重新审视《历史的终结》:对自由民主制与人性观的深刻反思 The Ezra Klein Show 2026-09-11

重新审视《历史的终结》与被误读的福山

主持人:弗朗西斯·福山(Francis Fukuyama)在 1989 年发表的论文《历史的终结?》,在人们的记忆中常被视为一种宣告自由民主制取得永久胜利的胜利主义论调。在这篇文章之后,世界上无论发生什么重大事件,你总会听到有人说:“看吧,历史看来并没有真正终结,对吧?”在“9·11”事件之后,我对此印象尤为深刻。当然,本周恰逢“9·11”事件发生 25 周年。但这种看法是对福山论点的极度误读。因为如果你真正去读他的文章,特别是读那本由论文扩展而来的著作,你会发现他所表达的完全是另一回事。

那本书名为《历史的终结与最后的人》(The End of History and the Last Man),它绝非胜利主义的赞歌。福山认为,自由民主制确实可能会获胜,它可能会成为大多数国家组织自身的方式,但它的胜利可能是建立在一种狭隘且片面的人性与人类灵魂观之上的。这种观念相信人类的消费能力,却几乎没有给人们渴望获得承认、渴望伟大、渴望冒险的心理留出空间。而任何无法容纳人类自身这些特质的政治体制,都无法长期保持稳定。你不可能将一个良好的社会建立在对人性的错误认知之上。在我看来,在政治学著作中,很少有哪本书能如此深刻、如此重要地帮助我们理解自由民主制究竟在哪里出了问题,为什么唐纳德·特朗普(Donald Trump)这样的人物会不断崛起,以及为什么对他们的反对声音往往显得如此苍白乏力、毫无感召力。因此,我认为这本书需要洗清它本未犯下的罪名,因为它确实对我们当下的处境有着深刻的启示。

福山现在是斯坦福大学的政治学家。自那本书之后,他又写了许多著作,包括关于政治秩序本质的两卷本著作、对自己曾身处其中的新保守主义圈子的批判,以及针对攻击者为自由主义所作的辩护。而他的新书是一本回忆录,名为《在最后的人的国度》(In the Realm of the Last Man)。所以,我想从“历史的终结与最后的人”这一构想谈起,重新发掘这本让福山一举成名的著作,听听它对我们当下生活的世界究竟有何教益。

弗朗西斯·福山,欢迎来到我们的节目。

Original English

Host: Francis Fukuyama's 1989 essay, "The End of History?", is remembered as this triumphalist argument heralding the permanent victory of liberal democracy. After it, anything major that happened in the world, you would get these people saying, "Well, I guess history didn't really end, did it?" I remember this particularly after 9/11. This week, of course, is the 25th anniversary of 9/11. But this was such a terrible misreading of Fukuyama's argument because if you actually read his essay and particularly if you read the book that came out of that essay, he is saying something very different. The book was called The End of History and the Last Man and it was anything but triumphalist.

Liberal democracy might win, Fukuyama thought. It might become the way most states organize themselves, but it might win atop a cramped and partial vision of the human soul — one that believed in our ability to consume but had little room for our desire for recognition, for greatness, for daring. And no political system without room for those parts of ourselves would be stable for very long. You cannot build a good society atop a flawed vision of human nature. My view is that very few books in politics are as insightful or as important for understanding where liberal democracy went wrong, why figures like Donald Trump keep rising, and why the opposition to them seems so wan and uninspiring so often. So, this is a book that I think needs to be cleared of a sin they didn't really commit because it has something to say to us.

Now, Fukuyama is a political scientist at Stanford University. He's written many books since that one, including a two-volume series on the nature of political orders, a critique of the neoconservative world that he was once part of, and a defense of liberalism from its attackers. But his new book is a memoir, In the Realm of the Last Man. And so I wanted to begin with that idea of the end of history and the last man. I wanted to begin by rediscovering the book that made Fukuyama famous so we can hear what it has to say about the world we now live in.

Francis Fukuyama, welcome to the show.

弗朗西斯·福山:非常感谢你邀请我。

Original English

Francis Fukuyama: Thanks very much for having me.

“历史的终结”究竟意味着什么

主持人:我想从你最著名的那本书聊起,也是我本人非常推崇的一本书——《历史的终结与最后的人》。这本书基于你 1989 年发表的一篇论文。论文发表时距离柏林墙倒塌只有几个月,而书籍则出版于柏林墙倒塌之后。在那个时刻,自由民主制似乎真的迎来了彻底的胜利。如今,“历史的终结”已经变成了一个被高度梗化、在很多方面被极度简化的概念。那么,它究竟指的是什么?

Original English

Host: So, I want to begin the conversation in your most famous book, a book I'm a huge fan of, which is The End of History and The Last Man. So, this is built on an essay that comes out in 1989. It's a few months before the Berlin Wall falls, a book comes out after the fall of the wall. You have this moment where liberal democracy really seems to be triumphing. "The end of history" has become this highly memed, in many ways simplified concept. So what was it?

弗朗西斯·福山:这其实并不是我首创的词,而是德国哲学家黑格尔提出的概念。他指的是带有大写字母“H”的“历史”(History)。在今天,我们通常会使用“发展”或“现代化”这样的词汇。但这种历史是有方向性的、进步性的,事物正在变得越来越好,人类理性在构建社会结构的过程中逐渐占据主导地位。因此,“历史的终结”所探讨的并不是历史事件的终结,而是这一历史演进过程似乎正导向什么样的最终目标。

马克思主义者也采用了同样的“历史”概念,他们同样相信历史的发展。但他们认为历史的终点不是自由主义社会,而是共产主义乌托邦,这曾是他们政治运动的指路明灯。而我在 20 世纪 80 年代末(戈尔巴乔夫主政苏联时期)的观察是,我们并不会走向那里,我们将会停留在倒数第二个阶段——即某种形式的自由民主制与资本主义经济。对我来说,这就是当时真正浮现出来的实质意义上的“历史终点”。因此,理解“历史的终结”这个概念更好的方式是:它是探索如何组织政治社会的演进过程的终点——

Original English

Francis Fukuyama: Well, this was not my phrase. It was a phrase of the German philosopher Hegel. And he meant History with a capital H. So we would use the word development or modernization today. But it's directional, it's progressive, things are getting better. Human reason is prevailing in structuring societies, and the question of the end of history was not the end of events. It was to what objective does this historical process seem to be leading.

The Marxists took that same concept of history. They believed in history also. But they believed that the end was not a liberal society; it was a communist utopia, and that was their guiding star in their political movement. And my observation back in the late 1980s, when Gorbachev was in the Soviet Union, was that we weren't going to get there; we were going to stop at the penultimate stage, which was some version of liberal democracy and a capitalist economy. And for me, that was the practical end of history that had really emerged. So this is more the way to think about the term "the end of history": it is the end of the process of figuring out how to politically organize —

主持人:——也就是那个演进过程的目标或终极目的。

Original English

Host: The goal or the objective of that process.

主持人:你当时为什么认为我们会停留在那里呢?

Original English

Host: Why did you think we were going to stop there?

替代方案的缺失与阶级矛盾的挑战

弗朗西斯·福山:我当时并不确知我们一定会停在那里,但是所有那些庞大的系统性竞争对手要么已经自我毁灭,要么已经被曾经追随它们的人民所抛弃。我认为我当时提出的挑战是想问大家:你能找到比这个结果更好的制度模式吗?这并不是说我们的社会就是完美的,它显然并不完美。但是,是否存在另一种政治和社会组织形式,你认为它最终能让人们生活得更幸福、过上更有成就感的生活?直到今天,我还没有看到任何人真正提出过这样的替代方案。

Original English

Francis Fukuyama: Well, I didn't know that we were going to stop, but all of these big systematic competitors had all either self-destructed or had been rejected by the people that once followed them. And I think the challenge that I was trying to make was to ask people, yeah, can you locate something that's better than this outcome? Not necessarily that our society is perfect. It obviously is not. But is there an alternative form of political and social organization that you think will make people in the end happier and lead more fulfilled lives? And to this day, I've not seen anyone really posit.

主持人:马克思主义者的观点是——你在书中也讨论了这一点——资本主义体系内部存在着一种不可避免会导致其崩溃的内在矛盾,那就是阶级冲突:极少数高居顶层的人剥削底层广大的劳动群众。自由民主制宣称自己能够平等甚至合理地分配自由,这完全是一种谎言。正如那句名言所说:“富人和穷人同样拥有睡在桥洞下的自由”,这根本算不上是平等的自由。那么,你为什么不认为阶级是一个如此危险的致命矛盾呢?

Original English

Host: Well, what the Marxists thought — and you talk about this in the book — is that a capitalist system has within it a contradiction that will inevitably lead to its undoing, which is you have this class conflict and you have a small number of people at the top who are exploiting the great mass of workers beneath them. And liberal democracy is lying when it says that it equally or even reasonably apportions freedom. As a famous line goes, the fact that the rich and the poor men are free to sleep under the bridge is not an equality of freedom. So why are you not convinced class is such a dangerous contradiction?

弗朗西斯·福山:这确实可能构成危险,特别是随着科技的崛起;但在 1945 年之后的很长一段时期内,实行的并不是纯粹的资本主义。基本上在大多数发达国家,实行的都是某种形式的社会民主主义。我认为“民主”这部分是绝对不可或缺的,因为除非你提供一定的社会保障,除非你进行一定程度的财富再分配,否则社会的不平等将会变得令人无法容忍。在那个时期的大部分时间里,劳动者的实际收入实际上都在持续增长。因此,尽管存在不平等,社会依然保持了政治稳定,因为每个人都能从中分享成果。

我从没断言这种状态会永远持续下去。我认为当今技术的本质正在发生变化,导致不平等的程度不断加剧。全球化同样加剧了这一问题。如果不通过政治手段来缓解这些不平等现象,你根本不可能拥有一个稳定的民主体制。

Original English

Francis Fukuyama: Well, it could be, especially with the rise of technology. But for much of the period after 1945, you didn't have pure capitalism. You had basically, in most advanced countries, a form of social democracy. And I think the democracy part of it was absolutely necessary, because unless you provide certain social protections, unless you do a certain amount of redistribution, the inequality in the society is going to become intolerable. And for most of that period, you actually had rising real incomes for working people. And so even though there was inequality, you had political stability because everybody could buy into it.

Now, I never argued that this would be true for all time, and I think that the nature of technology is changing such that the degree of inequality has grown. I think globalization has also contributed to this, and unless you moderate those inequalities through political means, you're just not going to have stable democracy.

从霍布斯、洛克到黑格尔:对“承认”的渴望与政治心理

主持人:你在书中构建论述的方式中,有一点我觉得非常引人入胜:你试图将自由主义的哲学根基从我们通常归结的哲学家——霍布斯和洛克——身上移开,转而建立在黑格尔的理论之上。你采取的途径之一,是指出霍布斯和洛克对自由社会乃至正义社会所追求目标的设想极为狭隘,那就是自我保全,几乎仅仅等同于维持在合理水平上的——

Original English

Host: So, one of the things that I think is fascinating about the way you frame this in the book is you try to move the foundation for liberalism off of some of the philosophers we normally give it to, Hobbes and Locke, and onto Hegel. And one of the ways you do that is to say that Hobbes and Locke had this much more narrow vision of what a liberal society or even just a just society is trying to achieve, which is self-preservation. It is simply almost existing at a reasonable level —

主持人:——物质富足。

Original English

Host: Of material well-being.

主持人:而你指出,黑格尔对人类灵魂的理解远比他们深刻,人类灵魂渴望的远不止于此,它渴望获得“承认”(recognition)。对自由社会而言,决定它们是否真正代表“历史的终结”的根本问题,在于它们能否在全社会范围内足够平等地分配“承认”——不仅仅是自由,而是被看见、被重视的承认——以维持自身的生存。所以,请跟我深入聊聊这个转向:为什么“承认”才是政治生活的核心?

Original English

Host: And you say Hegel understands the human soul better than that and that the human soul wants more than that. It wants recognition. And the fundamental question for liberal societies, the one that will decide whether or not they are the end of history, is whether they are actually able to spread recognition around society equally enough, not just freedom, recognition, being seen, being valued enough to survive. So, tell me a bit about that move that it's actually recognition that is at the center of political life.

弗朗西斯·福山:这个思想最早可以一直追溯到柏拉图。苏格拉底在《理想国》中发问:“我们拥有理性,拥有欲望,但灵魂中难道不存在第三个部分吗?”他将其称为“激情”(thymos,气魄),也可以翻译为血气或自尊。这是一种人类所具有的非物质驱动力,即渴望他人承认自身的人性尊严。

因此,我提出了两个源自希腊语的概念:等尊欲望(isothymia)与优越欲望(megalothymia)。等尊欲望基本上就是自由社会的基石:每个人仅仅因为作为人而降生,就拥有某种必须被社会其他人所承认的基本尊严。在自由社会中,我们通过赋予人们权利来体现这种承认。这意味着你被视为一个享有共同体部分权力的人类个体。如果你感到其他人获得了某种你未能获得的承认,就会产生巨大的怨恨情绪,而我认为这正是驱动许多民主政治诉求的核心力量。举个例子,在同性婚姻运动中,你本可以通过其他方式解决伴侣间的经济问题……

Original English

Francis Fukuyama: Well, this is an idea that goes all the way back to Plato. Socrates in the Republic asks, "Well, we have reason, we have desire, but isn't there a third part of the soul that he calls thymos, which can be translated as spiritedness or pride?" And it's a non-material drive that people have that they want other people to acknowledge their humanity.

So, I invented these two Greek words: isothymia and megalothymia. Isothymia is basically the foundation of a liberal society: that everybody, by virtue of being born as a human being, has a certain base level of dignity that has to be recognized by the rest of society. We recognize it in a liberal society by giving people rights. And that means that you are seen as a human being that has some share of the power of the community. And that generates a huge amount of resentment if you feel that other people are being recognized in a way that you are not, and that really, I think, drives a lot of democratic politics. Just to give you one example, in the gay marriage movement, you could have solved the economic problem of gay —

承认政治与同性婚姻平权

Francis Fukuyama: ……通过赋予同性伴侣继承权以及诸如此类的权利,比如将财产传承给他们共同抚养的子女的权利,也就是民事结合(civil unions)。

Original English

Francis Fukuyama: ...couples by giving them, you know, inheritance rights and and that sort of thing, the ability to pass on property to the children they raised—civil unions.

Ezra Klein: 是的,民事结合。但那并不足够,因为同性群体希望得到承认,希望他们的结合能够被认可为拥有与男女婚姻完全平等的尊严和价值。

Original English

Ezra Klein: Yeah, civil unions. But that wasn't enough because gay people wanted to have acknowledgment that their unions had just as much dignity and just as much value as that between a man and a woman.

Francis Fukuyama: 我认为,这正是推动同性婚姻合法化的根本动力。所以这只是一个例证。但我认为,你知道,民权运动也是如此。拉尔夫·艾里森(Ralph Ellison)早在 1950 年代就写过一部小说,讲述从美国南方迁往北方的非裔美国人的经历。在北方并没有官方在法律上认可的种族隔离制度。然而存在的却是“无形性”(invisibility)。这就是书名《看不见的人》(Invisible Man)的由来——北方的白人根本没有把黑人视为平等的同类。我认为,正是这种无形性,在北方城市和种族政治中催生了深刻的怨恨与不信任。

Original English

Francis Fukuyama: And I think that was the fundamental drive that led to, you know, the legalization of gay marriage. So that's just an example. But I think, you know, civil rights, Ralph Ellison wrote a novel back in the 1950s about the experience of African-Americans that had moved from the South to the North. You didn't have official, legally sanctioned segregation. What you had was the invisibility. That's where the "Invisible Man" in the title comes from—that white people in the North simply didn't see a black person as a fellow human being. And that was really what I think generated the deep resentment and distrust that existed in northern cities and in racial politics.

