂。与在轨道上发送信号的原子钟相比,放置在地球表面的 GPS 时钟走得更慢。你必须考虑那种差异并将其减去,以便获得准确的读数。这被称为引力时间膨胀。注意它与你在狭义相对论中看到的相对论时间膨胀非常不同,后者是由两个物体相对彼此运动引起的。在这里,我们没有相对彼此运动。我们都是静止的。我们被固定了。这是由于我们在引力势中所处的位置不同引起的,你在引力势中比我陷得更深。所以那是两种不同的时间膨胀来源,并且它们会叠加。假设你不是在这里静止,而是在轨道上运行。你离得足够远,所以你可以绕着黑洞运行。我看到你移动得有多慢?现在有两个贡献因素,它们都会让你看起来相对于我走得慢。一个是这个公式给出的引力时间膨胀。第二个贡献是典型的狭义相对论修正,即移动的观察者看起来像是走得慢,我们将同时具有这两种效应。所以当你绕着黑洞运行时,你看起来会比你在没有这种运动的情况下走得还要慢。
Original English
Guest: This is a fact that has by now been extremely well observed experimentally. In the 1950s, in the Harvard physics department, they put two atomic clocks at two different heights in the building, and noticed the one that was higher was running faster than the one that was lower. This is an effect that is now considerably within the precision of, for example, GPS. It just has to subtract that effect, otherwise everything would drift all over the place. GPS clocks that are sitting on the Earth's surface are running slow compared to the atomic clocks that are in orbit sending out the signal. You have to account for that difference and subtract it off in order to get an accurate read. This is known as gravitational time dilation. Notice it's quite different from the relativistic time dilation you see in special relativity, which is caused by two objects being in motion relative to each other. Here, we're not in motion relative to each other. We're both static. We're fixed. This is caused by us being at a different place in the gravitational potential, you deeper in the gravitational potential than me. So those are two different sources of time dilation, and they stack. Let's say instead of being static here, you're in orbit. You're far enough away that you can orbit the black hole. How slow do I see you as moving? There are now two contributions, both of which make you look slow relative to me. One contribution is the gravitational time dilation given by this formula. A second contribution is the good old special relativity correction where moving observers look like they're going slow, and we'll have both of those effects. So you'll look like you're going even slower than you would have done otherwise as you go around the black hole.
Dwarkesh: 这和狭义相对论之间似乎有一个不同的地方,那就是没有对称性。在狭义相对论中,由于两位观察者以相同的速率相对彼此运动,且不存在绝对的惯性路径,所以双方都会觉得对方比自己衰老得慢。但是在这里,似乎确实存在一种全局意义,在这种意义上,一个惯性系比另一个更加相关。
Original English
Dwarkesh: One thing that seems different between this and special relativity is that there's no symmetry. In special relativity, both observers will feel that the other one is aging slower than they are, because they're both moving relative to each other at the same rate, and there's no true inertial path. But here, it actually does seem like there's a global sense in which one is a more relevant inertial frame than the other one.
Guest: 你完全正确。在狭义相对论中,如果你和我相对彼此运动,我认为你的手表走得慢,你认为我的手表走得慢。我们谁也不比谁更正确。相对性原理告诉你,我们两个人的视角是同等有效的。在这里,我们的两个视角并不是同等有效的,因为没有狭义相对论中存在的那种对称性。特别地,这种对称性被黑洞打破了。我们都同意你在引力井中比我更深,而且你的时钟比我的跑得慢。你并不会反过来看到我的时钟跑得慢。事实上,你看到我是加速的。如果你在观察我,你会看到我在快进地过着我的生活。所以这就是第二个公式。它说明了我们的手表相对于彼此移动得有多快。
Original English
Guest: You're exactly right. In special relativity, if you and I are moving relative to each other, I think your watch is moving slow, you think my watch is moving slow. Neither of us is more correct than the other. The principle of relativity tells you that both of our perspectives are equally valid. Here, both of our perspectives are not equally valid, because there is not the symmetry that there was in special relativity. In particular, the symmetry is broken by the black hole. We both agree that you are deeper in the gravitational well than I am, and your clock runs slower than mine does. You do not see my clock reciprocally running slow. You, in fact, see me sped up. If you were observing me, you see me living my life in fast-forward. So this is the second formula. It says how fast our wristwatches move relative to each other.
Redshift and Energy
Guest: 现在让我们想象一下,你带着走得很慢的手表在这里,你向我发射了一束光。假设这束光有一个特定的频率。例如,你是用钠的跃迁产生的它。当那束光向上传播时,到它到达我这里的时候,我会认为它的频率比你发送它时你认为的频率要低。为什么?因为频率是关于它振荡得有多快的。我只是觉得你做的所有事情相对于我来说都在缓慢地移动。你认为它振荡得慢了。它具有更低的频率,这意味着它向光谱的红端移动了。我们使用的词是红移,引力红移。它被红移了:频率更低,因此能量更少。如果你发射一个光子上来,光子的能量是由频率给出的。它到达我这里时,会比离开你时更加红移,能量也更低。反之,如果我在这上面,并且我发送给你一个由钠跃迁产生的光子,正如你所观察到的,到光到达你那里时——你看到我在快进移动——你会认为它的频率比它离开我时我认为的要高。它向光谱的蓝端移动了。我们说它是蓝移了。所以这个思想实验告诉你,知道时间在不同高度如何流逝的汇率,就直接给了你能量在不同高度值多少的汇率。如果你试图把一些能量发送给我,到它到达我这里的时候,它对我的价值比你认为它对你的价值要小。它减少的量恰好将由控制着其他一切的同一个平方根公式给出。所以这给了我们第三个方程式。
Original English
Guest: Now let's imagine that you're here with your slow-moving wristwatch, and you shine a light towards me. Let's say the light has a particular frequency. You made it with a sodium transition, for example. As that light travels upwards, by the time it reaches me, I'm going to think that it is lower frequency than you thought it was when you sent it. Why? Because frequency is about how rapidly it oscillates. I just think that everything you do is moving slow relative to me. You think it's oscillating slower. It has lower frequency, which means it gets shifted towards the red part of the spectrum. The word that we use is redshift, gravitational redshift. It's redshifted: lower frequency, and therefore less energy. If you send one photon up, the energy of the photon is given by the frequency. It'll arrive at me more redshifted and with lower energy than it had when it left you. Conversely, if I am up here, and I send you a photon generated by the sodium transition, as observed by you, by the time the light reaches you—you see me moving in fast-forward—you think that it has a higher frequency than I thought it had when it left me. It's moved towards the blue part of the spectrum. We say that it is blueshifted. So this thought experiment tells you that knowing the exchange rate for how time passes at different altitudes directly gives you the exchange rate for how much energy is worth at different altitudes. If you try to send me some energy, by the time it reaches me, it's worth less to me than you perceived it as being worth to you. The amount it's less by is going to be precisely given by the same square root formula that's controlling everything else. So that gives us our third equation.
