地缘政治与大战略简介
[演讲者]: 晚上好。很高兴能与大家共聚一堂。今天我要阐述一个观点,关于世界是如何被组织的,或者至少是说,过去的各类帝国曾试图如何去组织它。结果表明,大陆强权和海洋强权试图以截然不同的方式组织世界,而且这些方式对我们当今的时代产生了深远的影响。我将会使用一些来自**地缘政治 (Geopolitics)和大战略 (Grand Strategy)**的专业术语。它们分别是什么呢?地缘政治是指地理对政治的影响,而大战略之所以宏大,是因为它整合了国家权力的众多工具。你可能会想,这些工具究竟是什么?想一想总统内阁的会议桌旁都坐着哪些人,谁会被召集开会。那些就是国家实力的组成元素,对吧?所以你有国务院负责外交,有军方,你有财务,有农业,你有一长串的人员名单。而你想要把这些事物整合起来。但在正式开始之前,我要先给大家来个偏离正题的小插曲,带大家旋风般地浏览一下美国历史,我会讲得非常快,同时也会带大家回顾一些伟大的地缘政治学家。在那道开胃菜之后,我会为大家奉上承诺过的主菜。
Original English
[Speaker]: Good evening. It's such a pleasure to be with you. I'm going to make an argument today about how the world is organized or at least how different types of empires back in the day tried to organize it. It turns out that continental and maritime powers tried to organize the world in very different ways and that these have real uh implications in our own day. Uh and I'm going to be using terminology from geopolitics and also grand strategy. What is that? Geopolitics is the influence of geography on politics and grand strategy is grand in the number of instruments of national power that it integrates. And you're thinking, well, what are they? And think about who sits on a cabinet around a president who gets convened. Those are the elements of national power, right? So you've got the state department, diplomacy, the military, you've got finance, agriculture, you got a whole long list of people. and you want to integrate these uh these things. But before I get going, I'm going to give you a um a sneak detour, a really whirlwind tour of American history, which I'll get done really fast along with a tour of some of the great geopoliticians. And uh before I will after that appetizer, I will deliver the promised main course.
海洋强权与大陆强权的差异
[演讲者]: 好了,这是1944年6月6日,D日(诺曼底登陆日),在诺曼底登陆战中,海权 (Sea Power),或者说海洋强权 (Maritime Power),与陆权相遇了。结果证明,海洋强权是例外,而**大陆强权 (Continental Powers)**才是常态。为什么?因为海洋强权在必要时,主要依靠它们的海军在海上进行自卫。而一个大陆强权根本无法做到这一点,想想乌克兰,海军是无法从俄罗斯手中拯救他们的。所以,这是区分海洋强权和大陆强权的首要特征——即是否能在海上实现自卫。由此产生了一些推论:如果你身处一个大陆性的世界,你最好拥有一支干练的陆军;而如果你是一个海洋强权,为了保卫自己,你最好拥有一支相当出色的海军。但这些推论不仅仅局限于军事,也延伸到了经济和政治领域。我会深入探讨这些内容,但我首先要从美国开始讲起。这就是我极其简短的美国历史回顾。这是北美洲。在我们建国最初的120年左右,我们的行为就像一个大陆强权。我们做了什么?我们清除了北美大陆上的印第安人、墨西哥人,以及在某种程度上的英国人和法国人。
Original English
[Speaker]: Okay, this is June 6th, 1944, D-Day, Normandy landings, where sea power, maritime power meets land power. It turns out maritime powers are the exception and continental powers are the rule. Why? Because maritime powers, if need be, can defend themselves primarily at sea with their navies. Whereas a continental power simply cannot, think Ukraine, a navy is not going to save them from Russia. So uh this is the first distinguishing characteristic between a maritime and continental power whether it is feasible to defend yourself at sea or not. And from this comes some implications that if you sit in a continental world you had better have a competent army and if you're a maritime power to defend yourself you had better have a pretty good navy. But these implications go beyond the military to economics and politics as well. And I'll go into these, but I'm going to first start with the United States. And this is my really brief American history tour. Um here's North America. For our first 120 years or so, we behaved like a continental power. What did we do? We cleared the continent of Native Americans, Mexicans, to some extent the the British and the French.