物质财富与社会承认的交织

Ezra Klein: 在您书中最引人入胜的章节之一,您探讨了物质政治与承认政治(politics of recognition)是如何相互交织、彼此模糊的。在很多地方,人们拥有的物质财富水平,如果放在另一个国家可能会被认为非常惊人;但在他们所在的本国环境中,因为这让他们处于承认阶梯(scale of recognition)中更低的位置,对他们而言便构成了一种可怕的伤害。您引用了亚当·斯密(Adam Smith)对此的论述:人们渴望财富的很大一部分原因是为了被看见,而不仅仅是为了消费。所以请您多谈谈这方面的内涵,因为我认为这也解释了我们当下经济政治中的某些现象。有时你会看到一些自满的自由派人士说:“其实你看图表数据,大家都在变得更富裕,现在的生活比过去好多了,而且我们现在还有抗生素。”但事实上,如果你能理解人们即便在赚钱时,所追求的也包含在社会中获得某种方式的被看见和被承认,那么这种追求本身就包含了一种“永远不够”的永恒不稳定状态,因为社会中对承认的分配永远存在着一定程度的不平等。

Original English

Ezra Klein: One of the really interesting sections of the book to me is where you talk about the ways in which material politics and a politics of recognition can blur into each other. That there are many places where people have a level of material wealth that, say, in another country would be amazing, but in the country they're in, because it puts them further down the scale of recognition, it for them is a terrible injury. You have Adam Smith talking about this—that much of what people want from wealth is to be seen; it isn't simply to consume. So tell me a bit about that side of it, because I think that also makes sense of some parts of our economic politics too, where you'll sometimes have somewhat self-satisfied liberals say, "Well, actually, if you look on a chart, you know, people have been getting richer and it's better than it was in the past and we have antibiotics now." But actually, if you understand that part of what people want from even the money they make is to be seen and recognized a certain way in society, that that actually contains within it a never-enoughness, a constant instability, because there is always a certain amount of inequality of recognition in society.

Francis Fukuyama: 对此展开多说一点,在您提到的亚当·斯密的那段论述中,他写道:“富人以其财富为荣,而穷人却不为人所见,在同胞眼中是隐形的。”贫困真正的痛苦,正是这种对他人而言的无形性。我认为这种心理至今仍在起作用。如果你审视我们的政治现状,很多争端的核心实际上在于承认,而不仅仅是物质资源的分配。当今民粹主义的很大一部分驱动力,来自于那些感到自己被隐形的人。他们觉得这个世界是由受过良好教育的精英阶层统治的,而这些精英不倾听普通民众的诉求,也不认为普通民众是完全平等的同类,因为民众缺乏同等的高学历或世故修养。我认为,这种不平等分配的承认,实际上是我们许多现实问题的根源所在。

Original English

Francis Fukuyama: Well, to expand a little bit on that Adam Smith section that you referred to, he says, "The rich man glories in his wealth, and the poor man is unseen, is invisible to his fellow human beings." That's really the pain of poverty—is this invisibility to other people. And I think that still operates. And I think if you think about our politics, a lot of it is about recognition rather than simply the distribution of material resources. A lot of populism today is driven by people who feel they're invisible. That the world is run by educated elites and they don't listen to the concerns of people like them, and they don't recognize them as being fully equal because they don't have the educations or the sophistication. And I think that that unequally distributed recognition is actually at the base of a lot of our problems.

地位倒置与优越欲望(Megalothymia)

Ezra Klein: 我觉得在某些情况下左翼也是如此——“觉醒主义”(wokeness)很大程度上包含了这种倾向;但你在民粹右翼身上也看到了类似现象。虽然我找不出一个现成的词来概括,但那是一种试图倒置社会地位(invert status)的渴望。比如左翼的一种信念是:你的白人特权或你的财富与富裕让你具有道德嫌疑,在你能证明自己清白之前,你就应该被当成嫌疑对象对待。而在右翼,这表现为对自己所选定的精英阶层——比如记者和世界主义者——发起攻击。民粹主义就包含大量此类内容:那些被社会判定为卓越或获得权力的人,大众正试图在社会看待他们的视角中改变这种权力的道德定性(moral valence)。

Original English

Ezra Klein: I think you see it in some cases on the left—I think wokeness had a lot of this in it—but you see it in some cases on the populist right, which is—I don't have a word to make up for it, but a desire to invert status in a society. So, a belief that your white privilege or your wealth and your riches make you suspect and should be treated as suspect until you, say, prove yourself otherwise. On the right, this can take forms of attacks on their chosen elites—journalists and cosmopolitans—and populism has a lot of this in it. The people who have been judged excellent or who have attained power, there's an effort to sort of alter the moral valence of that power in the way society sees them.

Ezra Klein: 我甚至认为过去几年的很多局势,在某种程度上就是这两种力量之间的斗争。科技行业右翼的部分激进化正是源于这种心态:他们觉得“我们按照你们的要求做了,我们在资本主义体系下赚到了钱,创立了这些伟大的公司,可现在你们却憎恨我们”。这种情绪将他们推向了一种截然不同、最终甚至相当可怕的政治立场。

Original English

Ezra Klein: And I actually see the last couple of years as in some ways a fight between these. Some of the radicalization of the tech right comes from, you know, their feeling of, "Well, we did what you wanted—we made our money under capitalism and we built these great companies, and now you hate us." And that pushed them into a very, very different and eventually quite scary politics.

Francis Fukuyama: 完全没错。我认为,对自己不喜欢的人的道德品质所作的评判,与对他们获得了不公正承认这一事实的怨恨交织在一起。这正是我们在社会左右两翼所看到的诸多反弹形态的根源。你不想被别人视作低人一等,当你遭到这种对待时,你就会变得极其怨恨。而所谓的“地位倒置”,我认为本质上是一种要求停止这种不公对待的诉求——要求至少被承认为平等的存在。因此,仅仅因为赚了很多钱,并不意味着你就是一个坏人。真正的愤怒来自那些感到自己沦为受害者、感到自己的身份使自己被边缘化的人群,而如今这种感受也出现在了许多曾占据社会特权地位的人身上。

Original English

Francis Fukuyama: No, that's absolutely right. I think that your judgment of the moral character of the people you don't like then blends with resentment at the fact that they are unjustly recognized. And that's really the source of many of the forms of backlash that we see in our society, both on the left and the right. You don't want to be seen as lesser than other people, and you get very resentful when you're treated that way. And the inversion, I think, is simply a demand that that stop—that you be recognized at least as the equal. So just because you've made a lot of money doesn't mean that you're a bad person. The real anger comes from people that feel that they're victimized, that they are marginalized as a result of their identities. And that is now something that's occurred to a lot of people that occupied previously privileged positions in the society.

优越欲望与“末人”危机

Ezra Klein: 您在此界定了人人平等的承认形式。但您说过您还造了另一个词。

Original English

Ezra Klein: So you define there the version in which recognition is equal. But you said you invented another word.

Francis Fukuyama: 是的,优越欲望(Megalothymia)。

Original English

Francis Fukuyama: Yes. Megalothymia.

Ezra Klein: 优越欲望。

Original English

Ezra Klein: Megalothymia.

Francis Fukuyama: 是的,Megalo-thymia。它指的是一种渴望被承认为比其他人更加优越的欲望。显而易见,这在民主制度中构成了一种威胁,因为自由民主制建立在所有人、所有公民本质上平等的前提假设之上。但对于某类群体、人类中的某一特定子集来说,平等是远远不够的。他们想要统治,他们想要凌驾于他人之上。这种欲望往往会表现为政治支配的极其负面的形式——比如渴望成为独裁者或专制统治者。

Original English

Francis Fukuyama: Yes. Megalothymia. So that is the desire to be recognized as greater than other people. And I think that this is obviously a threat in a democracy, because a liberal democracy is based on the premise that all people, all citizens are essentially equal. But that's not enough for a certain group, a certain subset of human beings. They want to dominate. They want to be more than others. It takes often times a very negative form of political domination. So you want to be a dictator or an autocrat.

Francis Fukuyama: 但同时它也是必要的,因为如果你没有渴望比别人更出色的欲望,你就无法实现任何人类卓越性(human excellence)。如果你想成为一名伟大的钢琴家、足球明星或卓越的艺术家,我认为这也受到某种渴望被承认为比其他人更出色的欲望所驱动。因此,一个社会不可能拥有完全平等的承认。平等的承认必须构成社会凝聚力的基础;然而,如果没有那些追求超越平等的更高追求的人,你也无法拥有一个充满活力的社会。事实上,我在当年的原著《历史的终结与最后的人》(The End of History and the Last Man)中就写到了唐纳德·特朗普(Donald Trump)。

Original English

Francis Fukuyama: But it's also necessary because you can't have any kind of human excellence if you didn't have the desire to be better than other people. If you want to be a great pianist or a football star or a great artist, I think that's also driven by a certain kind of desire to be recognized as better than other people. So I think that you can't have a society of perfectly equal recognition. That has to be the basis for social cohesion. But you also can't have a dynamic society without people that want something more than that. Now I actually wrote about Donald Trump in the original book, The End of History and the Last Man.

Ezra Klein: 他在书中被提及了好几次。

Original English

Ezra Klein: He comes up a few times.

Francis Fukuyama: 是的。当年我的想法是,生活在资本主义民主制中的好处之一,就是这种对不平等承认的渴望可以通过发财致富得到满足;这是一种宣泄和分流这种精力的方式。但我万万没有想到,30 年后这对于唐纳德·特朗普来说竟然不够了,他不仅想要财富,还想要政治权力。

Original English

Francis Fukuyama: Yeah. And back then I thought, well, one of the virtues of living in a capitalist democracy is that this desire for unequal recognition can be satisfied just by becoming rich, and it's a way of bleeding off that energy. Little did I know that, you know, 30 years later that wouldn't be enough for Donald Trump and that he'd want political power as well as, you know, fortune.

Ezra Klein: 这就引出了书中另一个讨论相对较少的话题。探讨这个话题最直接的方式或许就是问:谁是“末人”(the last man)?

Original English

Ezra Klein: So that brings us to the other side of the book which gets talked about somewhat less. And maybe the way to get into this is simply to say: who is the last man?

Francis Fukuyama: “末人”是 19 世纪另一位伟大的德国哲学家弗里德里希·尼采(Friedrich Nietzsche)所指认的历史终结的产物。这个人满足于自由主义所提供的基本条件——主要是和平与繁荣——但再也没有更高的抱负,没有对更美好世界愿景的渴望,没有任何值得他们为之冒生命危险去奋斗的事物。对尼采而言,正是这种非凡的雄心抱负,才真正使人成其为人。而在自由主义社会中,你得到的却是一个非常扁平的世界:人人都必须容忍彼此,没有任何人愿意认为自己比别人更优越。

Original English

Francis Fukuyama: So the last man is the creature that Friedrich Nietzsche, the other great German philosopher of the 19th century, identified as the product of the end of history. A person that was satisfied with the things that liberalism provides—basically peace and prosperity—but had no further aspirations, no desires for a better vision of the world. Nothing that they would risk their lives on behalf of. And for Nietzsche, it was really that extraordinary ambition that was really what made a human being a human being. And instead in a liberal society you got this very flat world where everybody has to tolerate everybody else and nobody wants to think of themselves as better.

Ezra Klein: 这里有一个很有意思的现象。至少右翼的部分群体对自由主义(甚至对社会主义)持之以恒的批评之一,就是认为它们从根本上建立在一个谎言之上,而这个谎言就是“平等”。作为谎言的平等形式可以有不同的版本,对吧?有些人认为种族平等是一个谎言,并陷入对种族和智商等议题的执念;也有人认为仅仅是个体层面的平等就是一个谎言。显然,某些……

Original English

Ezra Klein: So there's something interesting here. One of the constant critiques of at least a portion of the right towards liberalism—for that matter, towards socialism—is that it's fundamentally built on a lie. And that that lie is equality. And the form of equality that is a lie can take different versions, right? You can have people who see racial equality as a lie and they get obsessed with race and IQ and things of that nature. You can have people who see just individual equality as a lie. Obviously, some...

平等的神圣根基与自由主义的平庸化危险

采访者:……有些人要么在道德上比其他人更善良,要么更有才华、更有能力、工作更努力。但右翼中的许多人认为,一个社会能够或者应该实现平等,这是一个危险的谎言。他们认为这个谎言最特别的危险在于它会削弱雄心,把那些追求卓越的人拉下水。在过去几年的科技右翼反弹中,以及在部分新右翼审视社会的方式中,我确实看到了这样一种情绪,觉得这种情况已经发生了。这也是为什么右翼有那么多人重新发现了尼采——就像你书名里写的那样,尼采可以说就是“末人”概念的始作俑者。

Original English

Interviewer: people are either more morally good than others. Other people are more talented, more capable, they work harder. But that many on the right see it as a dangerous lie that a society could or should be equal. And that the particular danger of that lie is that it blunts ambition. It pulls down those who would strive for excellence. And I certainly see in much of the sort of techright reaction in the last couple of years in some parts of the new right and how they look at society a sort of sense that that this happened. This is why so many on the right are rediscovering Nietzsche like who is there in your title you know the sort of originator of the last man idea.

弗朗西斯·福山:没错,确实如此。首先,请允许我为普遍平等的理念辩护。因为我认为,从历史上看,它最终源于某种基督教的诠释——即人类在根本上是平等的。《加拉太书》中有一段话提到,在此不再分犹太人或希腊人、自主的或为奴的、或男或女,因为在基督耶稣里众人都是平等的。我认为这种根本性的洞见具有真实的意义,因为存在着某种核心特质——在我的某本书中,我将其称为“X因素”(Factor X),正是它让每一个个体都具有无可争议的人性特征。

因此,我认为这一理念中确实存在着必须受到保护的核心价值:我们每个人都拥有极具价值的道德核心,且需要受到制度的保护。

但同样不可否认的是,这确实会导致我们社会的平庸化与扁平化,因为自由主义在本质上必然是多元主义的。它承认不同的人追求不同的目标,拥有关于“美好生活”的不同愿景。在17世纪之所以创立自由主义,起因正是宗教战争,当时人们为了微小的神学分歧而自相残杀;于是自由主义刻意降低了人类追求的视界,将其收缩为单纯的“生存”。换言之,生命权优先于追求“美好生活”的权利。

但这确实剥夺了某些东西。人们渴望过上美好生活,渴望拥有更高的抱负。看看现代美国,我们对公民的要求其实并不多:遵纪守法、按时纳税,这样就可以了。你不需要做出牺牲,也不必为了整个社会去冒任何巨大的风险。

我认为人类心理中有一部分恰恰渴望着那样的生活——如果缺乏为了某种崇高事业去冒生命、财产和神圣荣誉的风险(正如《独立宣言》所言)的机会,人们就会感到生命被扁平化、索然无味。我认为这就是为什么在1月6日国会山骚乱中,会出现那些身穿迷彩服的小丑,假装自己是高尚保卫这种生活方式的爱国者。人们内心有着追求那种牺牲程度的冲动,但这种追求在我们的现代社会中并不存在,于是他们便生造出了一个虚假的“事业”。

Original English

Francis Fukuyama: No that's right. Uh well first of all let me just defend the idea of universal equality because I do think you know and ultimately if you look historically it derives from uh a certain Christian interpretation uh that human beings are fundamentally equal. Uh there's a passage in Galatians that says there's neither Jew nor Gentile, master nor slave, male nor female, but all are equal uh in Jesus Christ. And you know that fundamental insight I think has a real meaning because there's a core uh something in one of my books I labeled factor X that makes every single human being recognizably human. Uh so I think that there is something really genuinely to be protected in this idea that every one of us has a certain moral core that is of great value and and needs to be protected by the system.