Formula 3: Energy Extraction
Guest: 第三个公式说:假设你,Dwarkesh,带有一个质量为 mc² 的物体,和你一起坐在底下的这个固定半径处。如果由我在远离黑洞的地方来测量,那对我来说值多少能量?当然,如果我把它带在身边,它会价值 mc² 的能量。但我没有把它带在身边。不幸的是,它和你一起深处在引力势中。所以它对我来说价值不到 mc²。事实上,就是完全一样的那个公式。到它到达我这里时,它对我来说所值的能量是 GM/(rc²)。有几种方法可以看出这一点。一种就是我们刚刚说的方法。假设你拿着你的质量为 m 的物体。它只是半个阿伏伽德罗常数数量的碳原子和半个阿伏伽德罗常数数量的反碳原子。你可以把能量发送给我的一种方式就是把它们撞在一起,发生一次剧烈的爆炸。你把所有那些能量都转化为光,并试图把那光能向上传输给我。但你发现,正是由于这种引力时间膨胀,到它到达我这里的时候,我得到的并不是 mc² 的价值。根据我们刚刚给出的论证,我得到的是少于 mc² 的价值。我得到的是 1-GM/(rc²)。底下的质量在向上走的时候经历了这种红移,到它到达无穷远处时,其能量比它一开始时要少。
Original English
Guest: The third formula says: suppose that you, Dwarkesh, have an object of mass, mc², sitting with you at this fixed radius down there. How much energy, as measured by me a long way away from the black hole, is that worth to me? Of course, if I had it with me, it would be worth mc² worth of energy. But I don't have it with me. It's unfortunately sitting with you deep in a gravitational potential. So it's worth less than mc² to me. In fact, it's just the exact same formula. The amount of energy that it's worth to me, by the time it reaches me, is GM/(rc²). There are a couple of ways to see that. One is the way that we just said. Suppose you take your object of mass m. It's just half an Avogadro's number of carbon atoms and half an Avogadro's number of anti-carbon atoms. One way you could send me the energy is by smashing them together, a violent explosion. You convert all of that energy to light and you try to beam that light energy up to me. But what you find, precisely because of this gravitational time dilation, is by the time it reaches me, I'm not getting mc² worth out. I'm getting, by the argument we just gave, less than mc² worth out. I'm getting 1-GM/(rc²) out. Mass down here suffers this redshifting as it goes up and has less energy by the time it reaches infinity than it did to begin with.
Guest: 还有另一种方式可以让你把能量传递给我,不是将其作为光向上发射,而是只需拿着你的质量物体,将其挂在滑轮上,让我把这个物体拉出来。当我已经把它拉出来的时候,我现在在这里就有了一个 mc²,远离了黑洞。所以我确实有了整整 mc² 价值的能量。但为了得到它,我需要付出代价。我需要付出的代价,准确地说,就是把它从引力势中拉出来。所以从那种思考方式来看,这就是为什么我剩下的能量不到 mc²,因为我必须花钱把它从引力势中拉出来,才能积累起那个质量。所以这个公式告诉你:如果我有一块质量为 mc² 的砖块,坐在距离黑洞某半径 r 处,如果我距离黑洞很远,我能从那块砖上提取多少能量?如果我们知道那个公式,那我们实际上就能精确计算出这个公式:我通过把砖块降下到半径 r,从它那里提取了多少能量?嗯,我们知道这个问题的答案。它一开始拥有的能量是 mc²。它现在拥有的能量是这个。所以当我慢慢地用滑轮系统把它降下时,我从这块砖上提取出的能量必然是我一开始...
Original English
Guest: There is another way that you could have got the energy to me, not by beaming it up as light, but by just taking your mass object, attaching it to the pulley, and having me pull the object out. By the time I've pulled it out, I've now got mc² sitting out here, a long way away from the black hole. So I do have the full mc² worth of energy. But to get it, I needed to pay. What I needed to pay was precisely pulling it out of the gravitational potential. So from that way of thinking about it, that's why I have less than mc² worth of energy left, because I had to pay to pull it out of the potential in order to accrue that mass. So this formula tells you: if I have a brick of mass, mc², sitting at some radius r away from the black hole, how much energy can I extract from that brick if I'm a long way from the black hole? If we know that formula, then we can in fact calculate exactly this formula: how much energy have I extracted from the brick by lowering it down to a radius r? Well, we know the answer to that question. The energy it started with is mc². The energy it now has is this. So the energy I've extracted from the brick while slowly lowering it down using my pulley system must be the energy I started
黑洞能量提取
Adam:等于 $mc^2$ 减去它现在拥有的能量。
换句话说,通过将其下降到半径 $r$ 处,我提取的能量比例是 $mc^2$ 减去这个值,再除以 $mc^2$,即:$1 - \sqrt{1 - \frac{2GM}{c^2r}}$。这是关于提取能量比例完全正确的答案。它看起来并不完全是这样,因为只有在牛顿极限下才正确。我们是利用牛顿物理学推导出来的。而这不仅在牛顿极限下是完全正确的,在广义相对论效应显著的情况下也完全正确。
现在,如果你距离黑洞非常非常远——$r$ 远远大于 $\frac{2GM}{c^2}$——那么你可以对这个公式进行泰勒展开。一阶项恰好就是旧的牛顿公式。这最好是这样。最好是广义相对论的远距离极限能够还原我们最初发现的牛顿物理学。但当你越来越靠近黑洞时,这个结果就开始偏离牛顿式的答案,这种偏离最终将准确解决我们最初关于将砖块降落到黑洞的思维实验。
Original English
Adam: with, mc², minus the energy it now has.
In other words, the fraction of the energy that I've extracted by lowering it down to a radius r is mc² minus this, all divided by mc²: 1 - √(1 - 2GM/(c²r)). This is the exactly correct answer for the fraction of the energy extracted. It doesn't look exactly like this, because this is only correct in the Newtonian limit. We derived this using Newtonian physics. This is exactly correct, not just in the Newtonian limit, but all the way to where the effects of general relativity are important.
Now, if you're a very, very long way away from the black hole—r is much, much bigger than 2GM/c²—then you can Taylor-expand this formula. The first order term is just the old Newtonian formula. It better be. It better be that the long-distance limit of general relativity recovers the Newtonian physics that we originally discovered. But as you get closer and closer to the black hole, this starts to deviate from the Newtonian answer, in a way that exactly is going to end up resolving our original thought experiment to do with lowering a brick down towards a black hole.
Adam:那么,看着这个公式,当我把砖块往黑洞方向降落时,我从砖块中提取了多少能量呢?如果 $r$ 等于无穷大——也就是砖块离黑洞仍然很远——那我提取的能量就是 $1 - 1 = 0$。我还没有提取任何能量。当我把它降得离黑洞越来越近时,起初我得到的只是牛顿公式。实际上,这些在广义相对论中也相当接近正确,因为只有当这一项达到1的数量级时,修正项才会开始变得很大,而在这里它仍然非常小。所以这些在本质上都是正确的。
但一旦我越来越靠近黑洞,它们就不再正确了。我所看到的是,当 $r$ 接近黑洞的事件视界时,随着这个公式趋于零,我已经完全提取了砖块的全部能量。所以我从距离黑洞非常非常远的一块砖开始,把它绑在一根绳子上,慢慢地将砖块降至事件视界。当然,我不能把它降得越过事件视界,否则我就会失去对砖块的控制。但我把它降到就在事件视界上方——我能降到的最后可能的位置——然后就在速度为零时松开它。砖块掉进黑洞,而我已经把以前存在于砖块中的整个 $mc^2$ 能量通过在那边的滑轮系统提取出来了。
这准确地解答了我们之前的疑问。有没有可能从砖块中提取超过 $mc^2$ 的能量?没有。有没有可能利用黑洞从砖块中提取全部的 $mc^2$ 能量?是的,有可能。这实际上非常巧妙,也是为什么人们会讨论把黑洞当作发电厂来使用的原因。
Original English
Adam: So how much, then, looking at this formula, have I extracted from the brick as I lower it down towards the black hole? If r equals infinity—if the brick's still a long way from the black hole—then I've extracted 1-1=0. I haven't extracted any energy. As I lower it closer and closer to the black hole, initially I just get the Newtonian formula. So in fact, these are pretty close to correct in general relativity as well, because the corrections are only going to start getting large when this term becomes order one, and it's still very small here. So these are all essentially correct.
But once I get closer and closer to the black hole, they stop being correct. What I see is that as r approaches the black hole event horizon, as this formula goes to zero, I have extracted exactly all of the energy from the brick. So I start off with a brick a very, very long way from the black hole, attach it to a rope, slowly lower the brick down towards the event horizon. Of course, I can't lower it past the event horizon, otherwise I'll lose control of the brick. But I lower it right above the event horizon—the last possible place I can lower it to—and then just let go of it with zero velocity. The brick falls into the black hole and I have extracted the entire mc² that used to be in the brick in my pulley system out there.
So it exactly resolves this question we had. Is it possible to extract more than mc² from the brick? No. Is it possible to extract the full mc² from the brick using a black hole? Yes, it is. That's actually pretty neat, and why people talk about using black holes as power plants.
