寻找地外生命:德雷克方程、卡尔达肖夫指数与费米悖论 Big Think 2025-10-23

寻找地外生命的驱动力与陷阱

许多天文学家被寻找“地球双胞胎”的愿望所强烈驱动,因为他们深信,寻找行星的最终目标是回答一个核心问题:我们是否孤独?

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Many astronomers are really driven by the search for Earth twins because I think deep down the natural endpoint of this whole goal of looking for planets is to answer the question: are we alone?

这是一种深植于我们许多人心中的强烈渴望,我们一生都想找到答案,我相信你们中的许多人也有同感。

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That is a burning itch that I think many of us have our entire lives wanted to answer. I'm sure many of you feel the same way as well.

所以,我认为这正是驱动我们前进的动力。

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So I think that was what really drives us.

然而,每当你有一个诱惑、一个目标、一个你正在努力实现抱负时,就很容易被蒙蔽,被引入并非真实的黑暗道路,尤其是在科学领域,这种情况经常发生。

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But, you know, whenever you have a temptation, a goal, an aspiration that you are reaching for, it is so easy to get blindsided and drawn into dark avenues that aren't really true, especially in science. That can happen quite often.

因此,我们已经有过几次关于类地行星甚至生命的宣称。

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And so we've already had several claims of not only Earth-like planets, but even life.

曾有关于金星上存在生命的说法,也有关于星际小行星上存在生命的说法,当然,我们经常听到许多不明飞行物(UFO)。

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There's been claims of life on Venus. There's been claims of life on interstellar asteroids, and, of course, there's many UFOs that we often hear about.

因此,我们有一种自然的诱惑,会去关注任何看起来异常、有点不同的事物,并立即联想到外星人,因为我们内心深处很多人都希望我们不是孤独的。

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So there is a natural temptation to look at anything that seems anomalous, that seems a little bit different, and immediately reach for aliens because, of course, deep down I think a lot of us really want that to be the answer, that we are not alone.

这驱动着我们,激励着我们,但我们总是面临着走得太远、在这种诱惑中看到根本不存在的外星人的风险。

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This drives us, it inspires us, but it's always a risk that we could go too far into that temptation and see aliens where there's none really there.

过去,我们曾多次陷入这种陷阱。

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And we have fallen prey to that trap many times in the past.

德雷克方程与稀有地球假说

天文学家用来思考宇宙中生命丰度的一个主要工具是著名的德雷克方程(Drake equation: 用于估算银河系中可能存在的可探测外星文明数量的概率公式),它最初由弗兰克·德雷克(Frank Drake)提出。

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One of the primary tools that astronomers use to think about the abundance of life in the universe is the famous Drake equation, first written down by Frank Drake.

它本质上是银河系中恒星的数量乘以一长串可能的因素,例如行星出现的频率、这些行星是类地行星的频率、生命在这些行星上达到顶峰的频率等等。

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It is essentially the number of stars in the galaxy multiplied by a long list of possible factors, such as how often do you have planets? How often are those planets Earth-like? How often does life peak on those planets? And so on and so on.

当我们审视这个方程时,它就像一个不断收窄的过滤器。

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Now, when we look at this, it's like a narrowing filter.

你可以想象,稀有地球假说(Rare Earth hypothesis: 认为复杂生命在宇宙中极为罕见的假说)会添加额外的项,例如行星拥有大月亮的频率、它与地球质量相同的频率、它与地球陆地面积比例相同的频率、或者海洋盐度或化学成分相同的频率等等。

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And you can imagine with the Rare Earth hypothesis, adding on extra term, such as having how often does the planet have a large moon? How often does it have the same mass as the earth? How often does it have the same land mass fraction the Earth has? Or the same ocean salinity? Or chemistry? Et cetera, et cetera.

你可以想象在德雷克方程中添加数百甚至数千个额外的参数,这些参数会使得结果越来越窄。

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And you can imagine adding on hundreds, even thousands of extra parameters onto the Drake equation, which get ever, ever narrower.

当然,如果你将大量分数相乘,最终会得到零。

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And of course, if you multiply a very large number of fractions together, you'll eventually get zero.