Uh but it's also true that it leads to a flattening of our societies because liberalism is necessarily pluralistic. It's a recognition of the fact that uh different people pursue different ends that they have different visions of the good life. uh uh the reason you created liberalism in the first place in the 17th century was the wars of religion in which people killed themselves over you know minor theological differences and uh there was a lowering deliberate lowering of the human horizon to mean uh survival you know the the right to life is superior to the right to the good life but this does take away something people want to live the good life they they want to have higher aspirations if you look at modern America we don't ask that much of of citizens. You know, you obey the law, you pay your taxes, and that's fine. Uh you don't um have to sacrifice. You don't have to take any grave risks on behalf of the society as a whole.

And I think that there is a part of the human psych psyche that actually wants that kind of life, you know, that feels flattened if they don't have the ability to, you know, to uh, you know, as the declaration says, risk their, you know, their lives, their fortunes, and their sacred honor uh, for a cause. And that's why I think you get these jokers on Febru on January 6th dressed up in camo pretending that they are these patriots that are defending nobly defending this way of life. I think that you know you you have that striving for that uh degree of sacrifice and it doesn't exist in our society and so you invent a cause.

历史终结的悲哀与世代周期的幻灭

采访者:那么,为什么你在最初的那篇论文末尾会写道——历史的终结将是一个悲伤的时刻?

Original English

Interviewer: So why in the original essay do you end on saying that the end of history will be a sad time?

弗朗西斯·福山:我认为之所以悲伤,恰恰是因为失去了冒险,失去了人们愿意为之奋斗的崇高未来愿景。我在原书中还有一句话:如果你生活在一个由于前几代人成功抗争而变得和平与民主的社会中,你反而会去反抗和平与民主,因为你想要的是“为了斗争而斗争”。我认为正是这种冲动驱动了大量的极端主义政治,并动摇了自由主义社会原本的潜在稳定性。

这同时也是一个代际更迭的问题。显然,最迫切渴望生活在自由主义社会中的人,往往是那些生活在专制独裁统治下的人。在20世纪80年代末东欧和苏联共产主义垮台时,人们体会到了由衷的喜悦;在那些为了逃离贫困、腐败与绝望的母国而冒死登船、渴望前往美国或欧洲的人身上,你也能看到这一点。因此,对于那些尚未拥有自由主义的人来说,他们对自由主义有着真实的巨大热情。

然而,我们确实会陷入这种代际周期:一旦你拥有了它,你就会把它视作理所当然,并越来越想要追寻更进一步的东西。你不再生活在独裁统治下,所以你反而会觉得布鲁塞尔的欧盟官僚机构才是你必须与之抗争的“独裁政权”。因此,对自由主义的支持程度可能会经历起伏升降。但归根结底,它仍然是人类社会所能达到的最稳定的治理归宿。

Original English

Francis Fukuyama: Well, I think uh it would be sad precisely because of that lack of risk and and of a vision of a noble future that you know you are willing to struggle on behalf of. I have another line in the original book that said that if you're living in a society that uh is peaceful and democratic because of struggles of an earlier uh generation that were successful then you're going to struggle against uh peace and democracy because what you want to do is struggle for struggle's sake and I think it's that impulse that you know really uh drives a lot of extremist politics and um disturbs the you know the the potential stability of a of a liberal society.

It's also a generational thing. Um, you know, it's clear that the people that want most desperately to live in a liberal society are people that live in dictatorships. Uh, you know, there's genuine joy when communism fell in Eastern Europe in the Soviet Union in the late 1980s. Uh you can see this in all the people that get on boats you know desperate to get to out of a poor corrupt uh uh you know destitute country and to get to America or to Europe. Uh and so you know there is uh a real uh enthusiasm for pe for liberalism on the part of people that don't have it. And I think that we do go in these generational cycles where, you know, once you have it, you take it for granted and increasingly you look for something further. And so you're not living in a dictatorship any longer. So you think Brussels is the dictatorship that you have to struggle against. Uh so there there may be kind of a rise and fall in the support for liberalism. Uh but in the end, it's it's you know going to be the most stable outcome that um you know that a human society can achieve.

采访者:如果你还不是《纽约时报》的订阅读者,我们为你带来了一条消息:现在通过《纽约时报》应用程序,你在第一个月内可以完全免费畅读,没有任何付费墙限制。

你有一段我经常回想的名言,你在其中写道:“我们这些自由民主国家的居民,如今已经对将时事动机完全归结为经济原因的解释习以为常,在自我认知上也已经彻底资产阶级化,以至于当我们发现政治生活在绝大多数情况下完全是非经济性的时,常常会感到无比震惊。”

我认为这恰好可以引向本周一个非常值得探讨的话题——本周是“九一一”事件25周年。在我的记忆中,很多人第一次突然惊呼“看来历史的终结并不是真正的终结”,实际上就是发生在“九一一”事件时。那是一场针对美国的袭击,袭击者源自一种根本上非经济的、宗教性的意识形态,极度关注“承认”与“羞辱”,而且袭击者明知自己会葬身其中却依然甘愿赴死。

自那之后,政治不论在外部还是内部,似乎都深受那些动机更偏向于争取承认的人所驱动。正如你在这段名言的后续部分所言,自由主义甚至缺乏一套通用的词汇,去探讨人性中傲慢自负与自我主张的一面,而正是这一面驱动了绝大多数的战争与政治冲突。

那么,你是如何看待这个盲区的?以及“九一一”事件是如何迫使人们重新认识政治的这一层面的?

Original English

Interviewer: If you're not a subscriber to the New York Times, we have some news for you. You can now explore the Times for free without any paywalls at all during your first month in the New York Times app.

You have a quote I often think about where you say, "We inhabitants of liberal democratic countries are by now so used to accounts of current events, the reduced motivation economic causes, so thoroughly bourgeois in our own perceptions that we are frequently surprised to discover how totally non-economic most political life is." And I think that's a bridge to something worth talking about this week. This is the 25th anniversary of 911. I think the first time I remember a lot of people all of a sudden saying, "Well, I guess the end of history wasn't the end." was actually 9/11 and an attack on America from people coming out of an ideology that was fundamentally non-economic, that was religious, it was very much concerned with recognition and humiliation, people willing to uh launch attacks in which they knew they themselves would die.

And you know, one of the things that I I think has come since then is that politics has been driven externally and internally by I think people whose motivations are much more about recognition. And liberalism, as you say, in the way this quote continues, does not even have a common vocabulary for talking about the prideful and assertive side of human nature that is responsible for driving most wars and political conflicts. So, how do you think about that? that blind spot and the way maybe 911 forced the um resumption of recognizing that side of politics.

“九一一”与非经济动力的回归

弗朗西斯·福山:这确实迫使人们承认,世界上还有其他人是由非常纯粹的非经济因素所驱动的。如果你愿意成为一名自杀式炸弹袭击者,你显然认为自己是在为某种完全非物质的事业服务。

但我并不认为它像当时人们所想象的那样直接构成了对自由主义的挑战。我认为极端伊斯兰主义并不是一种能够征服世界的意识形态,至少在当下绝无可能。它只能在相对贫穷、混乱且本身就是穆斯林主导的社会中扎根。因此从这个意义上讲,它与马克思列宁主义截然不同,后者在许多不同的社会中曾真正具有某种普世吸引力。因此,我认为当时那种认为“出现了一种极具威力的自由主义替代方案”的直接威胁论,根本是不成立的。事实上,自“九一一”以来的这些年里,它的声势已经逐渐消退了。

我认为“九一一”真正触发的,实际上是西方在阿富汗和伊拉克问题上的过激反应。这种过度反应随后引发了许多非常危险的趋势:外交政策的全面军事化、出于对恐怖主义的恐惧在美国国内催生了监控国家的雏形;而且由于阿富汗和伊拉克战争均未取得良性结果,这引发了民众对美国国家力量及其运用的极度犬儒主义,并直接导致了唐纳德·特朗普这类人物的崛起。

Original English

Francis Fukuyama: Well, it certainly forced the recognition that there were other people around the world that were driven by very non-economic uh factors. You know, if you're willing to be a suicide bomber, you obviously feel that there is a completely non-material cause that you're, you know, that you're uh serving. I don't think that it directly challenged liberalism in the way that people thought at the time. Uh I think that radical Islamism is not a u it's not an ideology that's going to ever conquer the world. Uh certainly not at at this point. It only takes root in relatively poor disorganized societies that are Muslim to begin with. So in that sense it was different from Marxism, Leninism that genuinely had a kind of universal appeal in uh many different societies. And so I think that the direct threat that here was an alternative to liberalism that was very powerful was simply not true. And in fact uh in the years since 9/11 it's it's kind of faded.

Uh what I think 9/11 triggered was actually the western reaction or overreaction to both Afghanistan and and to Iraq. uh that then set in motion a lot of other you know I think very dangerous trends uh militarization of foreign policy uh I think the um uh beginnings of a surveillance state you know in the United States because of the fear of of terrorism uh and also because the wars never resulted in a in a good outcome in either Afghanistan or Iraq great cynicism about American power and the use of American power that led directly to the emergence of people like Donald Trump.

与新保守主义的决裂

采访者:当时你也是一名新保守主义者。你曾签署过早期的公开信主张推翻萨达姆·侯赛因,但随后的伊拉克战争本身却促使你彻底与新保守主义决裂。这是为什么?

Original English

Interviewer: So you you were a neoconservative at that time. Um you signed some of the early letters arguing for the removal of Saddam Hussein and then the Iraq war itself led you to break with neoonservatism broadly. Why?

弗朗西斯·福山:嗯,我对……并没有什么异议。

Original English

Francis Fukuyama: Well, uh I don't have a problem with

武力更迭政权的局限与对伊拉克战争的预警

弗朗西斯·福山(Francis Fukuyama):……通过使用武力来推翻并铲除一个独裁者。我的意思是,我们在第二次世界大战期间对德国和日本确实就是这么做的,而且那两次行动最终都取得了非常积极且成功的结果。然而,在整个20世纪90年代的大部分时间里,我所深入研究的课题,实际上是在那些与我们文化背景截然不同的发展中国家使用国家权力的问题——比如在中美洲地区、东南亚地区以及其他许多地方。

因此,我当时非常怀疑美国自身是否具备足够持久的战略耐力与政治定力,去真正改造并重塑一个文化和社会结构完全不同的国家。在我看来,我们过去曾经在菲律宾、在尼加拉瓜、在越南以及在其他许多地方尝试过这种社会改造与建国工程。但是大家都知道,美国公众的耐心通常在大约四到五年之后就会消耗殆尽、产生厌倦,随后政府便会选择放弃撤出,而留给当地社会的往往是一个更加恶化、更加糟糕的烂摊子。

正因如此,当时我极度担忧布什政府虽然能够在军事上顺利推翻萨达姆·侯赛因(Saddam Hussein),但随后却会在面对如何在其权力真空与废墟之上建立一个稳定繁荣国家的难题时束手无策、进退失据。而实际发生的现实情况,甚至比我当时所预料的最坏情形还要更加糟糕。当他们发动那场军事入侵时,对于这项需要长期持续投入的重建工程,他们的准备工作甚至比我想象的还要匮乏得多。这正是我自始至终对那场战争所持有的最根本、最核心的反对理由与疑虑所在。

Original English

Francis Fukuyama: ...the use of force to get rid of a dictator. I mean, we did that in World War II with Germany and Japan, and that was a very positive outcome. What I had been spending much of the 1990s studying was actually the use of power in developing countries that were culturally quite different in Central America, you know, in Southeast Asia, in other places. And I was very skeptical whether the United States itself had the staying power to really transform a very different society. In my view we tried to do this in the Philippines, in Nicaragua, in Vietnam, in many other places. And you know the American public gets tired after about four or five years and then they give up and the society's left worse off. And I was very worried that the Bush administration would succeed in getting rid of Saddam Hussein, but then would be at a loss on how to actually create a stable country in its wake. And it was worse than I anticipated. They were even less prepared, you know, for that long-term effort when they did the invasion. And that was the real problem that I had with it.

主持人:在您新出版的回忆录中,您谈到了这件事情,并将其描述为您对自己思想形成过程的一次深刻反思与清算——即认识到一个人自身的思维方式与观点立场,在多大程度上其实是由其所身处的社交圈子以及周围共同相处的人群所塑造和决定的。能否请您具体谈一谈这种带有元认知性质的思想领悟?

Original English

Interviewer: One thing you talk about in the memoir that you've released is you describe that as kind of a reckoning with how much of your own thinking can be generated by who you're around, what social circles you're moving in. Just tell me about that sort of meta realization.

启蒙理性神话、动机性推理与知识分子的社交圈绑定

弗朗西斯·福山(Francis Fukuyama):是的。自启蒙运动以来,我们对人类的认知机制一直秉持着一种特定的传统观点:即认为人类会不断接收并吸收客观的经验事实与信息,大脑对这些信息进行理性加工与逻辑推理,进而得出结论,并由此确信某些事物是真实的。

然而,社会心理学家乔纳森·海特(Jonathan Haidt)曾写过一本非常引人入胜的著作,探讨了他称之为“动机性推理”(motivated reasoning)的心理机制。他指出,人类理性的实际运作机制根本不是启蒙主义所设想的那样。我们往往是先有了自己主观上想要相信的预设结论,然后再调动我们庞大而精密的认知能力,去千方百计地搜集、编排和筛选各种证据来支撑这些既定观点。

我不得不坦言,当你审视当下的现实政治运作时,那种传统的启蒙主义认知模型显得越来越脱离实际、越来越站不住脚;而且对我个人而言,过去的经历也完全印证了这一点。

回想当年,我一直身处于新保守主义(neoconservative)的核心知识分子社交圈中。我长期为《评论》(Commentary)杂志以及该派系阵营内的其他各类型刊物撰写了大量政论文章。在那种环境下,我对自身身份认同与价值定位的认知,在极大程度上是由同处在该思想运动阵营中的同行与朋友们的赞许、认可和肯定所塑造的。而这正是当时与他们彻底决裂变得如此艰难痛苦的原因——因为脱离那个阵营不仅意味着政策主张和政治见解上的分道扬镳,更意味着你必须彻底斩断并重构长年积累的人际友谊。而这,正是后来真实发生在我身上的历程。

Original English

Francis Fukuyama: Yeah. Well, you know, coming out of the Enlightenment, we have a certain view of human cognition that says, well, human beings take in empirical information, they process it, they draw inferences, and that's how they end up believing that certain things are true. Jonathan Haidt, the social psychologist, wrote a very interesting book about what he called motivated reasoning. He said that's actually not the way that human reason works. That we start with the conclusions that we want to believe in and we use our enormous cognitive abilities to marshal the evidence to support those views. And I have to say that that Enlightenment view looks less and less true when you watch the politics of the present day, and it was true for me as well. You know, I moved in this neoconservative social circle. You know, I wrote a lot for Commentary magazine and other publications in that genre. And my own sense of who I was was very much shaped by the approbation of people that were also in that movement, and that's what made it hard to break with them because it means not just changing policies, but it means changing friendships. And that's what happened.