Adam:今天大多数发电厂都是通过燃烧化学能来运行的。这不是很高效。你必须付出 $10^{-10}$ 的系数代价,因为与物体的静止质量相比,化学键极其微弱。你实际上只提取了你所考虑燃料静止质量的极小一部分。
你可以从那里升级,转向核能,它不再处理原子间微弱的电磁键,而是开始利用原子核内质子和中子之间的核力。所以你可以把效率从约 $10^{-10}$ 提升到裂变的约 $10^{-3}$,或者聚变的 $10^{-2}$。但即使是裂变和聚变,这也差不多是你能达到的极限了。因为尽管你可以从强核力中提取能量,但裂变和聚变都不会改变过程中质子加中子的总数。绝大部分能量——99% 的能量——不是储存在电磁相互作用中,也不是储存在强相互作用中,而是储存在质子和中子的静止质量能量中,这是化学反应和核反应都无法触及的。
但是引力可以触及它们。如果我从一个质量为 $m$ 的物体开始,在忽略量子修正的情况下,我基本上可以提取出最初投入的 100% 的静止质量能量。这是可能存在的最最高效的发电厂,因为通过建造一个这样的装置,原则上我可以提取出我一开始投入的任何东西 100% 的能量。
Original English
Adam: Most power plants today operate by burning chemical energy. That is not very efficient. You have to pay a factor of 10⁻¹⁰, because chemical bonds are super weak compared to the rest masses of objects. You're really only extracting a tiny fraction of the rest mass of the fuel that you're considering.
You can level up from there by going to nuclear energy, which instead of dealing with the feeble electromagnetic bonds between atoms, starts to concern itself with the nuclear forces between the protons and the neutrons within the nucleus. So you can go up from about 10⁻¹⁰ to about 10⁻³ for fission, or 10⁻² for fusion. But that's about as good as you can go, even with fission and fusion. Because even though you can extract energy from the strong nuclear force, neither fission nor fusion changes the total number of protons plus neutrons in your process. The bulk of the energy—99% of the energy—is stored not in the electromagnetic interaction, not in the strong interaction, but in the rest mass energy of the protons and neutrons, something that neither chemical reactions nor nuclear reactions can touch.
But gravity can touch them. If I start off with a mass object of m, I can extract, up to quantum corrections, essentially 100% of the rest mass energy that I've gone in with. It is the most efficient possible power plant, because by building an apparatus like this, in principle, I could extract 100% of the energy of whatever I started with.
质子与中子的去向
Dwarkesh:我在直觉上能够理解能量如何等于质量。那里存在化学键。它们被分解,释放出能量。如果这些键被释放,东西的重量就会减轻。我甚至能理解,如果质子和中子之间的键断裂,就会释放能量,使东西的质量变小。但是,如果一个带有质子和中子的物体恰好就在事件视界的上方,这是否可以解释为那些质子和中子就在那一刻停止存在了?它们拥有原始质量的1%、2%或5%,这到底意味着什么呢?
Original English
Dwarkesh: I intuitively get how energy equals mass. There's these chemical bonds. Those get dissolved, they release energy. The thing weighs less if those bonds are released. I even get that if the bonds between the protons and the neutrons are broken, that releases energy and makes the thing have less mass. But if something with protons and neutrons is just slightly above the event horizon, is the interpretation that those protons and neutrons stop existing right at that point? What does it even mean for them to have 1% or 2% or 5% of their original mass?
Adam:这是一个很好的问题。一旦你引入量子力学,它就真的变得相关了,但这超出了今天讨论的范围。在经典物理学中,黑洞只是永远待在那里。所以你大可以说,“嗯,质子和中子怎么了?”你会说,“嗯,它们现在住进了黑洞里面。”宇宙中质子加中子的数量仍然是守恒的。只不过你需要给黑洞本身分配一个所谓的核子数。在经典理论的范围内,这是没问题的。
但在量子力学层面——这远远超出了今天讲座的范围——霍金和贝肯斯坦发现黑洞会辐射出能量,最终黑洞会消失。如果你去计算,所有的能量最终都会转化为引力子、光子,也许还有一些中微子。没有或者几乎没有任何能量最终变成质子和中子。所以这是一个非常有趣的事实,一旦你引入量子引力,黑洞就会吞噬核子数。这个东西,至少在微扰理论中,不管是电磁力还是核力,似乎都是守恒的,但最终却被引力吞噬了。人们喜欢把这一点——我们现在谈论的是量子引力——提升为一个普遍原则,即量子引力不遵循任何全局对称性。它不遵循核子数对称性。它不遵循任何这些对称性。这是另一个完全不同的复杂问题,我们可以改天再来探讨。
Original English
Adam: That's a great question. It really becomes relevant once you turn on quantum mechanics, which is beyond the scope of today's discussion. Classically, the black hole just sits there forever. So you can just say, "Well, what happened to the protons and neutrons?" You say, "Well, they now live inside the black hole." The number of protons plus neutrons is still conserved out there in the universe. It's just you need to assign what's called a nucleon number to the black hole itself. That's fine as far as it goes classically.
Quantum mechanically—way beyond the scope of today's lecture—Hawking and Bekenstein discovered that black holes radiate away energy, and eventually the black hole will be gone. All of the energy, if you calculate it, ends up in gravitons and photons and perhaps some neutrinos. None of it, or almost none of it, ends up in protons and neutrons. So it is a very interesting fact, once you turn on quantum gravity, that black holes eat nucleon number. This thing that seems like it's conserved, at least perturbatively, both by electromagnetism and by the nuclear forces, ends up being eaten by gravity. People like to promote this—we're talking about quantum gravity now—to a general principle that quantum gravity doesn't respect any global symmetries. It doesn't respect nucleon number symmetry. It doesn't respect any of these symmetries. That's a whole other can of worms that we can open some other day.
Cursor 赞助商插播
Dwarkesh:我最近写了一篇博客文章,我在里面推测训练过程中的样本效率在过去几年里其实并没有那么大的提升,相反,我们只是极大地改善和扩大了数据的分布。最近我在和朋友吃饭,然后我有了一个关于如何在这个问题上获得一些实证信息的想法。有个叫 nanoGPT 速通(speedrun)的活动,人们在比赛用越来越少的算力把 Karpathy 的 GPT-2 基线训练到一个固定的损失值。训练数据是固定的,所以我想知道每个记录随时间推移的损失曲线是否能大致告诉你样本效率提高的速度。
所以我拿出手机,把这个想法录成了语音笔记放进了 Cursor 应用程序中,然后回去继续吃饭。大约15分钟后我收到了一个通知:Cursor 代理已经克隆了修改后的 nanoGPT 仓库,分析了所有记录的所有损失曲线,并估计样本效率每年大约提高2到5倍。当然,这是非常粗糙和间接的证据,但这启发了我开始和一个朋友合写一篇完整的文章,在里面我们会使用许多不同的方法来研究这个问题。在这里,降低摩擦阻力真的很重要。如果我不能马上用 Cursor 应用开始调查,这个想法可能就随风而逝了。如果你想尝试 Cursor 的 iOS 应用,请访问 cursor.com/Dwarkesh。
Original English
Dwarkesh: I recently wrote this blog post where I speculated that sample efficiency during training actually hasn’t improved that much over the last few years, and rather, we’ve just dramatically improved and widened the data distribution. I was having dinner with friends recently, and then I had this idea of how you could get some empirical information on this question. There’s this nanoGPT speedrun where people compete to train Karpathy’s GPT-2 baseline to a fixed loss with less and less compute. The training data has frozen, so I wondered if the loss curves over time of each record could tell you roughly how fast sample efficiency is improving.
So I pulled out my phone, dumped this idea into a voice note in the Cursor app, and went back to dinner. Then I got a notification about 15 minutes later: the Cursor agent had cloned the modded nanoGPT repo, analyzed all the loss curves for all the records, and estimated that sample efficiency had been improving about 2–5x every single year. Of course, this is very naive and circumstantial evidence, but it inspired me to start writing a full post with a friend where we investigate this question using many different methods. The friction really mattered here. The idea would have just floated away if I wasn’t able to kick off the investigation right then and there with the Cursor app. If you want to try Cursor’s iOS app, go to cursor.com/Dwarkesh.