我认为这是我反对稀有地球假说的一个主要问题,因为它对生命如何开始以及生命必须如何在其他行星上生存持有一种非常狭隘的观点。

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And I think this is one of my big problems with the Rare Earth hypothesis is that it's a very narrow view of how life began and how life must survive on other planets.

所有这些因素都必须是真实的,它是一条单一的路径,这条路径确实取得了成功。

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All of these factors have to be true. It is a singular path and that is a path which has indeed led to success.

但也许还有与我们完全不同但同样能导致生命的平行路径。

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But perhaps there are different paths parallel to us which are completely different, yet also lead to life.

所以德雷克方程只是将分数相乘,但也许真正缺少的是一个加号。

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And so the Drake equation simply multiplies fractions by each other, but perhaps truly what is missing is an additive sign.

可能存在第二条路径,一种不同的方式来达到智能文明,之后还有不同的方式,再之后还有不同的方式。

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There is a second path below it, a different way of getting to intelligent civilization and a different way after that and a different way after that.

因此,也许我们不仅应该将所有这些因素相乘,还应该将所有这些可能性或轨迹相加。

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And so perhaps not only should we be multiplying all those things, but also adding up all those power or tracks.

而这种加法,如果没有大量的创造力和发现,我们真的无法做到,因为目前我们只有一个可供参考的例子。

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And it is that addition that we just really can't do without a lot of creativity and discovery because right now we only have this sole example to look at.

生命的定义与必要条件

然而,生命到底是什么?

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What is life though?

天文学家最终希望探测到什么?

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What are astronomers actually ultimately hoping to detect?

定义生命是一项极其困难的任务,对于如何称呼它,绝对没有共识。

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Defining life is an incredibly difficult task and there is definitely no consensus about how to call such a thing.

也许更好地说法是,它更像“色情作品”,你看到它时就会知道,而不是有一个严格的教科书定义。

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Maybe it's actually better to call it more, like porn, like you will know it when you see it, rather than having a strict textbook definition of it.

美国国家航空航天局(NASA)当然也曾试图给出一个定义。

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NASA has certainly tried to have a definition.

长期以来,NASA 的定义是:生命是一个能够进行达尔文演化的自我复制化学系统。

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For a long time, we had a definition from NASA that said it is a self-replicating chemical system capable of Darwinian evolution.

这相当不错,但也许化学并非绝对必要。

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And that's pretty good, but maybe chemistry isn't actually necessary.

也许你可以拥有一个人工智能系统或自我复制技术,它在许多方面仍然类似于生命,但却不涉及我们所熟悉的化学系统。

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Maybe you could have an AI system or self-replicating technology that would still resemble life in many ways, but wouldn't actually involve the kind of chemical systems that we are familiar with.

因此,每当你提出这些定义中的一个时,就很容易挑出毛病,说:“那这个呢?那个呢?”

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So whenever you come up with one of these definitions, it's really easy to poke holes in it and say, "Well, what about this? What about this?"

我认为,在我们发现更多生命例子之前,我们很难得出一个单一的、排他性的定义来描述生命是什么。

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And I think it's just too hard for us to come up with a singular thing to say this is exclusively what life is until we've discovered more examples of it.

这就是我们正在进行的探索。

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That's the quest that we are on.

我们将努力寻找具有生命特征的事物,然后努力真正分类生命到底是什么,以及我们应该在哪里划定界限。

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We're gonna look out, we're gonna try and find examples of things which resemble properties of what life does, and then we'll do the hard work of truly trying to classify what actually is life in the first place and where do we draw our boundaries?

行星上生命存在的必要条件也仍在争论中。

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The necessary conditions for life on a planet are still for debate as well.

我们真的不知道生命的极限到底在哪里。

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We really don't know exactly where the limits of life are.

当我们观察地球上的生命时,有些生物,特别是嗜极生物(Extremophiles: 能在极端物理或地球化学条件下生存的生物),能够适应相当大的条件范围。

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When we look at life on Earth, there are some organisms, especially extremophiles, that can cope with fairly large ranges of conditions.