好战政治的复兴与战争对民主政治生态的深层侵蚀

主持人:在“9·11”恐怖袭击事件发生后以及通往伊拉克战争的整个舆论动员期间,人们可以清晰地观察到一种极为典型的现象:大量新保守主义学者与其他文化评论家们,几乎都在狂热地欢呼一种充满激情、崇尚血气与优越感(thymotic passionate politics)的政治形态的强势回归。在他们眼中,美国社会已经陷入了颓废与软弱,充斥着都市美型男(metrosexuals)和管理咨询顾问(management consultants)。而终于,我们重新迎来了一场宏大的文明对抗与史诗级斗争,迎来了所谓的“文明冲突”,这也是为什么我们需要一位像德克萨斯牛仔农场主那样强悍硬朗的总统来统领国家。

今天回过头来看,当时围绕这一论调所充斥的诸多宏大修辞,其实带有一种极其荒谬的底色。但与此同时,我认为人们也可以清晰地看到:伊拉克战争以及美国在战后长时期内所展现出的极度激进与好战反应,对我们自身的国内政治生态造成了极其深远且难以逆转的持久伤害。在我看来,唐纳德·特朗普(Donald Trump)的崛起及其政治风格,正是这种政治后果的直接产物和延续,对吧?

在某些知识分子心中,似乎始终存在着一种根深蒂固的执念,认为暴力斗争能够净化并提升一个社会的道德与意志品质。然而,当我们审视更切近的现代历史时——无论是当年的越南战争、伊拉克战争,还是此时此刻正在发生得以色列冲突——我认为,让整个国家的政治运转过度围绕着暴力、报复、殊死搏斗以及所谓的“尚武美德”展开,其所带来的巨大危险与毒性是极其真实且清晰可见的。

因此我非常好奇,对于这一系列历史事件,您总结出了怎样的反思与教训?这不仅关乎“美国在何种情况下才能通过枪炮与武力向外输出民主”的战术问题,更关乎深层的政治学本体问题:当一个政治体中那些认定社会已经变得过于软弱算计的人们终于如愿以偿,让国家重新拥抱战争的美德抑或罪恶时,这种好战转向究竟会对该国自身的政治体制与公民灵魂造成怎样的侵蚀与反噬?

Original English

Interviewer: One thing you saw right after 9/11 and in that period of run-up to war in Iraq, particularly was a huge number of neoconservatives and other cultural commentators celebrating the return of a thymotic passionate politics. This view that America had become decadent and soft, full of metrosexuals and management consultants. And here finally we had a struggle again, a clash of civilizations. A reason we needed this manly Texas rancher as our president. Looking back, some of the rhetoric on this has a real quality of the absurd. But one thing I think you also see is that the Iraq War, the highly aggressive reaction America had for a long time afterwards, it's done very lasting damage to our politics. I see Trump is a direct descendant of it, right?

And there is this constant belief I think on the part of some intellectuals that violent struggle is an ennobling thing for societies. And yet I look at, certainly in more modern times, Vietnam and Iraq, and I see Israel right now. And I think the dangers of having your politics become profoundly oriented around violence, around reprisal, around struggle, around these kinds of more warlike virtues is also very, very present and visible. So I'm curious what lessons you take not just about the question of in what cases can America export democracy at the point of a gun, but what does it do to a polity when it sometimes gets the wish of people who think that we've grown soft and calculating and all of a sudden we have this return to the virtues or the vices of war?

弗朗西斯·福山(Francis Fukuyama):是的。事实上,我在《历史的终结与最后的人》(The End of History and the Last Man)的最后几个章节中就专门探讨过这个核心命题。历史上包括黑格尔(Hegel)在内的某些哲学家确实持有这样一种观点,认为人类社会每隔一段时间就需要经历一场战争,以此来“重新充实我们的精神能量储备”,使人们摆脱平庸琐碎的物质算计,重新严肃认真地对待那些关乎崇高价值与历史使命的重大事务。

然而,这一观念在当代所面临的根本困境在于:军事武器技术已经发生了翻天覆地的演进,这种通过战争来淬炼社会的逻辑在现代条件下已经彻底行不通了。我的意思是,这不仅仅是因为核武器的存在——众所周知,面对核武库,你绝不可能发动一场规模受控的“小规模局部战争”——而且现代常规武器的杀伤力和毁灭性也已经变得极其惊人。在当今世界,任何形式的全面武装冲突所产生的负面外溢冲击和灾难性后果,都具有毁灭一切的破坏力,以至于依靠战争来释放激情在现代文明中根本不是一个可行或被允许的替代选项。

因此我认为,一个成熟且成功的现代社会如果想要安全地疏导和化解人性深处那种追求优越与统治的狂热激情(megalothymia),就必须在制度和文化层面为这种巨大的野心与激情找到和平、建设性的释放渠道与制度出口。

Original English

Francis Fukuyama: Yeah. You know, I actually talked about that in the last few chapters of The End of History and the Last Man that you know, there were certain thinkers including Hegel that kind of felt that every now and then you had to have a war to recharge our batteries so to speak and to get us serious about things. The trouble is that technology has moved on and that's just impossible. I mean it's not just nuclear weapons you know you can't have a little war with nuclear weapons but conventional weapons have become so destructive that the negative impact of any kind of conflict right now is so potentially devastating that that's simply not an alternative and so I think for a successful society that wants to bleed off that megalothymia you need to find you know peaceful outlets for that kind of ambition.

评估奥巴马遗产:新自由主义妥协、否决政体与身份政治兴起

主持人:接下来我想探讨一下继这段历史之后相继登场的两位关键政治人物——贝拉克·奥巴马(Barack Obama)与唐纳德·特朗普(Donald Trump)。或许我们可以先从奥巴马谈起,因为我认为探讨奥巴马对于理解自由主义(liberalism)当下的困境而言,是一个更为耐人寻味且更具启发性的切入点。我想先从宏观视角发问:在整部美国历史的宏大叙事图景中,您如今如何全面评价与审视奥巴马执政时期的功过得失?

Original English

Interviewer: I want to talk about the politicians who follow this, Obama and Trump. And maybe the place to start because I think this is almost the more interesting question for liberalism is Barack Obama. I'll begin broad which is how in the broad story of America do you now see the Obama presidency?

弗朗西斯·福山(Francis Fukuyama):嗯,我认为奥巴马政府的初衷与出发点是良好的,但在某种程度上,其施政愿景和改革魄力却显得远远不够宏大与决绝。我认为这也正是当下许多进步派批评者对他所持有的核心看法:即他当年发表了大量关于“后种族时代美国”(post-racial America)的抚慰人心的动听演说,而他作为首位非裔美国总统入主白宫本身,也确实成了这一叙事的强力象征与确认;然而,这并没有在根本上触动或改变在美国内部撕裂种族关系的深层社会与经济不平等结构。

同时,我认为另一个完全客观公正的批评在于,他在经济路线上过度接纳并顺从了我们今天所称的“新自由主义”(neoliberalism)。他所任用和围绕在身边的核心经济顾问团队,在很大程度上完全默许并接受了资本主义的这种新型演进形态——而正是这种资本主义模式催生了少数寡头阶层并造成了触目惊心的贫富财富悬殊。事实上,政府原本完全可以通过强化反垄断执法、推行激进的税收改革等政策工具来有力应对这些问题,但他并未采取真正根本性的举措。

但公平地讲,在奥巴马执政时期,你也清晰地看到了我在几本书中反复剖析并称之为“否决政体”(vetocracy)的深层制度死结——美国拥有一个极度复杂、围绕着分权与制衡(checks and balances)精心构建的宪政体系。自由主义的核心精髓在于法治,即必须存在明确的法律与规则来规范并约束行政权力。然而我认为,美国的政府与官僚体制演进到那个历史阶段,已经变得过于错综繁复、相互掣肘,以至于任何政治力量想要在国家层面推行重大变革都变得寸步难行。这种体制僵局不仅在保守主义方向上曾让罗纳德·里根(Ronald Reagan)深感挫败,在进步主义方向上也同样死死卡住了奥巴马的手脚。

以气候变化这一重大议题为例,应对气候危机本质上需要政府做出具有高度决定性且必然伴随争议的强力决策,因为其中牵涉到无数相互剧烈冲突的群体利益,必须由中央权威进行决断与利益调和。然而,美国潜在的深层体制痼疾却从未得到真正的触动与改革。就拿参议院的“阻挠议事”(filibuster)规则来说,它纯粹是一项非宪法性的议事规则,却对国会的立法权构成了巨大的非正式限制与阻碍。人们原本完全可以通过简单的程序改革废除阻挠议事规则,但在奥巴马执政的那段黄金时期,他们甚至连这样相对较低的制度门槛都没有尝试去打破。

此外,我认为对奥巴马更深层次的批评在于:正因为联邦政府在体制瘫痪下丧失了正面攻坚、大刀阔斧应对这些重大系统性挑战的实际国家能力与权力,导致在这一制度权力真空之中,某种特定形态的“身份政治”(identity politics)开始在公民社会与文化领域迅猛滋生、全面蔓延。虽然我不认为推行身份政治是他总统任期的核心初衷与主轴,但这套政治范式确实毫无疑问是在他执政的那个历史时期彻底生根发芽并占据了主导地位。

Original English

Francis Fukuyama: Well, I think it was well-intentioned but in a certain way it wasn't ambitious enough. And I think that's probably what a lot of his progressive critics think, you know, that he said very soothing things about, you know, kind of post-racial America. Just his very presence as president was an affirmation of that. But it didn't really change any of the underlying social and economic inequalities that were driving the racial divide in the United States. And one of, you know, I think another perfectly just criticism was he was too bought into what we now call neoliberalism with the kinds of economic advisers that he surrounded himself with who kind of accepted this new form or the new evolution of capitalism that was producing oligarchs and very large wealth inequalities which you could have addressed through antitrust, through you know different tax policy. But under Obama you saw this problem that I describe in a couple of my books as vetocracy that we have a constitutional a very complex constitutional system built around checks and balances. The essence of liberalism is the rule of law that there should be rules that govern and limit executive power. But I think that the American government at that point had become so complex that it became really hard for anybody to do anything either in a conservative direction which frustrated Reagan but also in a progressive direction. You know, issues of climate change really require fairly strong controversial decisions because you have clashing interests and you know somebody's got to resolve those. And so I think that the underlying institutional problems were really never addressed. You know, take the filibuster. It's completely non-constitutional limitation on the power of Congress. And you know, you could have gotten rid of the filibuster, but even that relatively low hurdle was not even attempted in that in that period. The other thing I think that I would criticize Obama for more was that in the absence of the ability of the government to take on frontally many of these challenges because it didn't have the power to do it, you had the flourishing of a certain kind of identity politics in civil society. And that, you know, was not I don't think that was the core of his presidency, but it certainly, you know, took hold in that period.

自由主义的制度俘获与内在耗竭

主持人:我完全赞同身份政治确实是在那个时期牢固确立起来的,而且我认为它的兴起原因与您刚才所描述的制度困境有着直接且密不可分的关联。这也正是我思考自由主义究竟在何处走入歧途的关键切入点之一——因为我认为自由主义在过去确实出现了相当严重的偏差与失误。

尽管我自己本质上也是一名坚定的自由主义者,但我不得不承认,当下的自由主义在整体上散发出一种极其真实且沉重的“精疲力竭之感”。对于这一困境,我常用的一句概括性论断是:“起初是自由主义成功捕获并塑造了各项国家制度,而最终却是这些制度反过来彻底绑架并俘获了自由主义。”

我之所以这么说,是因为在历史上的许多关键节点,恰恰是自由主义者亲手奠定并构建起了美国当代的整套政治与治理制度。在建立这些制度的过程中,他们毫无疑问是以自由主义者的身份与理想出发的,然而随着时间推移,这些制度逐渐演变、固化,并最终反客为主地塑造并禁锢了自由主义本身……

Original English

Interviewer: I do think it took hold in that period, but I think it took hold for a reason not unrelated to what you're describing, which is one of the ways I think about what has gone wrong in liberalism because I think quite a bit has. And I think liberalism right now, even though I'm a liberal, has real exhausted feeling to it is my my one line on this is that first liberalism captured the institutions and then the institutions captured liberalism. And what I mean by that is that liberals in many cases built America's political institutions. They certainly as liberals and became like...

自由主义的制度困境与程序主义的枷锁

主持人:作为大学的主导意识形态,自由主义者成为了充实这些机构的人员。因此,自由主义者也就成了为其制度失败承担责任的人,并在这些机构所能企及的视野范围内进行治理。

Original English

Interviewer: ...the reigning ideology of the universities, liberals became the people who staffed these institutions. And so then liberals became the people who owned their failures, who governed with the horizons of what these institutions could achieve,

嘉宾:对吧?

Original English

Guest: >> right?

主持人:如果你是这套体制的捍卫者,那是行不通的。如果你的道德抱负受限于那些失败机构所能达到的限度,你就不会拥有一套非常令人兴奋的政治哲学。

Original English

Interviewer: >> And if you are the defenders of the system, that doesn't work. If you are, if your moral ambition is boundaried by what failing institutions can achieve, you're not going to have a very exciting political philosophy.

嘉宾:不,你说的完全没错。是的,你在这一点上绝对是正确的。我认为,在目前这个节点上,对我来说,认为我们需要回到2016年以前的世界绝对是错误的,因为那个世界的政府基本上在做任何有雄心的事情时都寸步难行、受到束缚。我认为,推动特朗普上台的是一种信念——即原有的体系限制太多,因此他干脆想成为一个独裁者,打破各种规则来把事情办成。但是,为了推进进步主义的事业,你确实也需要一点这种魄力。比如,要把替代能源从生产地中部地区输送到消费地西海岸,光是完成一条输电线路的审批就需要耗费10年时间,而这正是由基本偏左翼的人士所引入的这种“程序主义”(proceduralism)的产物。所以你说得对,他们给自己制造了这种制度上的紧身衣。我认为当下巨大的挑战之一,就是如何回归到一个真正能够有所作为、办成好事的更强有力的政府。

Original English

Guest: >> No, you're absolutely Yeah, you're absolutely right about that. I think that um at this point, you know, for me it would be absolutely wrong to think that we need to go back to the pre-2016 world because that world was one in which the government was basically hobbled from doing anything ambitious. Uh I think you know um what propelled Trump to power was the belief that it was too constraining and so he simply wanted to become a dictator, violate you know all sorts of rules in order to get things done. But you need a little bit of that in order to do progressive things. Uh you know it takes 10 years to get the permitting done to do a transmission line to get power from the middle of the country where alternative energy is produced to the west coast where it's consumed and that's the product of you know this kind of proceduralism that was ushered in uh by people basically on the left. Uh so you're right that they created this institutional straight jacket and I think one of the big challenges is how to go back to uh a stronger government that can actually do good things.

程序主义的双刃剑与2028年的执政难题

主持人:这种程序主义,我认为正是眼下一个非常尖锐的矛盾张力所在。因为一方面,自由派甚至左翼对唐纳德·特朗普的大部分批判,都集中在他对程序的践踏与废除上——

Original English

Interviewer: Well, this proceduralism is, I think, a very biting tension right now because on the one hand, much of the critique that liberals, even the left has of Donald Trump, is the evisceration of procedure,

嘉宾:对吧?

Original English

Guest: >> right?

主持人:他想建一个宴会厅,就直接用推土机推平东翼建筑。而在另一方面——这也确实是事实,我的意思是他确实在践踏程序:他解雇监察长,做着各种按照我们政府体制原本不该被允许做的事情。我认为,你很难在对违反程序群情激愤的同时,不顺理成章地把自己包裹成程序的坚定捍卫者。因此,程序既是一个问题——体现在它正被肆意无视;但当你执政时,它在某种程度上也是一个问题——体现在它被过度死板地遵循。

Original English

Interviewer: >> He wants to build a ballroom. He just bulldozes his E-wing. And on the other hand, and that's true, I mean, he is eviscerating procedure. He is firing inspectors general. He is doing all kinds of things that properly you are not supposed to be able to do under our system of government. It is very very hard I think to become very spun up about violations of procedure and not then accidentally wrap yourself as a defender of procedure. And so procedure is both the problem in the sense that it is being ignored, but also a little bit when you're in power, the problem in the sense it is being overly followed.