掉入黑洞会看到什么
Dwarkesh:好了,Adam。我倾向于认为在这个播客上,我们不仅传授理论知识,也传授实践知识。那么假设一个人学会了所有这些公式,但后来发现自己不幸掉进了一个黑洞。他们会看到什么呢?
Original English
Dwarkesh: Okay, Adam. I like to think on this podcast we impart not only theoretical but practical knowledge as well. So suppose one learns all these equations, but then finds themself in the unfortunate position of falling into a black hole. What would they see?
Adam:问得好。实际上你可以采取两种不同的视角。一种是我看着你掉进黑洞的视角。另一种是你自己掉进黑洞的视角。这两种视角是相互一致的,但有趣地有所不同,所以也许我应该把它们都描述一下。
首先,让我们问个问题:当我看着你掉进黑洞时,我会看到什么?这取决于你需要多么用力地点燃火箭才不至于掉进黑洞,但你是不会这么做的。你只会坐在离黑洞非常非常远的地方,关掉火箭,接受即将到来的一切。即将到来的是,你会慢慢向黑洞加速,起初的加速度由牛顿公式给出,然后当你靠近黑洞时,开始获得牛顿平方反比定律的广义相对论修正。
当我看着你向黑洞坠落时,我首先会看到的是,随着你顺着黑洞的引力势能落下,你的速度会越来越快。但随后会发生奇怪的事情。你不会再变得更快,而是开始变慢。你变慢的原因是,在我看着你的时候,随着你往下掉,你开始经历引力时间膨胀,我开始看到你的时钟走得很慢。由于你在运动,静态公式并不能精确适用,但公式的效果是一样的,那就是随着你越来越靠近黑洞,你的手表开始走得越来越慢。
事实上,如果你做适当的积分运算,我永远不会看到你越过事件视界。我只会看到你越来越接近事件视界,但在你靠近它的时候不断减速。当我看着你时——我大概是借助光来看着你——那光变得越来越红移。波长变得越来越长,而光的波长越长,想要真正看清你就越困难。你开始因为光的波长而变得散焦,最终我就完全看不到你了。你会发射出最后一个光子,然后你就渐隐于黑色中,从红色过渡到黑色。我永远不会看到你越过事件视界。
这一点在广义相对论的早期就被人们注意到了,并让他们大感困惑。他们开始认为,当你自己穿过事件视界时,会经历一些奇怪的事情。
Original English
Adam: Great question. There are actually two different perspectives you could take. One is the perspective of me watching you falling into the black hole. The other is the perspective of you falling into the black hole. Those two perspectives are consistent with each other but interestingly different, so maybe I should describe them both.
First, let's ask the question: what do I see as you fall into the black hole? This is how hard you need to fire your rocket to not fall into the black hole but you’re not going to do this. You're just going to sit here a long, long way away from the black hole, turn off your rocket, and accept what comes. What comes is you'll slowly accelerate towards the black hole, at a rate first given by the Newtonian formula and then, when you get close to the black hole, start picking up general relativity corrections to the Newtonian inverse-square law.
What I will see as I watch you fall towards the black hole is that first you'll go faster and faster and faster as you fall down the gravitational potential of the black hole. But then something strange will happen. You'll stop going faster, and you'll start going slower. The reason you're going slower is that, as I watch you, you start to get gravitational time dilation as you fall down, and I start to see your clock running slow. The static formula doesn't apply exactly since you're moving, but the formula has the same effect, which is that as you get closer and closer to the black hole, your wristwatch starts running slower and slower and slower.
In fact, if you do the appropriate integral, I never see you cross the event horizon. I just see you getting closer and closer to the event horizon, but slowing and slowing as you approach it. As I watch you—I'm presumably using light to watch you—that light gets more and more redshifted. The wavelength gets longer and longer, and the longer the wavelength of light, the harder it is to even really see you. You start getting delocalized by the wavelength of the light, and eventually I just stop seeing you entirely. There's a final photon that you emit, and then you just fade to black, fade through red to black. I never see you cross the event horizon.
This was noticed by people in the early days of general relativity and greatly confused them. They started to think that you would experience something funny yourself as you fell across the event horizon.
Adam:那不是真的。如果我转而采用你的视角,从你的角度来看,你的时钟并没有走得很慢。它是以每秒一秒的速度运行。如果你回头看我,也许会因为我变快而发生一些奇怪的事情。但就你而言,一切都完全正常。你向黑洞加速,随着你靠近它而越来越快。你只会像平常一样驶过事件视界。
事件视界对你来说并不是一个特别狂暴的地方。你可以计算你接近然后穿过事件视界时的潮汐力。它们并不是特别大,或者确切地说,对于大型黑洞而言,它们不是特别大。对于一个太阳质量的黑洞来说,它们会非常大,而且会非常痛苦。你会发现你的脚被黑洞吸引的力度比你的头要剧烈得多,因为它们离得更近,结果你会被拉伸。但如果我取一个足够大的黑洞,你什么奇怪的现象都不会察觉到。黑洞越大,潮汐效应就越小。如果我取一个星系质量的黑洞,你基本上会
Original English
Adam: That is not true. If I instead adopt your perspective, from your point of view, your clock isn't running slow. It's running at one second per second. If you look back at me, there's some funny stuff going on to do with me running fast perhaps. But as far as you're concerned, everything's totally normal. You accelerate towards the black hole, getting faster and faster as you approach it. You just sail across the event horizon totally as normal.
The event horizon is not a particularly violent place for you. You can calculate the tidal forces as you approach and then cross the event horizon. They're not particularly big, or rather, for large black holes, they're not particularly big. For a solar mass black hole, they would be pretty big and would be pretty painful. You'd find that your feet are being attracted to the black hole much more vigorously than your head is, because they're closer, and you end up getting stretched. But if I take a big enough black hole, you wouldn't notice anything funny happening whatsoever. The bigger the black hole, the smaller the tidal effects. If I took a black hole the mass of the galaxy, you'd be basically
跨越事件视界与黑洞奇点
Speaker A: 跨越事件视界时你安然无恙。如果我拿一个比那个更大的黑洞,你甚至可以在跨越事件视界后度过余生,然后再撞上致命的奇点。当你跨越事件视界时,你注定要灭亡。你注定要灭亡是因为一旦你跨越了事件视界,你就必须向奇点前进。你无法通过发射火箭来阻止自己撞向奇点。你注定要灭亡,但你还没死。只有当你撞上奇点并被潮汐力撕裂拉长成意大利面条时,你才必死无疑。但对于一个足够大的黑洞来说,你可能会面临注定的命运而自己却浑然不知。事件视界实际上并不是一个可以在局部测量的物理量。它是一个目的论事实。它表明一旦你跨越了事件视界,你就必须向奇点前进。但对于一个足够大的黑洞来说,到达那里可能需要很长时间。原则上,对于一个直径达许多光年的黑洞,你可以在其中度过你的一生。你可以有子孙后代,他们都生活在黑洞里面。只有当你真正接近奇点时,潮汐力才会变强并将你杀死。
Original English
Speaker A: fine as you cross the event horizon. If I took an even bigger black hole than that, you could live out your entire life having crossed the event horizon, before you hit the singularity, which is fatal. When you cross the event horizon, you are doomed. You are doomed because once you cross the event horizon, you must proceed to the singularity. There's no way you can fire a rocket to stop yourself hitting the singularity. You are doomed, but you are not dead. You are only for sure dead once you hit the singularity and get spaghettified, mangled by the tidal forces. But for a large enough black hole, you can be doomed and not even know it. The event horizon is really a not locally measurable quantity. It is a teleological fact. It says that once you have crossed the event horizon, you must proceed to the singularity. But it can take a long time to get there for a large enough black hole. In principle, for a black hole that was many light centuries across, you could live out your entire life. You could have descendants, all of whom live inside the black hole. Only once you really approach the singularity do the tidal forces get strong and kill you.