美国地缘政治视角的转变
[演讲者]: 我们真的没有走出这个大陆的保护壳,直到1898年的美西战争,我们从西班牙手中夺取了菲律宾,那时我们才开始成为某种新生的全球大国。直到那时,美国才开始更具全球化地思考问题。在那个时期,我们开始出口,我们向海外进行贸易。而一位对此有深刻思考的美国地缘政治学家,阿尔弗雷德·T·马汉 (Alfred T. Mahan),写下了可能是美国人所写的关于海权最重要的一本书——《海权对历史的影响》(The Influence of Sea Power Upon History)。19世纪末,他在海军战争学院任教,他观察到了英国人建立的这个全球化贸易体系,而美国为了保持繁荣,已经变得依赖于对其出口。马汉说:“建立海军的目的根本上不是为了保卫你的领土,而是为了确保我们的商业不会被排挤在其他国家的海滨之外。”对吧?海军的目的是保护全球交通线,并确保贸易在这个世界的共有海洋上畅通无阻。现在,对马汉而言,海军的使命就是夺取制海权以实现这一点。
Original English
[Speaker]: And we really didn't uh emerge from this continental shell to become sort of a nent sort of global power until the Spanish-American war uh 1898 when we picked up the Philippines um from from Spain. It was only then that America began to think more uh globally. At that time we're beginning to export, uh we're trading abroad and an American geopolitician who thinks deeply about this, Alfred T Mahan writes probably the preeminent book on seow written by an American, The Influence of Sea Power Upon History. He's at the Naval War College in the late 19th century and he looks at this globalized trading system the British have created and the US has become dependent on exporting to its to stay to stay prosperous. And Man says, "The purpose of a navy isn't basically to defend your territory but to ensure that our commerce is not shut out from other people's shores." Right? The purpose of a navy is to protect global lines of communication and make sure trade flows unimpeded across the great commons of the world's oceans. Now, to man, the purpose of a navy is to command the seas to enable this.
海洋强权的核心要素
[演讲者]: 但由于当时并没有遍布全球的加油站和加煤站,海军需要获得海外基地来进行补给。好的,但他还认为,在那些拥有海上交通线访问权和那些没有访问权的人之间,存在着这种深刻的差异。他审视了俄罗斯,基本上把俄罗斯视为一个处于北方寒冷地带的内陆国家。所以他们无法轻易地开展海外贸易。而在他看来,其广袤的国土面积使得国内基于陆地的交通变得几乎不可能。他们在那个时候并没有一个非常好的铁路系统。因此,俄罗斯的人民实际上是被固定在原地的,俄罗斯根本无法有效地创造国家财富。为什么?因为从历史上看,要成为像英国或美国那样具有伟大地位的海洋强权,基本上需要具备某些特定的条件。第一,安全的边界,这通常不是俄罗斯和中国能享受到的。第二,易于进入的海岸线、优良的深水港,以及能够排干内陆水分并汇入这些港口的河流。第三,一个以商业为驱动的经济体系,以及稳定的政府机构,因为资本是敏感的、容易受惊的。
Original English
[Speaker]: But since there weren't global gas stations and coing stations all over, uh it required navies to acquire bases abroad to to re-provision themselves. Okay, um but he also argues that uh there's this profound difference uh between those who have an access to sea lines of communication and those who don't. He looked up at Russia and he thought of Russia basically as a landlocked power up north in the cold. So they couldn't trade easily abroad. And its vast size made uh domestic land-based communication almost impossible. They didn't have a very good rail system at that point. So its people were effectively immobilized and Russia could not effectively create national wealth in his view. Why? Because historically to be a maritime power of the great stature of say a Great Britain or a United States, a maritime power has basically required certain uh uh elements to be in place. Number one, safe borders, not something Russia and China enjoy typically. Uh accessible coastlines, good deep water ports, rivers that drain the hinterland and exit on those ports. A commerce-driven economy and stable government institutions because money is skittish.
俄罗斯与中国的海洋野心
[演讲者]: 如果政府可以随意征收财产,银行和金融家就不会为商业提供融资。最后,它需要海洋野心。马汉审视了英国,以及后来的美国,并说道:“是的,它们在某种程度上符合这个要求。”虽然英国并没有很深的河流,但其他条件它们都具备。中国目前的边界情况非常糟糕,他们被不喜欢他们的国家所包围。俄罗斯在北部并没有密集的人口海岸线。而且,俄罗斯也从来没有过一个以商业为驱动的经济体系。中国在邓小平时代更接近这一点,但最近,习近平在政策上更偏向于权贵阶层而不是私营部门。而且这两者都没有稳定的政府机构。检验这一点的标准是什么?那将是透明、定期的选举,而终身独裁统治连边都沾不上。所以,中国和俄罗斯无疑都有海洋野心。但我不清楚他们是否真正理解一个完整的海洋典范究竟包含哪些内容。
Original English
[Speaker]: And if government could be uh expropriate properties, uh banks and financiers won't finance commerce. And lastly, it required maritime ambition. And Man looked at Great Britain and later the United States and said, "Yeah, they sort of fit the bill." Not that Britain had deep rivers, but the rest they did. Um China currently has terrible borders, they're surrounded by nations that don't like them. Russia does not have a dense coastal population up north. And uh Russia's never had a commerce-driven economy. China much more so under Dang Xiaoping, but recently Xiinping has been priv privileging the crony sector over the private sector. And neither one has stable government institutions. What's the litmus test for that one? That would be transparent regular elections and dictatorship for life does not remotely qualify. So, China and Russia certainly have maritime ambitions. Uh but I'm not clear they actually understand what goes into uh an full maritime paradigm.