嘉宾:这就让你处于一个非常尴尬、不舒服的立场。我认为如果民主党人在2028年当选,他们将面临一个巨大的难题,因为他们会想要推行各项事业,特别是如果当选的是一位更加进步、立场偏左的民主党人,他们就会发现自己面临着曾经束缚奥巴马和拜登的同一套繁琐程序。你看,拜登希望在农村地区普及高速宽带网络,但在相关法案通过后的整整三年里,他完全无法把这件事落到实处。因此,他们未来势必会想要获得更多权力,而且在某种程度上他们不得不表现得更像特朗普一些。我认为关键的诀窍在于,从根本上保持在法律框架之内,但同时去修改法律,以赋予政府更多实实在在办事的权力。我认为这将会是一件很难向公众推销的事情,因为人们立刻就会指责说:“哦,你们现在的做法简直和唐纳德·特朗普一模一样。”但事实上,他当时确实是在回应一个真实存在的问题,即美国政府运作方式中真实存在的体制性难题。

Original English

Guest: >> That doesn't leave you a very comfortable place to stand. I think if a Democrat is elected in 2028, uh they're going to have a big um conundrum because they're going to want to do things, especially if it's a more progressive left-leaning Democrat, and they're going to find themselves uh up against these same procedures that have hobbled, you know, Obama and Biden. You know, Biden wanted to have uh high-speed internet in rural areas, and he was completely unable to produce that in in the three years that, you know, after the passage of of that act. So, uh, they're going to want more authority and they're going to have to in a way look a little bit more like Trump. Uh, I think that the trick is going to be to fundamentally stay within the law. Um, but to modify the law in ways that grant, you know, essentially more power to the government to to do things. Uh, and I think that's going to be a hard thing to sell because, uh, the immediate charge is, oh, you're just acting like Donald Trump. uh but in fact you know he was responding to a real problem this real institutional problem in the way that American government was operating.

温和节制与打破规则之间的内在矛盾

主持人:你在2021年写了一本书,我认为它在这里引入了一种很有意思的张力,那就是《自由主义及其不满》(Liberalism and Its Discontents)。那本书在结尾发出了一种呼吁——我不会说那是一种令人群情激昂的呼吁,因为针对这种主张很难产生热血沸腾的号召——呼吁把“温和”与“节制感”作为医治自由主义弊病的解药。

Original English

Interviewer: >> You wrote a book in 2021 that I think introduces an interesting tension into this which is called liberalism and its discontents and that book ends on a call I wouldn't really call it a stirring call. I think it's hard to have a stirring call for this for moderation as the answer for what is ailing liberalism, a sense of temperance.

主持人:在这里我问你如何看待奥巴马的总统任期,你从根本上给我的回答是:他的变革力度还不够激进;我问你关于美国制度和程序的问题,你说自由派未来不得不表现得更像唐纳德·特朗普,必须废除阻挠议事程序(filibuster)。长期以来我一直主张废除阻挠议事,我可以非常确信地告诉你,公众绝对不会把这种主张体验为一种“温和”。所以我很好奇你如何看待并化解这些观点之间的矛盾?

Original English

Interviewer: >> Here I ask you, you know, what you think of the Obama presidency and what you fundamentally say to me is it wasn't radical enough. I ask you about American institutions and procedures and you say liberals are going to have to be more like Donald Trump. They got to get rid of the filibuster. I've been arguing for ending the filibuster for a long time. I can tell you with certainty people do not experience that as moderate. So I'm curious how you think about resolving these.

嘉宾:我想你是对的,这里确实存在着某种内在矛盾。你看,那些勾勒出糟糕独裁政府特征的同一种手段或弊端,同样也会出现在一个良好的进步主义政府身上。比如,人们一直在抱怨最高法院推翻了“汉弗莱执行人案”(Humphrey's Executor)判例。这项规则原本允许国会设定具体条件,以限制总统是否能够随意解雇多元委员会(multi-member commission)中的执行机构官员。当年富兰克林·罗斯福想要解雇联邦贸易委员会(FTC)委员威廉·汉弗莱(William Humphrey),正是因为觉得这家伙阻碍了他推行“新政”的进步主义议程。因此,我们现在批评保守派占多数的最高法院推翻的这项对行政权力的制约,恰恰是当年进步主义者所希望打破的。我只是觉得这本身就根植于我们的政治运作之中:同一套制度安排,取决于你所设定的目标,既可以产生好的结果,也可以产生坏的结果。因此,你不仅必须具备一套你努力想要实现的良好目标,你同时也必须拥有行使权力的手段。

Original English

Guest: >> I I guess as you're you're right that there is a contradiction there. You know the same um uh vices that characterize bad uh dictatorial governments will also come to characterize good progressive ones. You know people have been complaining about the Supreme Court overturning Humphrey's executive. Uh this is this rule that um that allowed Congress to set terms under which a president could or could not fire an executive branch official in a multi-member, you know, commission. Roosevelt wanted to fire this guy, William Humphre, that had been a commissioner for the FTC because he felt that guy was getting in the way of his New Deal agenda, progressive uh agenda. So the very same constraint on executive power that we're now criticizing, you know, a conservative Supreme Court for uh overturning was something that progressives wanted. I just think that that's kind of built into uh built into our politics that the same set of institutions can either be good or bad depending on the goal that you set. So you have to, you know, have a good set of ends that you are trying to achieve, but you also need power.

国家权力的重返家产制与任人唯亲

主持人:让我们来谈谈那个涉足并利用了这里的某些制度失败与民众怨恨的人——唐纳德·特朗普。正如你所提到的,特朗普在你的《历史的终结与最后的人》(The End of History and the Last Man)中曾被提及过几次。但当他步入政坛时,他的形象已经不仅仅是一个资本主义成功的标志性人物。他作为带来复兴的民族主义、重塑对边界的信念、以及重塑对美国传统等级制度信念的代表人物而登场。随着时间的推移,在你的叙述中,他展现出来的形象,是一个不仅作为不同的领导人,而且在提议或塑造一种截然不同的政府形式、一种不同政体的人。你曾形容他正在使政府走向“再家产制化”(repatrimonializing)。这究竟意味着什么?

Original English

Interviewer: >> Let's talk about the man who stepped into some of the failures here or some of the resentments here, which is Donald Trump. As you mentioned, Trump uh appears a couple of times in end of history and the last man. But when he emerges into politics, he emerges as something other than simply an icon of capitalist success. He emerges as somebody bringing a renewed nationalism, a renewed belief in borders, uh belief in maybe more traditional hierarchies in America. And over time he emerges in your telling as somebody who is either proposing or modeling a different form of government, a different regime, not just a different leader. You've described him as repatrimonializing the government. What does that mean?

嘉宾:让我们从人类心理学的基本层面谈起。偏爱一个资质优秀但素不相识的陌生人,而不是自己的亲戚或朋友,这本身并不是人类的天性。想要回报亲朋好友,是人类非常自然的一种欲望。因此,人类历史上的绝大多数国家都是家产制国家(patrimonial states),这意味着国家基本上是为了统治者的利益而运作的。正是统治者的家族、亲戚和亲信朋友被赋予了特权,并得以借此中饱私囊、大发横财。人们涉足政治的目的,就是为了让自己致富。我认为,每一个成功建立起非人格化(impersonal)现代国家制度的社会,都始终面临着这种不断倒退回旧轨道的诱惑,因为统治者本人总是希望自己的亲朋好友能够得到优待。

举一个简单的历史例子:奥斯曼帝国在通往现代国家形态的道路上采取了一种最奇特的方式。他们字面上从巴尔干半岛掠夺年轻男童,把他们带到伊斯坦布尔,将他们训练成帝国的行政官僚和军事将领;但这些人被禁止组建家庭,因为帝国不希望出现裙带关系。然而,他们最终无法抵挡苏丹亲兵(Janissaries,耶尼切里军团)想要繁衍后代和组建家庭的诉求。于是,最终某位苏丹妥协退让了,国家便彻底退回到了奥斯曼人曾短暂成功摆脱的那套裙带化、家产制的世界之中。

我们现在正在重蹈覆辙。你看,现在的中东政策不再是由专业的职业外交官来处理,而是由贾里德·库什纳(Jared Kushner)和史蒂夫·威特科夫(Steve Witkoff)这两位唐纳德·特朗普的亲属与密友在操盘。我们正在为此付出沉重代价,因为一个现代国家确实需要由具备专业素养的精英、非人格化运作的专业人士来管理和运行国家机器。

Original English

Guest: >> So um let's begin with another bit of psychology. It's not natural to favor a well-qualified stranger over your relatives or your friends. It's a very natural human desire to want to reward friends and family. Uh so most states in human history were patrimonial, meaning that they basically were run for the benefit of the rulers. It was the ruler's household, the friends and family of the ruler that were given privileges and were able to enrich themselves. And the reason you went into politics was to enrich yourselves. And I think that every u society that has managed to create modern state institutions that are impersonal has had this constant uh backsliding temptation because the rulers themselves would like their friends and family to you know to be favored. Uh just one simple historical example, the Ottomans had the one of the weirdest ways of getting to a modern state. They literally captured young boys in the Balkans, brought them to Istanbul and trained them to be administrators and generals, but they couldn't have families because they didn't want nepotism, right? And uh they couldn't resist the demand of the janiseries uh uh to have children and have families. So eventually a sultan gave in and you're back in the whole nepotistic patrimonial world that the Ottomans had briefly managed to to get beyond. We're doing that right now. You know, instead of professional diplomats handling our Middle East policy, you get Jared Kushner and Steve Witkoff, you know, two friends and family of uh Donald Trump, and you're paying the price for it because a modern state really does need kind of meritocratic, you know, impersonal uh people running the state apparatus.

主持人:在一个看似被各种繁文缛节和规章程序填满以防止此类事情发生的体制中,特朗普能够如此轻而易举地开始建立或重建这种家产制结构,这是否让你感到惊讶?

Original English

Interviewer: Are you surprised how easy it was for Trump to begin to build or rebuild that structure in a system that seemed just choked with rules and procedures to keep that from happening?

嘉宾:是的,我感到极为震惊,美国公众似乎对此并没有那么在乎。我的意思是,也许随着时间的推移,未来会有某种问责机制发挥作用;但我确实没有预料到,现任政府中存在的这种程度的腐败竟然会被社会所容忍。

Original English

Guest: >> Yeah, I'm totally astounded uh that the American people don't seem to really care that much. I mean maybe in the fullness of time uh there'll be some accountability but yeah I would not have expected that the degree of corruption that exists in the current administration would have been tolerable

强人政治、权力崇拜与制度韧性

嘉宾:……例如对主流共和党人来说就是如此。当特朗普在 2024 年大选中卷土重来时——这比 2016 年时明显得多——他是作为一个展现出勇气、激情(thumos)与魄力的候选人来参选并集结起其联盟的。你知道,特别是在那次险些得手的暗杀未遂事件发生后,他高举染血的拳头伫立,这种形象便彻底确立了。

Original English

Guest: ...to, you know, mainstream Republicans. For example, when Trump sort of roared back in the 2024 election, much more so than in 2016, he ran and assembled a coalition as a candidate of courage and thumos and passions. You know, this really took hold after the nearly successful assassination attempt with his bloodied fist in the air.

主持人:你看到人们围绕着他聚集起来,几乎把他当成一个神话般的“历史伟人”式人物。但我认为,现在这种情绪在整个体制中已经消退了不少,因为他看起来又多了一些荒诞、危险和浮夸做作,比如把时间都耗在宴会厅里。

Original English

Host: You saw a sort of rallying around him as an almost mythic man of history figure. I think a lot of that has drained out of the system now as he seems a little bit more ridiculous, dangerous, campy, you know, spending his time on the ballroom.

主持人:是的。不过,至少就一部分人希望在他身上看到的东西而言,或者他们认为他代表了某种他们觉得已经缺失的东西而言,这里面是否有值得我们吸取的教训或看清的本质?

Original English

Host: Yeah. But is there something to be learned or be seen about what at least some people wanted to see in him? What they thought he might represent that felt to them like it was missing?

嘉宾:嗯,我认为这完全关乎权力。我觉得目前特朗普的许多辩护者会说:民主党只会产生软弱的领导人,而我们渴望一位强有力的领导人。他们会为腐败开脱,说:“好吧,也许确实存在腐败,但为了能有一个真正想关闭边境且有能力做到这一点的人,这就是必须付出的代价。”并且,他们会对他任内发生的所有其他对制度的破坏视而不见,因为他们追求的就是那种力量。

这种现象是我在美国政治中原本未曾预料到的,因为我们的制度原本从根本上就是为了防范这类领袖而设计的。亚历山大·汉密尔顿有一封著名的信件,极为精准地预见到了特朗普式的现象。他写道:美国政治迟早会走到这一步,某个具有高超口才的人将会站出来,为了建立其个人权力而再次聚拢民众。这正是当年制宪先贤设计出这套复杂的宪政体制的部分原因。顺便说一句,我也并非彻底的悲观主义者。我认为,在这个故事的最后,我们的制度实际上是能够经受住考验的;然而在此期间,我们确实被迫踏上了一段非常危险的旅程。

Original English

Guest: Well, I think it's all about power. You know, I think that many of Trump's defenders currently would say that we still, you know, that the Democrats only produced weak leaders and we want a strong leader. They'll excuse the corruption by saying, "Well, okay, maybe you're getting corruption, but that's the price you have to pay to have somebody that really wanted to close the border and was able to do that." And they'll look past, you know, all of the other institutional depredations that have happened under him because they want that strength. It's something that I wouldn't have expected in American politics because really our system is really designed to guard against, you know, that kind of leader. There's a famous letter of Alexander Hamilton that anticipates Trump perfectly. He said there will be a point in American politics where some person with great oratorial skills will come and rally people again, you know, in favor of his own personal power. And that, you know, was part of the reason they designed this complex constitutional system. By the way, I'm not completely pessimistic. I think our institutions actually are going to hold at the end of this story, but you know, we're being taken for a very dangerous ride in the meantime.

“到达丹麦”在当下是否仍是终极目标?

主持人:你曾写过两本书——我具体记不清出版年份了——探讨现代政治国家的起源。那些书的核心问题正是:“如何到达丹麦?”也就是说,人类如何从更原始的社会组织形式,过渡到由丹麦在隐喻和具象层面所共同代表的那种先进、高效、公正且中立的国家形态?我记得当时读这些书时,觉得这种表述非常有道理。

但为了我们今天的对话,当我再次回想起这些内容并重新构思“如何到达丹麦”这个问题时,我心里隐隐觉得这不再是一个正确的问题了——丹麦似乎已经不再代表未来。首先,欧洲自身看起来就并非那么稳定。你刚刚看到德国选择党(AfD)在德国的地方选举中取得了巨大斩获,极右翼民粹主义在整个欧洲大陆蔓延崛起;同时,人们也普遍感到欧洲正在掉队,它自身似乎正被各种繁文缛节与繁琐程序所扼杀;而与此同时,中国正在全速向前狂飙。如果你今天来写那些书,重新思考国家的形成以及它们所走的演进路径,你依然把丹麦视作一个终极目标吗?