黑洞与广义相对论的证据
Speaker B: 正如你所说,广义相对论(GR)解释或预测了许多现象。其中一些我们认为是正确的,另一些我们不知道是否正确。为什么我们认为黑洞是正确的,而虫洞却不是呢?
Original English
Speaker B: As you were saying, GR explains or predicts a lot of phenomena. Some we think are correct, some we don't know are correct. Why do we think black holes are correct but not wormholes?
Speaker A: 这是一个非常好的问题。一开始人们并不相信它。史瓦西几乎在爱因斯坦写出他的场方程后立即就写出了他的解。人们认为那个方程在某种程度上是有缺陷的,那只是一个测度为零的事情,永远不会发生。这是一种数学上的畸形,在真实的宇宙中是不可能自然产生黑洞的。但他们错了,因为黑洞确实存在。现在我们非常有信心。不仅在理论上取得了进展,而且还有实验证据证明黑洞的存在。理论上最大的进展来自于彭罗斯,后来是霍金和彭罗斯——彭罗斯因此获得了诺贝尔奖——他们在理论上证明了黑洞的形成是广义相对论的一个普遍特征。它不仅仅是在你微调初始条件时才会发生的某种病态现象。如果你从一般的初始条件开始,黑洞的发展是一个普遍的特征。那是一个巨大的进展。然后是实验方面。现在我们掌握的关于黑洞存在的实验证据是海量的。在爱因斯坦的时代,这些证据并不存在,在爱因斯坦之后的50年里,人们对黑洞感到极度困惑,认为它们不存在。但现在有无数的证据。我认为最直观且吸引人的证据就是观察我们星系的中心。如果你观察银河系的中心——剧透一下——那里就有一个黑洞。我们称之为射手座A*。它是一个巨大的黑洞,质量是太阳的数百万倍。你无法直接看到黑洞,因为它是黑的。你能看到的是它周围的恒星。如果你在几十年的时间里观察这些恒星——我们现在已经对它们进行了几十年的观测——你会发现这些恒星并不是沿着我们所谓的直线运动,而是沿着漂亮的椭圆轨道或进动椭圆轨道运动。这些椭圆看起来就像它们在绕着某个东西旋转。你看不见那个东西,但你可以看见绕着它旋转的恒星。你可以计算出它有多大,它的质量有多大。你发现它确实非常重,同时也确实非常小。你知道它很小,是因为恒星离它超级近,但似乎并没有与之相撞。所以通过追踪这些轨道,你可以断定在星系中心有一个超级重、超级暗且超级致密的物体。那就是射手座A*,我们星系中心的黑洞。这是一个令人信服的证据。
Original English
Speaker A: That's a great question. People did not believe it to begin with. Schwarzschild wrote down his solution almost immediately after Einstein wrote his field equations. People thought that that equation was sick in some way, that it was a measure zero thing that would never happen. It was some mathematical monstrosity, but it was impossible to make black holes naturally in the real universe. They were wrong, because black holes do exist. We're extremely confident now. There were theoretical developments, and there was experimental evidence that black holes exist. The biggest theoretical development was Penrose, and then later Hawking and Penrose—for which he won the Nobel Prize—who showed theoretically that the formation of black holes is a generic feature of general relativity. It's not just some sick thing that happens if you fine-tune the initial conditions. If you start off with generic initial conditions, the development of black holes is a generic feature. That was a huge development. Then there was the experimental side. The pieces of experimental evidence we have for black holes are now huge. They did not exist in Einstein's day, and for 50 years after Einstein, people were extremely confused about black holes and thought they didn't exist. But there are numerous pieces of evidence. I think the most visually appealing piece of evidence is just observing the center of our galaxy. If you look at the center of the galaxy—spoiler alert—there is a black hole there. We call it Sagittarius A*. It’s a huge black hole, weighing many millions of times the mass of the sun. You can't see the black hole directly, because it's black. What you can see is the stars around it. If you watch these stars over the course of decades—and we now have a number of decades of observations of them—you will see the stars not moving along what we would call straight lines, but instead moving in nice little ellipses, or precessing ellipses. Those ellipses look like they are orbiting something. You cannot see the something, but you can see the stars that are orbiting it. You can calculate how big it is, how massive it is. What you find is that it's very massive indeed, and it's also very small indeed. You know it's small because the stars get super close to it but don't seem to collide with it. So by tracing these orbits, you can tell that there is something super heavy, super dark, and super compact at the center of the galaxy. That is Sagittarius A*, the black hole at the center of our galaxy. That's one compelling piece of evidence.
Speaker A: 另一项令人信服的证据是:大约十年前,我们不仅看到了黑洞,还“感受”到了它们。LIGO(激光干涉引力波天文台)是我们建在许多不同地点的巨大激光干涉仪,它对时空本身的振动极其敏感。在2015年底我们开启它之后不久,发生了一个著名的事件,我们感觉到了时空的震颤。你知道那是时空在震颤,而不仅仅是地球在震颤,因为我们在地球的不同地点有一批这样的探测器——当时有两个,现在有四个——它们都以完全相同的方式发生震颤。因此,这不能仅仅解释为一辆卡车经过了其中一个而没有经过另一个,或者是一个探测器发生了地震事件而另一个没有。它们都以完全相同的方式震颤,我们能够反向计算出导致它们震颤的原因是两个巨大黑洞的碰撞。这两个黑洞的质量都大约是太阳的30倍,它们位于宇宙的另一端,距离我们大约16亿光年。那次碰撞发生在大约16亿年前,并恰好在我们开启LIGO探测器的几周内到达了地球。现在我们已经感受到了数千次这样的震颤,对应着数千次黑洞合并。此外还有更多的证据。后来,我们有了所谓的事件视界望远镜,这是一个遍布地球的射电望远镜的巨大集合,它们能够非常近距离地观察我们星系中心的黑洞,也就是射手座A*,以及我们邻近星系中心更大的黑洞,并隐隐约约地看到物质落入这些黑洞时的无线电辐射,这些物质在落入时会发出超级明亮的光芒。所以我们感受到了它们,我们看到了它们,而且我们看到了它们对轨道恒星的引力影响。在这个阶段,我们极其自信黑洞是存在的。
Original English
Speaker A: Another piece of compelling evidence: about a decade ago, we not only saw black holes, we felt them. LIGO is this huge laser interferometer that we built at a number of different sites, that is super attuned to vibrations in spacetime itself. There's a famous event pretty much immediately after we turned it on in late 2015, where we felt spacetime shaking. You knew it was spacetime shaking, not just the Earth shaking, because we had a bunch of these detectors—then two, now four—at different points on the Earth, and they all shook in exactly the same way. So it couldn't just be explained by a truck passing one and not the other, or a seismic event on one and not the other. They all shook in exactly the same way, and we were able to back-calculate that the thing causing them to shake was the collision of two ginormous black holes. Two black holes, both of which weighed about 30 times as much as the sun, on the other side of the universe, about 1.6 billion light-years away. That collision happened about 1.6 billion years ago, and just happened to reach the Earth within weeks of us turning on the LIGO detectors. We've now felt thousands of such shakings corresponding to thousands of black hole mergers. And then there's more evidence. Later, we had what's called the Event Horizon Telescope, which is a ginormous conglomeration of radio telescopes all over the Earth, that were able to look very closely at the black hole at the center of our galaxy, Sagittarius A*, and the even bigger black hole at the center of our neighboring galaxy, and see, very faintly, the radio emissions of matter falling into these black holes, which shines super brightly as it does so. So we felt them, we've seen them, and we've seen their gravitational effects on orbiting stars. We're extremely confident at this stage that black holes exist.