麦金德的心脏地代理论
[演讲者]: 无论如何,一代人之后,英国人哈尔福德·麦金德爵士 (Sir Halford Mackinder) 提出了一个与马汉截然相反的论点。他审视着世界,并关注着英国面临的问题。他认为,实际上,占据世界上最佳地缘政治位置的不是英国,而是俄罗斯。这是他1904年文章中的一张地图,他将其定义为枢纽地带 (Pivot Area)。欧亚大陆 (Eurasia) 是他关注的世界中心,而那正是俄罗斯所在的位置。他将其称为伟大的心脏地带 (Heartland)。他说,看,那个枢纽地带是世界巨大大陆上的陆权堡垒,它是世界上最伟大的天然要塞。为什么?因为它被高山、沙漠、以及那些在战时极难通达并流向海洋的冰冻海洋和河流所隔绝。因此,它是海权无法渗透的,英国无法真正进入这个区域。他接着说,但如果你占领了心脏地带,即这个枢纽地带,你就有可能实现纵深防御、战略撤退以及自给自足。所以,心脏地带并不是被海洋包围,而是与海洋隔绝的。而像英国这样的海洋国家,如果想对这片心脏地带施加影响,就必须在边缘地带进行操作。在那个时代,这需要通过在这些极其关键的战略位置建立殖民地来实现。而在我们当今时代,则是通过在这些位置拥有盟友和基地来实现。
Original English
[Speaker]: Anyway, um there was a counterargument to man that comes a generation later by a Britain, Sir Halford McKiner, who's looking at the world and looking at Britain's problems and he thinks that actually Russia occupies the best uh geopolitical location in the world, not Great Britain because and this is a map from his 1904 article and he defines as the pivot area. Eurasia is the part of the world he's focusing on and it's where Russia is and he also calls it the great heartland and he said look that area the pivot area is the citadel of land power on the great mainland of the world it is the greatest natural fortress on the world why because it's insulated by mountains deserts uh frozen seas and rivers that uh exit onto the oceans and very inaccessible places during wartime time and therefore it is impervious to sea power that Britain can't really get at at this area and he said but if you occupy the heartland this pivot area you have the possibility for defense in depth strategic uh retreat and selfsufficiency so the heartland is not insulated by the sea it's insulated from the sea and a maritime power like Britain if it wants to influence the heartland land. It's got to do it on the periphery. In those days, it would be through having colonies in these very uh strategic locations. In our own day, would be having allies with bases in these locations.
斯皮克曼的边缘地代理论
[演讲者]: 这个人,尼古拉斯·斯皮克曼 (Nicholas Spykman),也非常关注谁控制着欧亚大陆。他认为,控制欧亚大陆的国家极有可能控制整个世界。而且,当他在1943年,也就是他去世的那一年完成他那部非常重要的著作时,他有许多担忧。他是一名来自荷兰的入籍美国公民,当时的荷兰正处于纳粹占领之下,他觉得纳粹在1941年曾非常接近统治欧亚大陆。他是这么说的:“尽管我们美国人占据着世界上所有国家中最安全的位置,但在四分之一个世纪的时间里,我们卷入了两次毁灭性的世界大战。而在第二次世界大战中,也就是正在进行的那场战争中,我们在某个时刻曾处于战败的严重危险之中。美国政治家对他们行动结果的预期总是错误的,他们关于国家安全的思想往往未能提供成功的答案。”听起来是不是很熟悉?
Original English
[Speaker]: Uh this man Nicholas Spikeman was also very concerned about who controls Eurasia. He felt that the country that controls Eurasia could well control the world. and he had much to worry about when he completed his very important work in 1943, the year he dies. He's a naturalized American citizen from the Netherlands, then under Nazi occupation, and he felt that the Nazis had come really close to dominating Eurasia in 1941. And here's what he said. Despite occupying the uh the safest position of any nation in the world, we Americans have been involved in two devastating world wars in the space of a quarter of a century. And in the second one, i.e. the ongoing one, we are at one point uh and in serious danger of defeat. The expectations of US statesmen regarding the outcome of their actions were consistently wrong and their thinking about national security generally fail to provide successful answers. sound familiar?