Original English

Host: You wrote, I forget when they actually came out, but these two books about the origins of modern political states. And the central question in those books was about how do you get to Denmark? How do you get from, you know, more rudimentary forms of human organization to the advanced, efficient, fair, neutral state sort of both metaphorically and literally represented by Denmark? And I remember reading those books at the time and thinking that that statement made sense. And as I was thinking about them again for this conversation, some part of me, when I framed the question, "how do you get to Denmark?", it no longer felt like the right question, that Denmark does not feel like the future. I mean, one, Europe itself does not seem all that stable. You just saw the AfD posting a huge result in a regional German election. You have far-right populism rising all across the continent. But also the generalized sense that Europe is falling behind, that it is itself being somewhat choked by rules and procedures, that China is roaring forward. If you were writing those books today, if you were thinking about the formations of states and the pathway they're traveling, do you still see Denmark as a goal?

嘉宾:不,绝对依然是。我的意思是,我推崇丹麦的原因,与伯尼·桑德斯推崇它的原因截然不同。这并不是因为它拥有庞大的福利国家制度,而是因为它的治理非常高效称职(run competently)。在整个人类历史的长河中,我找不出任何一个时期,国家行政层面的治理能力(competence)不是一种美德。

哪怕你的政治目标是限制移民,这种行政效能同样是一种美德。丹麦政治很有意思:它的政局一直比我们稳定,但他们切实收紧并关停了大规模移民,尽管他们的执政联盟中依然包含社会民主党人。

Original English

Guest: No, absolutely. I mean, the reason I like Denmark, it was not for the same reason as Bernie Sanders. It's not cuz it's got this huge welfare state. It's because it's run competently. And I just don't see any period in human history in which competence in state administration is not a virtue. And it's going to be a virtue if your goal is to restrict immigration. It's interesting: Danish politics has been more stable than ours, but they've really closed off immigration despite the fact that there's still a coalition with Social Democrats in it.

主持人:包括我的同事戴维·莱昂哈特(David Leonhardt)在内的一些人也指出,这正是丹麦政治更加稳定的原因——他们基本上将自由主义与一种更为封闭的边境民族主义融合在了一起。

Original English

Host: And some people—my colleague David Leonhardt among others—has argued that that's why their politics have been more stable, that they basically merged liberalism with a more closed-border nationalism.

嘉宾:是的。但关键在于,他们确实能够高效、称职地执行这项政策,并且真正实现了这些目标。所以再次强调,我根本看不到在任何情况下,拥有一套高效称职的现代公共行政管理体系会不构成一种优势。这从一开始就是国家致富的根基所在,也是国家在日后应对各类突发危机(如疫情或金融危机)的核心能力。如果在 2008 年我们没有一批真正高水平、称职的金融监管与管理者,我认为我们当时就会陷入巨大的麻烦之中。

Original English

Guest: Yeah. But the thing is that they could actually do it competently and they could actually achieve those goals. So again, I just don't see any circumstance in which having a competent modern public administration isn't going to be an advantage. That's how countries get rich in the first place and that's how they manage the different crises that hit them at later points like pandemics and financial crisis. If we didn't have a really competent set of financial managers in 2008, I think we would have been in big trouble.

欧洲困境、过度程序主义与单一市场缺失

主持人:我并不是说我们不需要高效称职的行政体系,我们确实需要;我也没有说建立这样的体系不难,它确实极难实现。但我希望引导你深入探讨我在此提出的核心问题,即如果你再次戴上宏观叙事与宏大主题的帽子来审视——

Original English

Host: I'm not saying that we don't want competent administration. We do. And I'm not saying that that isn't very hard to achieve. It is. But I want to try to push you towards the question I'm asking here, which is whether or not—again with your more thematic hat on—

嘉宾:请讲。

Original English

Guest: Yeah.

主持人:我认为在过去一二十年里,围绕欧洲的讨论发生了翻天覆地的变化。你记得在 2000 年代初期,曾涌现出一大批探讨欧盟是否代表人类未来的著作;而如今,欧洲似乎被远远抛在了后面,在政治上也变得远没有那么稳定。

眼下呈现出一种奇特的竞争格局:一边是美国以一种鲁莽、混乱、高风险的方式运转;另一边是中国展现出惊人的建设能力,打造出 21 世纪的制造业与创新巨兽,并且在一种更加威权的政治体制下运作——它同样承担风险,但采取的是极其精算的方式。而在这种格局下,如果说我们努力的目标就是达到欧洲当下的状态……欧洲给人的感觉,多多少少像是正在陷入某种——

Original English

Host: I think the conversation around Europe has changed a lot in the past decade or two decades. You know, we've gone from—I remember this spate of books in the early 2000s about whether or not the European Union was the future, and now Europe seems very left behind and a lot less stable politically. And you have this sort of strange competition between an America that is operating in a reckless, chaotic, high-risk way and a China that is showing incredible capacity to build a 21st-century manufacturing and innovation juggernaut that is operating under a much more authoritarian form of politics that takes risks, but in a very calculated way. And somehow the idea that, you know, what you're trying to do is get to where Europe is... I mean, Europe feels a little bit like it's getting—

嘉宾:不,听我说,我绝不是主张要达到欧洲当前的状态。欧洲的问题在于,如果你要谈论过度的程序主义(excessive proceduralism),欧洲就是典型代表。基本上,他们的官僚制定了如此繁琐庞杂的规则,你既有各成员国层面的法规,上面又压着整套布鲁塞尔官僚体系。

任何在欧洲经营的人都会告诉你,为了合规而必须应对他们设立的这一座座规章大山,正是欧洲没有孕育出大型科技产业的原因。例如,马里奥·德拉吉(Mario Draghi)以及无数其他改革者反复建议的核心事项之一,就是要真正建立一个统一的单一市场——而这本该是欧洲共同体成立的全部初衷所在。你在欧洲无法形成大规模企业,因为 27 个成员国中的每一个都设立了各种吹毛求疵的微观规则。因此,他们根本没能达到那个目标,他们绝不是这种意义上的典范——

Original English

Guest: No, look, I am not trying to get to where Europe is. Europe is, you know, if you're talking about excessive proceduralism, that's Europe. Basically their bureaucrats make so many rules, you have member state-level rules and then you've got the whole Brussels bureaucracy. And anybody operating in Europe will tell you that complying with this mountain of rules that they established is why they don't have a big tech industry. For example, one of the things that Mario Draghi and countless other reformers have recommended is actually get a single market. That was the whole point of the European Community. You can't have large-scale companies in Europe because every one of the 27 member states has all these niggling little rules. So, they're not there. They're not a model of—

主持人:在欧洲各国之间开展跨境销售极其困难。

Original English

Host: It's very hard to sell across the countries.

嘉宾:跨国销售根本行不通。而在美国,在全国范围内开展销售是非常容易的。

Original English

Guest: You can't sell across. It's very easy to sell in America.

主持人:是的。正因如此,欧洲通过缺乏一个真正能为欧洲企业创造公平竞争环境的有效行政管理体系,亲手给自身的经济生产力套上了枷锁。

Original English

Host: Yeah. And for that reason they have put limits on their own economic productivity by the fact that they don't have competent administration that could actually make a uniform playing field for European companies.

官僚个人素养与治理成效的背离

主持人:好的,但我希望在这里打断你一下,因为我想请你为我更深入地化解这种内在张力。当我们讨论这一点时,我想起经济学家泰勒·考恩(Tyler Cowen)曾发表过类似观点的论述。他说:你接触那些在欧洲政府部门工作的人,几乎所有人平均而言都非常有能力、有教养;相比美国处于同等职位的官员,欧洲官员能跟你畅聊更多关于文学、书籍和艺术的话题。

然而,最终的实际产出与治理成果却并不理想,欧洲依然举步维艰。为什么会这样?这些个人能力卓越的政府体系,为何没能转化成更高效称职的实际治理效能?

Original English

Host: Okay. But I want to stop you here because I want you to try to resolve this tension more for me. I think when we say that—I remember Tyler Cowen, the economist, saying something of this nature where he said, look, you meet people who work in the government in Europe, and almost to a person they are, on average, they are competent, they are cultured, they can say more to you about literature and books and art than the person in the same position in America can. And yet the outcomes are not that good, that Europe is struggling. Why? What is it about these competent governments that is not leading to more competent governance?

嘉宾:嗯,这恰恰说明他们实际上并没有那么称职。我认为,治理效能(competence)绝不是靠层层堆积规章制度的数量来衡量的。在某个节点上,我认为一个高效称职的政府必须大幅削减这些繁文缛节,转而依赖运行这些系统的管理者的常识以及自主自由裁量权(discretionary judgment)。

因此,我不认为他们实际上真正具备了治理效能。当体制走到某个程度时,你会被困在一个错误的制度体系中——这个体系将自身的合法性建立在不断制定更多规则之上。然而我认为,真正的合法性源自实际成果(outcomes)。而他们目前正处于一个无法取得实际成果的境地,因为他们已经被这种繁琐沉重的合规文化彻底扼杀了……

Original English

Guest: Well, that indicates they're actually not so competent. I don't think competence is measured by the number of rules that you pile up. At some point, I think competent governments have to cut back on those rules and rely on the common sense and the discretionary judgment of the people running those systems. So I don't think that it's the case that they are actually competent. There's a point at which you're trapped in an institutional system that sees legitimacy lying in further rulemaking, and I think legitimacy really comes from outcomes. And they're at a point where they're not getting outcomes because they're choked by this compliance—

政治沟通的算法化与民粹主义的崛起

提问者:……这种他们形成的服从规则的心态。

我觉得有一件事正在同时改变美国和欧洲的政治——中国在这方面情况略有不同——那就是我们进行政治沟通的平台,以及塑造我们政治视野的平台发生了改变。过去,人们可能早上读报纸,或者晚上看新闻联播;而现在,我们进入了这种更加无序、算法驱动的社交媒体乃至超越社交媒体的环境。我从来不认为民粹主义右翼在全世界范围内开始激增与政治沟通走向算法化发生在同一时期只是一个巧合。

我很想知道,从你关于政治秩序和人类心灵的理论角度,你是如何看待这一现象的?社交媒体在某种程度上是对“被认可”(recognition)的持续度量——“你看到我了吗?”、“你给我点赞了吗?”等等,而政客们也在持续获得这种反馈。这改变了他们的行为方式、思考方式,以及他们对自己表现如何的认知判断。这如何契合到你关于政治秩序和人类心灵的理论当中?

Original English

Interviewer: ...this compliance mentality that they've developed.

One thing that I think is shifting the politics of America and Europe simultaneously—China is a little bit of a different case here—is that the platforms on which we politically communicate and the platforms on which we shape what we see politically have changed. We've moved from, you know, people maybe read the newspaper in the morning or they watch some nightly news show to this much more anarchic algorithmic social and beyond social media environment. I never think it's an accident that the populist right began to surge across the world at the time that political communication went algorithmic.

I'm curious how you see this in terms of some of these theories and part of the way that social media is a constant measuring of recognition. "Are you seeing me?", "Are you liking me?", and the politicians get this constant feedback. It shifts how they act, how they think, how they generate a sense of how they're doing. Where does this fit in in some of your theories of political orders and the human soul?

福山:自 2016 年以来,我们就关于所有这些民粹主义究竟源自何处展开了旷日持久的争论。每个人都会列出七八条原因:贫富差距、全球化、无能的领导层,然后在最后加上一句“还有社交媒体”。

我其实认为,以社交媒体为代表的科技因素,实际上比大多数其他解释要重要得多。如果没有社交媒体,你就无法解释民粹主义兴起的时间节点,尤其无法解释它所呈现出的具体形态。例如,在当今时代,作为一个保守派——或者说民粹保守派——很大程度上意味着相信阴谋论。而在一个完全缺乏监管的互联网环境中,阴谋论变得极易传播。事实上,在这样的网络环境下,传播阴谋论甚至是有激励机制的。

如果你是一名网络网红,获取粉丝的方法就是发表越来越耸人听闻的言论。你的公信力并不取决于你是否实际进行了事实核查,也不取决于你是否有确保信息可靠性的制度保障;它只取决于你获得了多少个点赞。我认为,这绝对是那段时期内接入互联网的国家出现政治激进化现象的核心原因所在。

Original English

Francis Fukuyama: Well, you know, ever since 2016, we've been having this prolonged debate about where all this populism is coming from. And everybody gives this list of seven or eight things: economic inequality, globalization, incompetent leadership, and then they say at the end, "and also social media."

I actually think that technology, exemplified by social media, is really much more important than most of the other explanations. You can't explain the timing for the rise of populism, and in particularly you can't explain the particular nature that it has taken without social media. For example, a lot of what it means to be a conservative these days—a populist conservative—is to believe in conspiracy theories. And it is much easier to promulgate. In fact, there are incentives for promulgating conspiracy theories on a completely unregulated internet.

You know that the way you get followers, if you're an internet influencer, is to say more and more outrageous things. Your credibility is not measured by whether you actually have done the fact-checking and have these institutional safeguards for the reliability of your information. It's how many likes you get, and I think it's absolutely been at the core of a lot of the radicalization of the politics of countries that have gone online in that period.

中国模式与自由民主的制度竞争

提问者:在我们对话中一直隐约提及的一个话题是中国。你在最开始时曾说,《历史的终结》核心关乎一个问题:我们是否会构想出比美国更成功、更令人向往的复杂社会组织方式。而在你最近的评论和访谈中,我注意到你开始正视这样一种可能性:中国所代表的模式实际上正在有效运转,并可能在更广泛的范围内产生吸引力。我记得你曾说过类似这样的话:我们已经有三分之一的可能看到它真正成为一种更成功的模式。

所以,请谈谈你认为中国作为一种政治组织形式代表了什么?它与自由民主制度的区别在哪里?以及你认为这对于它作为一种可能被其他国家和城市效仿的模式意味着什么?

Original English

Interviewer: So something that has been kind of lurking in our conversation is China. And you had said at the beginning that the "End of History" was about this question of would we come up with ways of organizing a complex society that were more successful, more desirable than America. I've seen you in more recent comments and interviews begin to grapple with the possibility that China represents a model that actually is working and could appeal on a wider scale. I think you said something like we're a third of the way to that actually being the more successful model.

So tell me what you think China both represents as a form of political organization, where it differs from liberal democracy, and what you then think that means for it as a possible model of what other countries and cities are going to try to...

福山:当然。我认为自由民主体制的基础在于拥有一个受法治和选举双重制约的有能力的国家机器(competent state)。中国拥有一个有能力的国家机器——而且是非常有能力——但它既没有法治,也没有选举。因此,那里的治理质量完全取决于统治者自身的素质。

中华文明的特征之一,在于儒家思想将官僚制内化为其根本性的文化特质之一。受过良好教育的人应当成为统治者,直到今天,中国政党的干部依然是从社会中最优秀、最聪明的人才中选拔出来的。因此,他们拥有一个极其高效有能力的国家机器。

所以我一直以来的看法——而不仅仅是最近才有的想法——就是这是唯一有可能与自由民主制度相竞争的替代性政治与社会制度,恰恰是因为他们有能力应对现代科技。他们能够站在科技的前沿,并由此实现经济增长。

问题在于,这是否是一种可持续的模式?我认为仍有理由将此视为一个悬而未决的问题。因为他们的经济建立在对其最初致富的出口导向型模式的加倍押注之上,而这不是一种可持续的模式。他们的房地产市场存在巨大问题,他们将面临严重的失业问题——那里的青年失业率已经处于极高水平。因此,我认为不能将他们经济或政治体制的可持续性视为理所当然。

我之所以开始就中国与美国展开这类论述,是因为美国模式自身已经发生了退化。

Original English

Francis Fukuyama: Sure. Well, I think a liberal democracy is based on having a competent state that is limited both by a rule of law and by elections. And China has the competent state—very competent—but it doesn't have either rule of law or elections, and therefore the quality of governance there depends entirely on the quality of rulers.