广义相对论的深远影响
Speaker A: 令人惊叹的是,不仅是单个大脑想出了这个理论,而且该理论的影响力是如此深远,以至于我们能够想出一些机制来评估、干扰和理解它在如此多不同而疯狂方面的推论。它涵盖的自由度数量和数量级范围实在是太疯狂了。你最初是通过做一些关于在电梯里跳上跳下的思想实验来开始思考它的,然后它延伸去描述水星的轨道以及太阳系内轨道动力学中可探测的摄动,然后是光线的弯曲,接着它描述了整个星系的旋转,最后它描述了整个宇宙的膨胀和潜在命运。这确实跨越了许多个数量级,这几乎是出自一个人的大脑,这是非常令人印象深刻的。坦率地说,我们的宇宙应该为能够被如此美妙的理论所描述而感到荣幸。
Original English
Speaker A: It's so beautiful that not only can a single mind come up with this theory, but the theory has so much reach, and that we can come up with the machinery to evaluate and perturb and understand its implications in so many different wild ways. It's crazy the number of degrees of freedom, the number of orders of magnitude that it covers. You first start thinking about it by doing thought experiments to do with jumping up and down in elevators, and then it reaches out to describe the orbit of Mercury and detectable perturbations of orbital dynamics within the Solar System, and then the bending of light, and then it describes the rotation of the entire galaxy, and then it describes the expansion and potential fate of the entire universe. That's many orders of magnitude indeed, and it's pretty impressive that it was the work of almost a single mind. Frankly, our universe should be honored to be described by such a beautiful theory.
证实广义相对论:光线的弯曲
Speaker B: 你能讲讲广义相对论是如何从爱因斯坦提出的一个理论,变成全世界开始相信其为真的过程吗?
Original English
Speaker B: Can you tell the story of how GR went from a theory that Einstein had to something that the world came to believe is true?
Speaker A: 那就是光线的弯曲。在此之前,牛顿物理学中存在已知的异常现象,比如我们无法准确得到水星的轨道。对广义相对论非常好的早期测试之一就是,它确实准确得到了水星的轨道。所以那是一个相当好的证实。但同时,这并不那么令人满意,因为这是一个已经知道的数字,而不是你发明了一个理论,然后它做出了正确的预测。如果你能在事先不知道正确答案的情况下得到正确的答案,那会被认为更令人印象深刻。所以那就是光线的弯曲。当然,在历史上,那也是最有影响力的。根据广义相对论,所有能量都产生引力,而且所有能量都受引力影响。因此,当光线经过像太阳这样的大质量物体时,它会向着太阳的方向弯曲。实际上,在牛顿物理学中也会发生同样的情况。假设你有一个沿着某条轨迹运动的粒子。你知道当它经过太阳时它会弯曲多少,这取决于它的碰撞参数,也取决于它的速度。它速度越快,弯曲得就越少。所以你只需采用那个牛顿公式,把速度代入为光速,然后看看你会得到什么答案。通过牛顿物理学你可以得到一定程度的弯曲。在广义相对论中,你可以做同样的计算,而你实际上会得到牛顿答案的两倍。这段历史有点奇特。在完成写下广义相对论之前,爱因斯坦曾根据他等效原理的理解,对这个答案应该是什么做出了预测。他写下了这个答案,然后为了回应他和许多其他人对此的兴趣,人们开始派出考察队去尝试测量它。我想他做的第一件事就是打电话给天文台说:“你们能看看太阳后面的遥远恒星,并测量光线在经过太阳时是如何弯曲的吗?”这真是一个纯理论物理学家的举动,因为我想威尔逊山天文台的台长说:“绝对不行。我们做不到。如果你把望远镜对准太阳,你就会瞎掉。如果你把它对准太阳的正旁边,你就会被日冕的光芒淹没,什么也看不见。”除非有一个时候你不会被太阳光淹没,那就是在日全食期间,当月亮挡住太阳时,你能够看到非常靠近太阳的恒星,并测量它们背后光线的弯曲。所以在20世纪10年代,有一大批考察队被派去测量光线的偏折。他们会驻扎在全食带的路径上,通过望远镜观察就在太阳旁边的恒星,看看它们在天空中是否移动了,如果移动了,移动了多少。我想第一次是在1911年。他们去了阿根廷看日食,一切都准备就绪了。这就是这种事情的问题所在。你历尽千辛万苦到了阿根廷,在那个年代是一段很长的路程,然后却只是被乌云洗劫一空。你什么也没看到,这非常令人沮丧。
Original English
Speaker A: That would be the bending of light. There were known anomalies with Newton's physics beforehand, like we couldn't get the orbit of Mercury exactly right. One of the very nice early tests of general relativity is that it did get the orbit of Mercury exactly right. So that was a pretty good confirmation. But at the same time, that's not quite so satisfying because it was a number that's already known, as opposed to one where you invent a theory and then it correctly predicts. It's considered more impressive if you get the right answer without knowing what the right answer is in advance. So that would be the bending of light. Certainly, historically, that was the most influential. According to general relativity, all energy gravitates and all energy is affected by gravity. So light, as it's passing a massive object like the Sun, will get bent in the direction of the Sun. Actually, the same will happen in Newtonian physics. Suppose you have a particle going along. You know how much it gets bent as it passes the Sun, depending on its impact parameter, but also its velocity. The faster it's going, the less it gets bent. So you just take that Newtonian formula, plug in velocity equal to speed of light, and see what answer you get. You can get a certain amount of bending through Newtonian physics. In general relativity, you can do the same calculation, and you actually get double the Newtonian answer. The slightly strange history of it. Before he had finished writing down general relativity, Einstein had a prediction based on his understanding of the equivalence principle for what this answer should be. He wrote down the answer, and then in response to him and a number of other people being interested in this, people were sending out expeditions to go and try and measure it. I think the very first thing that he did was he phoned up the observatory and said, "Can you look at distant stars behind the Sun and measure how light bends as it passes the Sun?" This was the true theorist move, because I think the director of the Mount Wilson Observatory said, "Absolutely not. We cannot do that. If you point a telescope at the Sun, you'll go blind. If you point it just next to the Sun, you'll just get washed out by the corona of the Sun and you won't see anything." Except there's one time when you won't get washed out by the Sun, and that's during a total solar eclipse, when the Moon blocks the Sun and you're able to see stars very close to the Sun and measure the bending of the light behind them. So during the 1910s, there were a whole bunch of expeditions sent to measure the deflection of light. They'd park out in the path of totality and look through telescopes at the stars right next to the Sun and see if they moved in the sky, and if they moved, how much they moved. I think the first one was in 1911. They went to Argentina for an eclipse, and everything's set up. This is the problem with this thing. You get there, all the way to Argentina, a very long way in those days, and then it's just washed out by the clouds. You don't see anything, and it's very frustrating.
Speaker A: 接下来是一次由军火商克虏伯赞助的德国考察队,他们去了克里米亚试图在那里进行测量。就在日食发生之前,第一次世界大战爆发了,此时德国和俄罗斯开战了。他们都被逮捕并在战争剩余时间里被拘禁,所以那次也失败了。事实证明,他们都失败了对爱因斯坦来说其实是一件好事。结果证明,爱因斯坦最初基于等效原理的论证——在他得出完整的广义相对论之前——是错误的,并导致他预测广义相对论中光线的弯曲将与牛顿物理学中的相同。在战争期间,当一切都停摆,也没有人在考虑日食考察的时候,他纠正了这一个错误,并提出了一个新的预测,即光线弯曲实际上将是牛顿预测的两倍。然后在1919年,亚瑟·爱丁顿爵士(Sir Arthur Eddington)发起了一次英国的探险,去世界各地观测日食,并成功返回宣布结果确实符合爱因斯坦的预测。这确实是牛顿预测的两倍。这真正地让爱因斯坦成为了一位全球名人。由英国的实验来证实一个源于德国的理论是战后和解的一部分,而爱因斯坦解开了所有的谜团。我会说,正是在那个节点上,广义相对论成为了共识观点,人们被这个非常令人印象深刻的测试彻底说服了。如今,我们已经做了多得多的测试
Original English
Speaker A: The next one was a German expedition sponsored by the arms manufacturer Krupp, who went to the Crimea and tried to measure it there. Just before the solar eclipse happens, World War I breaks out, and now Germany and Russia are at war. They're all arrested and turned for the rest of the war, and so that also fails. It actually turns out to be a good thing for Einstein that they all failed. It turned out that Einstein's original equivalence principle argument—before he had full general relativity—was wrong and led him to predict that the bending of light in general relativity would be the same as it was in Newtonian physics. During the war, while everything is shut down and no one is thinking about eclipse expeditions, he corrects this mistake and comes up with a new prediction that actually it'll be double the Newtonian prediction. And then in 1919, Sir Arthur Eddington launches a British expedition to go and observe the eclipses all over the world and successfully comes back and declares that indeed it was the Einstein prediction. It was double the Newtonian prediction. That's really what launches Einstein as a global celebrity. This British experiment confirming a German-origin theory was part of the post-war reconciliation, and Einstein had figured out everything. That is, I'd say, the point at which general relativity became the consensus view, and people were super convinced by this very impressive test. Nowadays, we've done hugely more tests
理论物理、实验与广义相对论
Adam: ……除此之外,还有非常精确的轨道动力学。你可以在水星的轨道,甚至其他行星的轨道上看到它的体现。你可以直接测量光在传播过程中的红移,无处不在地测量引力对光传播或光能量的影响。但从历史角度来看,这才是对广义相对论最令人赞叹的证实。
Original English
Adam: than that, very precise orbital dynamics. You can see it in the orbit of Mercury and indeed even in the other planets. You can just measure the redshifting of light as it goes, the gravitational effect on the propagation of light or the energy of light, all over the place. But historically, that was the most impressive confirmation of general relativity.
Interviewer: 你可能会问这样一个问题:作为一个社会,我们也许正在花费数十亿,甚至数百亿美元来建造这些巨大的物理实验设施。但如果你看看物理学史上被构想出来的、也许是最优美且最重要的理论,它似乎只是一个家伙在山洞里苦思冥想的结果。那个理论的经验基础似乎可能仅仅是知道光是有速度的,而且也许你还需要在实验中测量出万有引力常数 G。
Original English
Interviewer: One question you could ask is, we are maybe spending, as a society, billions, maybe tens of billions of dollars on building these huge physics experiments. If you look at maybe the most beautiful, the most important theory of physics ever conjured, it seems like a guy who's just thinking in a cave. It seems like the empirical basis for that theory is maybe knowing that light has a speed, and maybe you need to measure G experimentally.
Adam: 并不是这样。在广义相对论中,G 是一个自由参数,并不是必需的。不过你说得对,它的经验基础其实非常单薄。你不需要太多东西,而且理论物理学家的成本是相当低廉的。所以存在一种巨大的诱惑:为什么我们不干脆把钱都花在理论物理学家身上,而不去建造那些极其昂贵的实验设施呢?
Original English
Adam: Not really. G is a free parameter in general relativity. It's not required. You're right, the empirical basis is pretty thin. You don't need much, and theoretical physicists are pretty cheap. There's a great temptation. Why don't we just spend it all on theoretical physicists and not build these vastly expensive experiments?
Interviewer: 嗯,现在这些人工智能公司确实在拉高理论物理学家的需求曲线。
Original English
Interviewer: Well, these AI companies are really increasing the demand curve for theoretical physicists.
Adam: 没错,现在可不那么便宜了。但这到底能走多远呢?我想说,广义相对论也许是这种做法的一个极端例子。在物理学史上,事情通常并不是这样发展的。这真的更像是安·兰德(Ayn Rand)笔下的某种孤胆英雄,独自一人坐在那里,全凭一己之力的产物。他在各个方面也得到了很多帮助,但这确实是他追求了多年的一个非凡愿景。他把理论写了下来,随后很快就让很多人深感震撼。确实,它也需要进行一次代价相当高昂的日食考察行动去证实它,之后他才真正获得了全球性的声誉,并让大多数人信服。但这或许是这种模式最极端的例子之一:某个人只是坐下来拼命地思考,然后就写出了一个正确的理论。在某种意义上,从那以后物理学界就一直在追逐这种巅峰体验。人们很喜欢那种对自己浪漫化的想象:只需坐下来,凭借极少的经验见解,进行极其艰苦的思考和思想实验。然而,对于其他所有人来说,这种方式通常并没有像爱因斯坦那样奏效。事实上,即使是爱因斯坦本人,在他职业生涯的后期,这种做法也没能带来很好的结果。
Original English
Adam: That's right, not so cheap anymore. But how far can that get you? I would say that general relativity is perhaps one extreme of that. That is not how it usually works in the history of physics. This really is closer to some Ayn Rand hero just sitting alone, the product of a single mind. He got a lot of help in various ways, but it really was a singular vision that he pursued for years. He wrote it down, and a lot of people were very impressed almost immediately. It did require launching a somewhat expensive eclipse expedition to go confirm it before he really achieved global celebrity and most people were sold on it. But it's perhaps one of the most extreme examples of this, where somebody just sits down and thinks very hard and writes down a true theory. In some sense, physics has been chasing that high ever since. People love that romantic vision of themselves just sitting down with very few empirical insights and thinking very, very hard and doing thought experiments. It's typically not worked out quite as well for everybody else as it worked out for Einstein. In fact, it didn't even work out that well for Einstein in the later part of his career.
Interviewer: 仅仅依靠思考,你究竟能走多远?提出广义相对论你需要什么条件?你需要光速是有限的。你不仅需要说服自己光速是有限的,还需要确信存在一种保护这一特性的对称性,而这正是爱因斯坦在狭义相对论中提出的。然后你可能需要等效原理:这是一个经验事实,即任何事物的惯性质量和引力质量都是相同的。但这已经是相当贫乏的条件了。仅仅从这两件事出发……
Original English
Interviewer: How far could you get just by thinking? What do you need to do general relativity? You need the finiteness of the speed of light. You need to convince yourself not just that the speed of light is finite, but that there's the symmetry that protects that, which Einstein came up with in special relativity. Then you probably want the equivalence principle: it's an empirical fact that the inertial mass and the gravitational mass are the same for everything. But that's pretty sparse. From just those two things…
Adam: 仍然会有一些选择。但是,如果你拥有数量庞大的大型语言模型,而摆在面前的只有有限数量的选择,你就可以探索整个分支树,然后说:“好的,把注意力集中在这一点上。等效原理是非常重要的,还有另外这件东西。现在抛弃同时性,看看这能带你走多远。”在那里面需要探索的东西数量是有限的。我认为在广义相对论上,他们是非常非常幸运的,它在那种情况下竟然如此强大。但如果你有许许多多个爱因斯坦,你给他们每个人分配不同的选项,你大概就可以并行地去观察它们的结果。
Original English
Adam: There's still a few options. But if you have lots and lots of large language models and there's only a limited number of options, you can just explore the entire tree and say, "Okay, focus on this. The equivalence principle is something that's super significant, and this other thing. Now abandon simultaneity and see how far that takes you." There's only a finite number of things to explore there. I think they got very, very lucky with general relativity, that it's quite so powerful under those circumstances. But if you just had lots and lots of Einsteins and you gave each of them various options, you could presumably see them in parallel.
Interviewer: 在当今的物理学前沿,根据你的经验,你觉得如果只是让数以百万计的模型自主运行,就能产生巨大的发现吗?还是说我们现在已经处于一个不同的时代,这种并行性的用处实际上已经很有限了?
Original English
Interviewer: At the frontiers of physics today, in your experience, does it feel like if you just have millions of them running autonomously you could have enormous discoveries, or are we in a different era now, and really there's limited usefulness of that parallelism?