One of the things about Chinese civilization is that Confucianism embodies bureaucracy as one of its foundational cultural characteristics. Educated people should be the ones that rule, and to this present day that's where Chinese party cadres are recruited from: the best and brightest in society. So they've got this tremendously competent state.

So it's not just recently, I've thought all along that this is the only alternative political and social system that has a chance of being competitive with liberal democracy precisely because they can deal with modern technology. They can be at the forefront of technology and as a result of economic growth.

The question is: is this a sustainable model? And I think that there are reasons to still regard that as an open question because their economy is based on doubling down on this export-driven model that made them rich in the first place. That's not a sustainable model. They've got big problems in their property market. They're going to have huge problems with unemployment; youth unemployment there is already at extraordinarily high levels. And so I don't think you can take the sustainability of either their economic or political systems for granted.

The reason I started saying these things about China versus the United States is because the American model has deteriorated.

技术范式变迁对民主制度的冲击与信息处理能力

提问者:对,没错。我也不确定我们自己模式的可持续性能否被视为理所当然。

Original English

Interviewer: Right. Yeah. I'm not sure you could take the sustainability of our model for granted.

福山:不,你说得很对,完全正确。在我看来,我们现在的这届政府正在竭尽所能地削弱美国相对于中国的地位:攻击科学建制、攻击盟友、在经济政策上完全反复无常且专断独行。我的意思是,一个有能力的国家绝不会做出这种事情。

Original English

Francis Fukuyama: No, that's right. No, absolutely right. It seems to me we've got an administration that is doing everything it can think of to weaken the United States vis-a-vis China: attacking the scientific establishment, attacking allies, being completely capricious and arbitrary in economic policy. I mean, this is not something that a competent state does.

提问者:或许可以把我们过去几分钟讨论的两点结合起来。当人们谈论“我们的模式”时,无论指的是美国还是欧洲,脑海中往往是指某种特定的治理形式。但你刚才多次提及的一点是:那种治理形式是在特定的历史语境(战后语境)以及特定的技术语境(特定的沟通方式)下扎根并繁荣起来的。那是一个报纸、广播和电视的时代。

我认为关于我们自身的一个悬而未决的问题是:这些历史偶然条件是否构成了根本基础?某种特定形式的政府,与传播、技术以及特定水平的全球化所处的特定历史时刻之间,是否存在某种深层的绑定关系?

即将到来或者说已经出现的关键问题是:所有这些模式在一个截然不同的、尤其是全新的技术时代中将如何运转?它们如何适应或无法适应社交媒体和算法媒体?它们如何适应或无法适应人工智能?它们如何适应或无法适应全球化?我很想知道你是如何将这些变量纳入你的理论分析框架之中的。

Original English

Interviewer: But maybe to unite two things we were just talking about in the last couple of minutes. When people talk about our model, they tend to mean in their head, whether it's America or Europe, a particular form of governance. But something that you gestured out a few times there is that that form of governance took hold and flourished in a particular historical context—the post-war context—and a particular technological context, a particular way we communicated. It was a period of newspapers and radio and TV.

And I think one of the open questions about us is whether or not these contingencies were fundamental. Whether or not there was something in the way a particular form of government connected to a particular moment in communications, technology, a certain level of globalization.

And the question that's coming or maybe is already here is how all of these models operate in a different, particularly technological era, right? How they adapt or don't adapt to social and algorithmic media, how they adapt or don't adapt to AI, how they adapt or don't adapt to globalization. But I'm curious how you bring those things into your framework.

福山:噢,不。听着,我从来没有说过自由民主在所有可能的技术条件下都是最好的制度。事实上,我认为技术视野的本质决定了你可能拥有何种形态的政治。

正因如此,我认为人工智能将对我们的民主制度构成巨大威胁。实际上,我在 2000 年代初曾写过一本关于生物技术的书。当时我主张,如果人类真的能够——比如通过类似 CRISPR-Cas9 的技术——修改人类生殖系基因以改变人性,那么就会动摇现代自由主义的一些基本前提。因为这样一来,你就可能以前所未有的方式创造出不同阶层的人类。

而现在,你可以将生物技术与人工智能结合起来,产生这些极具科幻色彩但完全可以想象的后果,而这对于维持我们所见到的那种平等主义社会而言将是彻底致命的。我们已经目睹了科技领域这种财富的极度集中,而这种财富集中本身也是民主制度极难应对的挑战。

所以,是的,我认为这一切都取决于任何特定时间节点上的技术本质。

Original English

Francis Fukuyama: Oh, no. Look, I've never said that liberal democracy was the best system under all possible technological conditions. I think in fact the nature of the technological horizon determines the kind of politics you can have.

And I think for that reason, you know, AI is going to be very threatening to our democratic system. I wrote a book in the early 2000s actually about biotechnology where I was arguing that if you could actually, you know, through something like CRISPR-Cas9, if you could modify the human gene line to modify human nature, you would attack some of the basic premises of modern liberalism. Because you could create different classes of human beings in a way that didn't exist before.

And now you can combine the biotech with the AI and produce these really very science fiction-y, but entirely conceivable outcomes that are going to be completely toxic to the maintenance of the kind of egalitarian society that we've seen. We've already seen this extraordinary concentration of wealth in the technology sector, and that by itself is also something that is very difficult for a democracy to deal with.

So yeah, I think that it's all contingent on the nature of technology at any given point in time.

提问者:审视政治制度的一个视角是:它是一种用于吸收信息并对信息做出反应的集体技术(collective technology)。它的运转效果好坏,取决于它完成这项任务的能力高低。

我认为我们越来越清楚地看到,我们的系统吸收和响应信息的能力正在退化。而人工智能本质上正是一个用于吸收、收集、聚合,进而做出响应或反应的系统……

Original English

Interviewer: One way to look at a political system is that it is a collective technology for absorbing and responding to information. And it works better or worse depending on how well it's able to do that. And I think increasingly we're seeing the way our system is absorbing and responding to information is degrading. AI is very much a system for absorbing, collecting, aggregating, and then responding or reacting to...

人工智能整合与现代政治体制

Speaker A:……处理信息。我还没有看到任何特别令人信服的论述,说明你如何能将这种能力更根本地整合到一个政治体制中。但我有点难以想象未来不会围绕这一点展开更深刻的实验。也许我们能想象运行的这套系统,曾经更多地受限于人类智力的运作方式以及人与人之间协作的速度——

Original English

Speaker A: ...information. And I've not seen any particularly convincing descriptions of how you might integrate that capacity more fundamentally into a political system. But it's a little bit hard for me to imagine there won't be more profound experimentations around that, that maybe the set of systems we can imagine operating which were more bounded by the way human intelligence worked and the speed of human beings working with each other—

Speaker B:——并不必然是其边界。而且你知道,未来10到20年的世界将向更奇怪的事物敞开大门,这甚至超越了我们20世纪政治科学所设想的范围,如果说它并非总是超出我们20世纪科幻小说设想的话。

Original English

Speaker B: —is not the boundary, and the, you know, the world is going to be opening to stranger things in the next 10 or 20 years than were imagined in our 20th-century political science, if not always in our 20th-century science fiction.

Speaker A:是的。我认为现代政府将不得不依赖人工智能,仅仅是为了处理信息,因为外面的信息实在太多了,人类太难去吸收他们所需要的所有输入。但我认为真正的危险在于代理型人工智能(Agentic AI),即人类将某些权力委托给机器,而机器随后可以自主运行。

你知道,这非常有趣。如今在计算机科学的最前沿,研究人员更像是刚刚发现了一个新物种的动物学家,他们正试图观察它在不同条件下的行为表现,但他们并不真正知道机器内部到底在发生什么,尽管他们正是建造它的人——

Original English

Speaker A: Yeah. Well, I think that modern government is going to have to rely on AI simply to process information because there's too much of it out there and it's too hard for human beings to, you know, absorb all of the inputs that they need to. I think the real danger is in agentic AI where human beings delegate certain powers to machines that can then operate autonomously.

You know, it's very interesting. At the frontier of computer science these days, they're more like zoologists that have just discovered a new species and they're trying to observe how it behaves under different conditions, but they don't really know what's happening on the inside of the machine, even though they're the ones that, you know, built it—

Speaker B:——而且他们正试图以尽可能快的速度让这个新造物变得更强大,却不知道这会导致什么后果。

Original English

Speaker B: —and they're trying to make that new creature more powerful as fast as they possibly can. They don't know what that will do.

Speaker A:是的。我的意思是,现在正在进行一场疯狂的竞赛。我认为真正的危险在于这种过度委托权力的可能性,然后你知道,机器会发展出一些价值观,这些价值观可能并不真正符合其创造者所期望的方向。

我是说,我们几周前就已经遇到了 Hugging Face 的那个事件,机器做了一些完全应该被严格禁止的事情。而我认为,这仅仅是未来更多类似事件的开始。

Original English

Speaker A: Yeah. I mean, it's kind of a crazy race that's going on right now. I think that's really the danger is this likelihood that we will overdelegate and then, you know, the machine will develop values that may not really align with, you know, the ones that the creators hoped it would. I mean we already had this Hugging Face incident a couple of weeks ago where the machine did something that was completely supposed to be off limits, and that's just the beginning, I think, of, you know, more stuff like that to come.

自我提升与中美人工智能地缘竞赛

Speaker B:别人也提出过这个观点:过去人们总是担心人工智能会从我们手中夺走自主权(agency),而现在显而易见正在发生的事实是,我们正以尽可能快的速度主动把自主权拱手让出。我跟那些在实验室研究自我提升(self-improvement)的人聊过——他们自己甚至都不一定认为自我提升是个好主意,但即使这不是个好主意,如果其他实验室或其他国家打算这么做,他们就必须抢先一步。

我想这也是我想了解你视角的地方:我们在监管人工智能方面能做或不能做的很多事情,都取决于中美之间、企业与企业之间这些至少是被普遍感知的竞赛态势。这对我来说并不像是一个人类历史上没有先例的问题。但这个问题的到来,恰逢美国政府相当不稳定、我们对自身治理能力的信心相当低落的时期,而中国正在奋力追赶我们,两国之间存在着巨大的敌意。我很想知道你如何看待这一更多基于国际关系维度的层面。

Original English

Speaker B: This is a point others have made, but the fear was always that the AIs would take agency from us. What's obviously happening is we are handing that agency over as fast as we possibly can. And I talked to the people at these labs working on self-improvement—they don't even necessarily think self-improvement is a good idea, they just, even if it's not a good idea, if the other labs or the other countries are going to do it, they want to get there first.

And I guess this is a place where I wonder about your perspective that so much of what we can or can't do in terms of regulating AI is dependent on these at least perceived race dynamics between the US and China, between firms and other firms. This doesn't feel to me like a problem without human precedent. But it is a problem coming at a time when the government of the US is pretty erratic and our confidence in our governing capacities is pretty low, where China is trying to catch up with us, where there's a lot of enmity between the two countries. I'm curious how you look at this more international relations-based aspect of it.

Speaker A:好吧,单就国内层面而言,国家能力的问题又回来了,因为如果政府内部没有真正理解这项技术的人,你就无法对其进行有效监管——至少要达到能够真正把握事态发展并在某些方面实施管控的水平。

而在国际问题上,显然存在着推动每个人向前狂奔的人工智能地缘政治。你知道,大家太担心中国会做什么了。但我认为这种担忧在某种程度上是有点错位的,因为据我观察,中国共产党并不是一群崇尚自由意志主义的人,他们不会说:“哦,太棒的技术了,我们就彻底放任自流吧,我们不会去试图控制它。”相反,他们一定会试图去控制它。

如果你创造了一个非常擅长攻破政府运行的最机密计算机的模型,他们绝不会希望看到这种东西外泄,他们也不会希望中国普通公民拥有这种能力。

因此,我并不确信在美中竞争的背景下就完全无法建立起某些基本规则来设定一些限制。我认为这是绝对必要的,因为即使像美国这样庞大而强大的国家,也根本无法单靠自己做到这一点。

Original English

Speaker A: Well, just on a domestic level, the state capacity problem comes back because you can't regulate this technology if you don't have people in the government that understand it, at least at a level that they can really get a hold of what's going on and make, put some controls in place.

On the international question, obviously there's a geopolitics of AI that's driving everybody forward. You know that they're too worried about what China is going to do. I think some of that worry is a little bit misplaced because as far as I see it, the Communist Chinese Party is not a bunch of libertarians that say, "Oh, great technology. Let's just let it rip. We're not going to try to control it." They're going to try to control it. If you create a model that is really good at breaking into the most classified computers your government runs, they're not going to want to see that get out. You know, they're not going to want to have Chinese citizens have that capability.

So I'm not sure that there's no basis on which you couldn't get some ground rules laid down despite the competition between the United States and China that put some limits on this. And I think it's going to be absolutely necessary because even a big powerful country like the United States can't do this simply on its own.

协议的可信度与技术控制的困境

Speaker B:我听到人们担心的一点是,即使你能设想出达成一项协议,这种协议是否能够被核实、是否值得信任?

Original English

Speaker B: One thing I've heard people worry about is whether or not even if you could imagine a deal, whether or not that kind of deal would be verifiable, trustworthy.

Speaker A:是的。人们会说:“我同意中国不会希望看到一个能够攻破机密计算机的自我提升模型在外面肆意乱窜。”但与此同时,他们又会说:“鉴于中国能够通过媒体封锁等手段将事物隔绝开来,他们可能比我们更有可能认为这是一件极其强大的武器。所以,让我们把最顶尖的科学家招募进政府,给他们真正需要的资源——”

Original English

Speaker A: Yeah. People will say, "I agree that China's not going to want a self-improving model able to break into classified computers running wild." But at the same time, they'll say, "But China's probably more likely than we are, given the way they can wall things off from their media, etc., to say that seems like a quite powerful weapon to have. Let's actually bring the very best scientists into the government. Let's give them the resources they really need—"

Speaker B:——“让他们代表我们制造出某种东西,以便我们能够按照我们希望的方式去使用它。”

Original English

Speaker B: —"and let's have them create something on our behalf that we can use the way we want to use it."

Speaker A:所以,只要这是一件强大的武器——

Original English

Speaker A: So to the extent this is a powerful weapon—

Speaker B:一个擅长制造事物的国家就会试图在内部制造出这种武器,因此你无法信任协议。你只能直接假定对方是不可信的。你认同这种逻辑吗?

Original English

Speaker B: —a state that is good at creating things is going to try to create that weapon internally, and so you can't trust the deal. You have to simply act as if the other partner is untrustworthy. Do you buy that?

Speaker A:恐怕这种逻辑在很大程度上是不可避免的。是的,我不知道控制这项技术是否真的可能。即便是像中国这样强大的国家在这方面也会遇到困难。而当你身处一个全球竞争的世界时,可能确实存在某些你无法真正具备能力去应对的事情。

所以,是的,也许这最终会成为我们所有人的终局。

Original English

Speaker A: I'm afraid that a lot of that logic is inevitable. Yeah, I do not know whether it's possible to control this technology. Even a powerful state like China is going to have trouble doing that. And when you have a globally competitive world, you know, there may be certain things that you can't really get the capacity to deal with.

So yeah, maybe it's going to be the end of us all.

选举政治、自由主义与国家能力的目标

Speaker B:我想避免最后把讨论停留在“AI是否会毁灭我们所有人”上。鉴于你在当今时代的政治中所看到的现象,我很好奇——特朗普主义(Trumpism)看起来并不像是一个占据支配地位的竞争性意识形态。我认为将政府重新庇护化(repatrimonializing the government)并未被证明是受欢迎的,即便它可能不像人们想象的那么不受欢迎。那么,针对其中的一些趋势,你认为什么样的回应才算是一种答案?