Adam: 我认为是有用的。我确实认为科学的不同分支有不同的分支概率分布,以及你需要多少实验来剪除那些错误的分支。我提到过我们一直在追逐爱因斯坦那样的巅峰体验。可以说,弦理论在这一点上真的是孤注一掷。爱因斯坦的理论仅仅是广义相对论。此外还有量子力学。试图将这两者以一种自洽的方式结合起来——而广义相对论根本没有做到这一点,广义相对论里没有量子力学——这一直在激励着许多人。问题在于,如果要在实验中观察到这一点,只要你做一下量纲分析就会发现,你需要极度庞大的粒子对撞机,绝对是星系规模的粒子对撞机。要看到任何相关的现象都太难了。但这并没有阻止人们。我的意思是,它确实阻止了很多人,但还是有很多人没有停下脚步,继续尝试。所以在这种情况下,你只能祈祷它能像广义相对论那样行得通:仅仅通过极其艰苦的思考,在几乎没有实验输入的情况下,你就能摸索到正确的答案。要做到这一点,你手头掌握的工具就是数学上的自洽性,以及它在已知的极限情况下是否能够正确还原。所以如果你打算这么做,你最好祈祷只有唯一一个或极少数几个可能自洽的理论。如果结果证明存在无限多个自洽的理论,你就永远无法摸索到正确的答案,因为它们都是自洽的,而你唯一的工具就是自洽性,也许还有一些美学上的概念。但如果只有少数几个,那么也许你就能一路走到底。所以我认为弦理论有点像是在这方面孤注一掷了。试图在最小的实验输入下,相信存在唯一自洽的引力理论,然后仅仅通过进行充分的自洽性检验就能找到它。对于其他情况来说,这要困难得多。在凝聚态物理学中,通常你只需要去实际做个实验,就能找出哪个理论才是正确的。
Original English
Adam: I think there is usefulness. I do think that different parts of science have different branching fractions, and how much experiment you need to cut off that branch. I talked about chasing the high of Einstein. Arguably, string theory has really been going all in on that. Einstein's theory is just general relativity. There's also quantum mechanics. Trying to marry those two in a consistent way—which general relativity doesn't do at all, there's no quantum mechanics in general relativity—has motivated a lot of people. The problem is that in order to see that in experiments, if you just do the dimensional analysis, you need ginormous particle colliders, absolutely galactic-sized particle colliders. It's just very hard to see any of that stuff. But that doesn't stop people. I mean, it stopped many people, but many people didn't stop and keep trying to do it. So there you just have to hope that it works out sort of like it did with general relativity, where just by thinking very, very hard with minimal input from experiment, you can feel your way to the right answer. For that to be true, the tool you have at your disposal is mathematical consistency and whether it reduces correctly in the known limits. So you better hope that there's only one or a very small number of possible consistent theories if you were going to do that. If it turns out that there's an unlimited number of consistent theories, you're never going to feel your way to the correct answer, because they're all consistent, and the only tool you have is consistency, and perhaps some notion of aesthetics. But if there's only a few, then maybe you could do it all the way. So string theory has kind of gone all in on that, I would say. Trying, with minimal experimental input, believing that there's only one consistent theory of gravity and that just by doing sufficient consistency checks you can find it. For other examples it's much harder. In condensed matter physics, often you simply need to go and do an experiment to find out which one is correct.
人工智能在物理学和数学前沿的潜力
Interviewer: 每当我们未来的人工智能文明提出越来越多统一的物理学理论,或者能够做出更好预测的更深层次的理论时,你认为人类还能跟上步伐吗?一旦迈出了这一步,我们真的还能理解我们的人工智能文明所理解的东西吗?
Original English
Interviewer: Whenever our future AI civilization does come up with more and more unified theories of physics, or deeper theories that make better predictions, do you think that humans will be able to keep up? Once this step is taken, will we actually be in a position to understand what our AI civilization understands?
Adam: 我不知道我们是否能够完全跟上,但我认为我们跟上的程度会比那些悲观的预测所认为的要好得多。让我们拿数学来举个例子,它比物理学更简单些。许多数学家担心这些大型语言模型会变成纯粹的证明机器。陶哲轩(Terry Tao)用过“消化不良”这个词来形容,意思是在这种情况下,这些大型语言模型会生成数十亿行令人费解的 Lean 代码,作为某个定理为真的证书,却不提供任何关于它为何为真的洞见。数学家们会说,那难道不是一个令人沮丧的世界吗。我认为这是一个可能出现的未来,但我其实觉得这不太可能成为现实。因为这些大型语言模型不仅是超越人类的证明者,我们还期望它们成为超越人类的解释者。也许它们会做完全相反的事情。也许它们会提取极其难以理解的证明,然后通过坚持不懈地一次次尝试,它们能够想出人类可以理解的方式。它们会把晦涩难懂的证明变得通俗易懂。我认为这方面的经验证据——虽然现在还处于早期阶段——相当支持这种更积极的愿景。几个月前有一个埃尔德什(Erdős)猜想的问题被证明了,而它不仅仅是一堆无法理解的 Lean 代码。事实上,它根本就没有用 Lean 来证明。它是被非形式化地证明的。后来,一些人类数学家发表了一篇后续论文,他们采用了机器想出来的这些人类可解释的新理念(用于证明这个 Erdős 猜想),并用它们证明了新的定理。所以这恰好是那种悲观情况的反面。它提出了一个非常容易被人类解释的理念,然后人类能够完全理解它,甚至理解得如此透彻,以至于他们能将其部署到一个新的场景中。我们在整个过程中都看到了这一点。我认为单位距离猜想(unit distance conjecture)就是一个很好的例子,涵盖了你一直在讨论的许多主题。其中一点是,它是完全可以被理解的,也就是它所提出的对单位距离猜想的反证。
Original English
Adam: I don't know that we're going to be able to keep up entirely, but I think we'll keep up much better than pessimistic forecasts would suggest. Let's take mathematics as a simpler example than physics. Many mathematicians are worried that these LLMs are just going to turn into proof machines. Terry Tao has this phrase, "indigestion", he uses, in which these LLMs will produce billion-line inscrutable Lean code that will serve as a certificate that a particular theorem is true without providing any insight as to why that might be true. Wouldn't that be a depressing world, say the mathematicians. I think that is a possible future, but I actually don't find that to be a very likely future. Because as well as being superhuman provers, we also expect these large language models to be superhuman explainers. Maybe they'll do the exact opposite of that. Maybe they'll take proofs that are very hard to understand, and by doggedly trying and trying and trying, they will be able to come up with ways that are human comprehensible. They will take proofs that are difficult to understand and make them easy to understand. I think the empirical evidence, it's early days, but it's pretty supportive of that more positive vision. There was an Erdős problem that was proved a few months ago now, and it wasn't just an incomprehensible set of Lean. In fact, it wasn't even proved in Lean at all. It was proved informally. There was a follow-up paper by some human mathematicians that took these new, human interpretable ideas that the machine had come up with to prove this Erdős conjecture, and used them to prove new theorems. So that was the exact opposite of that case. It came up with a very human interpretable idea, and then humans were able to fully comprehend it, comprehend it so well they were able to deploy it in a new scenario. We've seen that throughout. The unit distance conjecture, I think, is a good example here for a number of the themes you've been discussing. One is that it's totally comprehensible, the disproof of the unit distance conjecture that it came up with.
Interviewer: 也许对你来说是可以理解的。
Original English
Interviewer: To you, perhaps.
Adam: 对一些数学家来说也是如此。我并不是数学家。也许人类没能反证单位距离猜想的原因,是因为他们错误地认为该猜想是真的。大型语言模型的好处在于,它们愿意突破那层障碍,并且在一个人类可能会觉得是在浪费时间的途径上耗费精力,试图反证一个被假定为真的猜想并达到结果。所以这是大型语言模型让我相当乐观的另一个方面。它们就是有着极度的耐心,甚至愿意去做那些看起来成功概率很低的事情。
Original English
Adam: To some mathematicians. I'm not a mathematician. Perhaps the reason that humans haven't disproved the unit distance conjecture is because they erroneously believe the conjecture to be true. The good thing about large language models is that they're willing to push through that barrier and just waste their time, as a human would understand it, trying to disprove a presumed true conjecture and reach the other end. So that's another aspect of large language models that makes me pretty optimistic. They just have extreme patience, even for doing things that perhaps look like a low probability of success.
Interviewer: Adam,非常感谢你回来参加这个对话,尤其是你本来大可以把这些时间用来构建超级智能的。你向我们解释了有着百年历史的物理学,但这真的非常有趣。
Original English
Interviewer: Adam, thanks so much for coming back on and doing this while you could be building superintelligence. You're explaining 100-year-old physics, but it was very interesting.
Adam: 这是一个超级有趣的话题。我非常高兴能和大家分享。
Original English
Adam: It's a super fun subject. I'm super happy to share it.