Original English

Speaker B: I want to avoid ending there on whether or not the AI will kill us all. So I'm curious given, you know, what you've seen in the politics of this era. It does not look like Trumpism is a dominant competitor ideology. I don't think that repatrimonializing the government is proving to be popular even if it is not maybe as unpopular as one might have imagined. So what do you see as a kind of answer to some of these trends?

Speaker A:我认为这其实相当简单:在仍然能够举行自由公正选举的国家,你通过赢得选举来回应,因为那是通往政治权力的途径。

这方面的典型范例其实是去年四月的匈牙利选举。欧尔班(Orbán)已经掌权了16年,他切实地将身处欧盟腹地的匈牙利变成了一个威权主义国家。但彼得·马扎尔(Péter Magyar)拥有组织极其广泛联盟的政治技巧,他不仅赢得了险胜,而是取得了一场压倒性的胜利,这是对欧尔班主义(Orbánism)的一次极其重大的否定。

我认为美国也有机会做到类似的事情。可能不会那么具有决定性,但肯定能在即将于11月举行的中期选举中发出非常强烈的信号。如果民调可信的话,这确实有可能发生。

Original English

Speaker A: Well, I think that's pretty simple. In countries where you can still have free and fair elections, you win elections because that's the route to political power.

The model for this was really the Hungarian election last April where Orbán had been in power for 16 years. It really turned Hungary into an authoritarian country in the midst of the European Union. But Péter Magyar had the political skill to organize a very broad coalition and not just squeak out a narrow victory, a massive victory that was a very great repudiation of Orbánism.

I think America has a chance of doing something similar, probably not as decisive, but certainly it could send a very powerful message in the midterm elections that are coming up in November. And if the polls are to be believed, you know, it could really take place.

Speaker B:在当前语境下,自由主义(liberalism)的目标究竟是什么?我指的不是漫长历史中的古典自由主义,而是指美国当下的自由派(American liberals)——也就是中左翼、民主党内尚不属于社会主义阵营的那部分人。

此时此刻,它的道德目标是什么?它究竟希望以何种方式改变社会?我认为人们看着特朗普时,清楚他想做什么;看着伯尼·桑德斯(Bernie Sanders)、佐兰·马姆达尼(Zohran Mamdani)或 AOC(亚历山大·奥卡西奥-科尔特斯)时,也能明白他们认为真正的问题出在哪里。但我不太确定普通的建制派主流自由派民主党人是否真能给出清晰的回答。

Original English

Speaker B: What is the goal of liberalism in here? I don't mean classical liberalism in its long history. I mean American liberals, you know, the left of center, not quite socialist part of the Democratic party.

What is its moral goal at this point? In what way does it actually want to change society? I think people look at Trump and they know what he wants to do. I think they look at Bernie Sanders or Zohran Mamdani or AOC and they get a sense of where they feel the problem really is. I'm not sure they exactly could answer that so well for, you know, your generic mainstream liberal Democrat.

Speaker A:我并不妄图代表那一类群体发言。但我可以告诉你我的愿景是什么——这实际上与我一直非常关注的整个问题密切相关,那就是国家能力(state capacity)。

我希望看到一个能够切实确立普遍接受且非激进目标的政府——例如全民医保、建设高铁、推进各项公共事业——并且真正有能力在合理的时间范围内完成这些目标。我之所以一直关注于……

Original English

Speaker A: Well, I don't pretend to speak on behalf of that category of people. I can tell you what my vision of it would be, which really has to do with this whole question that I've been quite preoccupied with, which is state capacity.

I would like to see a government that can actually set, you know, generally accepted, not radical goals—universal healthcare, building high-speed rail, doing all of these things—but actually being able to accomplish it in a reasonable amount of time. I got preoccupied with...

国家执行能力的退化与政治愿景

弗朗西斯·福山:我最近之所以提到美国国家航空航天局(NASA),是因为从1961年约翰·F·肯尼迪宣布美国将要登月,到1969年真正成功登月,这中间仅仅用了8年时间。而在21世纪初,乔治·W·布什宣布美国将重返月球,那就是整个阿尔忒弥斯(Artemis)计划启动的时刻。当时他表示美国将在2015年之前实现重返月球。然而现在已经是2026年了,他们终于发射了一枚绕月飞行的火箭,但实际上并没有真正降落在月球表面。而且如果我们能在2030年之前把另一名宇航员送上月球,就已经算很幸运了。

因此,美国政府在执行自身宣布的那些良好意图的能力上,显然出了严重的问题。我想,这或许算不上一种宏大的道德愿景,但这无疑是一种追求不同政治形态的愿景。我希望看到一个真正能够宣告一个目标、并在合理的时间内以合理的成本切实将它完成的美国。

Original English

Francis Fukuyama: NASA recently because between John F. Kennedy's announcement that they were going to go to the moon in 1961 and actually landing on the moon in 1969, it was only 8 years. In the 2000s, George W. Bush announced that they were going to go back to the moon. That's when the whole Artemis program got started. He said they were going to do it by 2015. Here it is 2026. They finally got a rocket to go around the moon, but it didn't actually land on the moon. And we'll be lucky to land another human being by 2030.

And so something has gone wrong in the ability of the American state to execute the very good intentions that it announces. And I guess maybe this isn't a moral vision, but it's certainly a vision for a different kind of politics. I would like to see an America that can actually announce a goal and actually get it done in a reasonable amount of time at a reasonable cost.

埃兹拉·克莱恩:这恰恰是“充裕论”(Abundance)非常核心的一个论点。所以听到您表达这些观点,我感到非常振奋。关于人们对“充裕”议题及其主张建立一个强大得多的国家能力的反应,有一件事让我感触很深:很多人跑来质问我:“那么,这里所追求的‘美好生活愿景’究竟是什么?难道仅仅是拥有更多的物质财富吗?”

我会回应说:“不,绝非如此。我们希望拥有更多的住房;我们希望拥有更多的清洁能源;我们希望拥有更多的公共基础设施;我们希望在医疗领域取得更多的突破性进展,从而治愈疾病。”对吧?这些全都是已经被确立为发展目标的领域,也正是自由主义本身已经在努力尝试去实现的东西。而我所主张的是,国家体制理应有能力切实达成这些目标。

但在一次又一次听到人们对某种“善与美好的愿景”(vision of the good)的强烈诉求之后——比如哲学杂志《The Point》就曾专门用一整期的篇幅来讨论自由主义及其对善的愿景——我开始更加严肃地对待这种感受:大家确实觉得现实中缺失了某种至关重要的东西。

将您在《历史的终结与最后的人》中所提出的一些核心论点应用到现代社会时,我认为人们的追求并不仅仅是想要投身于战争。我不认为大多数人真的渴望打仗,我也不认为大多数右翼人士真的想上战场,我觉得那更多只是一种角色扮演(cosplay)。我们确实经历过战争,它们残酷而可怕,整个社会也绝不会为了把年轻男女送上战场而对重新推行征兵制感到兴奋。

然而,我确实认为人们渴望相信自己正参与到某项具有崇高道德抱负的伟大事业之中,去切实改变他们所生活的这个世界。当然,这并不是所有人对政治的全部诉求,许多人仅仅希望物价能够保持低廉。但政治中确实存在着这样一个层面,它蕴含着极具爆发力的巨大能量。任何无法兼顾这两者的政治运动都注定难以持久——你可以拥有一种纯粹由狂热能量驱动的政治,但它却根本无法降低物价或做成任何实事,或许有人会说唐纳德·特朗普现在就是这种状态,而一旦真正付诸实践,这种模式根本行不通。

Original English

Ezra Klein: Well, this is a very core argument of abundance. So I'm thrilled to hear you say some of this. I think one thing that struck me about the reaction to abundance and its argument for a much stronger state was that many people came back to me and said, "Well, what is the vision of the good life here? Is it just more stuff?"

And I would say, "No, no, we want more homes. We want more clean energy. We want more public infrastructure. We want more medical breakthroughs so we can have cures." Right? These are all things that have already been identified as goals. This is what liberalism is already trying to achieve. And I'm saying it should be able to achieve it.

But after hearing again and again the need for a vision of the good—The Point, which is a philosophical magazine, devoted a whole issue to liberalism and its vision of the good—I began to take more seriously that people felt something was absent and lacking.

The way I take some of the thematic arguments you're making in The End of History and the Last Man and apply them to modernity is not just that people want to fight in wars. I don't think most people do want to fight in wars. I don't think most right-wingers want to fight in wars. I think this is cosplay. We do have wars and they're horrible and they are not things that society is excited about having a new draft in order to send its young men and women to fight in, for instance.

What I do think, though, is that people want to believe they are engaged in some morally ambitious project to change the world in which they live. That is not all people want from politics. Many people just want low prices. But there is a level of politics that has an intense energy within it. And any movement that cannot operate on both—you can have a politics that is all energy but can't lower prices or achieve anything; maybe you'd say that's Donald Trump right now, and that doesn't work when you try it.

埃兹拉·克莱恩:但正如我们所知,政治始终是由那些怀揣着从根本上改变现状的充沛能量的人所推动的。因此,如果你无法给他们一个交代,无法为他们指出他们所投身的这项道德十字军事业到底是什么,无法回应那种同样在你自己内心深处跳动的抱负,那么我认为你的政治主张是不会取得成功的。尤其是在当今这个注意力经济的环境下,政治能量、热情、义愤以及激励人心的感召力,才是真正通行的硬通货。

Original English

Ezra Klein: But politics is driven by the people in it with a kind of energy to change things fundamentally. And so if you don't have some answer for them, some answer of the moral crusade that they are involved in and that kind of beats in your own heart too, I think your politics is not going to be successful, particularly in the modern attentional environment where energy and enthusiasm and outrage and inspiration are the coin of the realm.

自由主义框架下的雄心与科技治理挑战

弗朗西斯·福山:我并不完全认同在自由主义社会中就无法做到这一点。我是说,如果你回顾约翰·F·肯尼迪本人……

Original English

Francis Fukuyama: I'm not so sure that you can't do that in a liberal society. I mean, if you think about John F. Kennedy himself...

埃兹拉·克莱恩:噢,我认为完全可以做到。我只是觉得我们需要一种真正有此意愿的自由主义。

Original English

Ezra Klein: Oh, I think you can. I just think you need a liberalism that wants it.

弗朗西斯·福山:是的,确实如此。我的意思是,在我看来,在真正的自由主义框架之内,其实存在着许多完全有能力去攻克的重大挑战。

举例来说,美国当前的财富与权力分配格局就是完全可以被改变的。你完全没有必要任由那些科技寡头四处横行,通过向竞选活动捐赠数以亿计的美元来换取有利于他们自身的政策结果。

此外,建立一个真正能够在这个极度棘手、极具威胁性的技术环境中高效运转的国家,本身就是一个极其宏伟的目标。我认为关键在于向公众清晰阐明为什么这不仅是绝对必要的,而且是切实可行的——哪怕仅仅体现在让政府有能力掌控和驾驭人工智能,而不是让技术反过来控制和主宰政府。这本身就是一个巨大的挑战……

Original English

Francis Fukuyama: Yeah. Well, yeah. I mean, it seems to me there's a lot of challenges out there that are achievable within the context of a real liberalism. I mean, for example, current distribution of wealth and power in the United States is something that could be changed. You know, you don't have to have these tech oligarchs running around donating hundreds of millions of dollars to election campaigns so that they can get outcomes favorable to themselves.

Having a state that can actually operate in this very difficult and very threatening technological environment is a plenty ambitious goal. I think it's just a matter of articulating to people why it's necessary and how it's achievable, just in the government being able to master and control AI rather than the technology controlling and mastering the government. I mean, that's a huge challenge that...

埃兹拉·克莱恩:而且就此而言,也避免让技术控制和主宰人类自身。

Original English

Ezra Klein: ...and for that matter human beings.

弗朗西斯·福山:是的,没错,完全正确。

Original English

Francis Fukuyama: Yeah. All right. Right.

终极问题:三本推荐书目

埃兹拉·克莱恩:那么接下来是我们节目的保留终极问题:您会向听众推荐哪三本书?

Original English

Ezra Klein: So then always our final question. What are three books you'd recommend to the audience?

弗朗西斯·福山:前两本毫无疑问也是您非常熟悉的著作。第一本是珍妮弗·帕尔卡(Jennifer Pahlka)的《重构美国》(Recoding America)。我认为她在某种程度上是对美国官僚体制积弊剖析得最深刻的批评家,但她完全是站在同情和建设性的立场来切入的。她非常清楚官僚机构和政府职能为何必不可少,以及应当如何通过切实可行的改革来提升其实际运作效能。

第二本书是马克·邓克尔曼(Mark Dunkelman)的《为何诸事难成》(Why Nothing Works)。他在书中将这一切置于更广阔的历史脉络中进行审视,指出美国政治一直在两种传统之间摆动:一种是杰斐逊主义(Jeffersonianism),主张将权力尽可能下放给基层民众;另一种则是汉密尔顿主义(Hamiltonian vision)愿景,认为政府本身才是推动变革的核心引擎。他论证指出,自20世纪60年代以来,美国一直处于杰斐逊主义的主导周期之中,而我们现在亟需转向一种更偏向汉密尔顿主义的视角。

最后一本书是由我的老朋友鲍勃·莱特(Bob Wright,罗伯特·赖特)所著的《上帝测试》(The God Test)。我想大家可能知道,其实早在20世纪80年代他就已经开始深入报道人工智能领域了,当时他还采访了杰弗里·辛顿(Geoffrey Hinton)。在这本书中,他对大语言模型(LLM)运作原理的通俗阐释,是我所见过的向普通读者解释得最透彻的版本。这一阐释被置于一个终极而言极其乐观、甚至近乎形而上学的宏大理论之中,不仅探讨了人类所取得的进步,更回溯了从单细胞生物演化到多细胞生物、再到各种形态动物生命的波澜壮阔历程。这是一项强有力的论证,引导我们在人类文明历史的更宏大图景中,去理解人工智能实际上所扮演的积极推动角色。

Original English

Francis Fukuyama: The first two are ones you're doubtless familiar with. One is Jennifer Pahlka's Recoding America. I think she is the most insightful critic of what's wrong with the American bureaucracy, but she does it from a sympathetic standpoint. She understands why bureaucracy and government are necessary and how it could actually be reformed to do things better.

The second one is Mark Dunkelman's Why Nothing Works, where he puts everything in a bigger historical context: a swing between Jeffersonianism, where power is pushed down as far as possible to the people, and a Hamiltonian vision, where the government itself is the engine of change. And he argues that we've been in a Jeffersonian period ever since the 1960s and we need to switch to a more Hamiltonian perspective.

The final one was written by an old friend of mine, Bob Wright: The God Test. I think he's been covering artificial intelligence really since the 1980s. He interviewed Geoffrey Hinton way back then. He's got the best explanation of how LLMs work for a layperson that I know of. It's encased in an ultimately extremely optimistic, sort of almost metaphysical theory about the progress not just that humans have made, but all the way from single cell to multicellular to different forms of animal life. But it's an argument for seeing a broader pattern in the human story that artificial intelligence actually plays a positive role in.

埃兹拉·克莱恩:弗朗西斯·福山,非常感谢您接受采访。

Original English

Ezra Klein: Francis Fukuyama, thank you very much.

弗朗西斯·福山:谢谢你,埃兹拉。

Original English

Francis Fukuyama: Thank you, Ezra.

📌 文中提及的人物和组织

关键字: history-end political-theory human-nature system-change governance-challenge