例如,有些嗜热生物可以在零下25摄氏度到125摄氏度的范围内生存,这意味着150摄氏度的多样性范围。

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So for example, there's some thermophiles that can range from minus 25 degrees Celsius, and you have other extremophiles, which can live at 125 degrees Celsius. So 150 degrees Celsius range of diversity.

但嗜极生物今天能在如此极端的温度范围内生存,并不意味着生命可以在如此极端的温度范围内开始。

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But the fact that extremophile today can survive in such an extreme range of temperatures doesn't mean that life could begin under such an extreme range of temperatures.

也许生命起源(Abiogenesis: 生命从非生命物质起源的过程)事件,即地球上所有生命的火花,需要非常特殊和微妙的温度范围,不能被违反,也许像零下25摄氏度那样寒冷的环境就远远超出了这个范围。

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Maybe the nascent conditions for the birth pangs of life to begin with, the abiogenesis event, the spark of life which created all life on the Earth, maybe that requires very special and subtle temperature range that cannot be violated, and perhaps things as cold as minus 25 degrees Celsius are just way outside of that range.

这些都是我们不知道的问题。

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These are questions we just don't know.

地球上导致生命出现的初始条件是什么?

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What were the initial conditions on the Earth that led to the emergence of life?

同样,我们不能仅仅因为地球上的嗜极生物只能在零下25到零上125摄氏度之间生存,就认为其他地方的生命不能在更极端的条件下生存,因为它当然可以基于不同的化学物质,并使用与我们目前生命所使用的不同的热力学规则。

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Similarly, we can't assume that just because extremophiles on Earth can only survive from minus 25 to plus 125, that means that life elsewhere could not survive under even more extreme conditions because it could be based, of course, on different chemistry and use different thermodynamic rules than the ones that our life currently uses.

所以我们有很多不知道的事情,但我认为仅仅将范围缩小到液态水可以存在的零到100摄氏度的地方,这肯定很有道理,因为即使是那些嗜极生物,在其生命周期中也仍然需要液态水才能生存。

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So there's a lot we don't know, but I think the idea of just narrowing in on the places where liquid water could survive, which is from zero to 100 degrees Celsius, that certainly makes a lot of sense because even those extremophiles still require liquid water as some part in their lifecycle in order to survive.

因此,我乐于将此作为最初的“狩猎场”,并希望随着时间的推移,我们或许能将其扩展到更多样化的环境。

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So I would be comfortable with that as an initial hunting ground with the idea that we might perhaps extend that to more diverse environments as we go on.

哥白尼原则与弱人择原理

以尼古拉斯·哥白尼(Nicholas Copernicus)命名的哥白尼原则(Copernican principle: 认为地球和人类在宇宙中不具有特殊地位的原则)也被称为平庸原则(Mediocrity Principle: 哥白尼原则的另一种说法,认为我们所处的位置和时间是典型的),有时在宇宙学中,它有一个延伸,称为宇宙学原理(Cosmological Principle: 哥白尼原则在宇宙学中的延伸,认为宇宙在大尺度上是均匀且各向同性的)。

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The Copernican principle named after Nicholas Copernicus also goes by the name of the Mediocrity Principle, and sometimes in cosmology is an extension of it called the Cosmological Principle.

所有这些思想本质上都表达了相同的意思:我们所处的位置、我们居住的地方,甚至我们生活的时代,都是典型的。

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And all of these ideas essentially say the same thing. And that's the where we are, where we live, even when we live is typical.

我们的一切都是正常的,因此我们应该期望,如果我们去宇宙的另一个地方,它看起来基本上和这里一样。

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Everything about us is normal and therefore we should expect that if we go to another part of the universe, it would look basically the same as it does here.

通常,这是一个相当不错的论点。

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And usually this is a pretty good argument.

以海王星为例。

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Take for example, the instance of Neptune.

我们的太阳系中实际上有两颗海王星,天王星和海王星,它们似乎在太阳系遥远的部分没有扮演任何角色,也没有任何演化。

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We have a Neptune, in fact, really two Neptunes in our Solar System, Uranus and Neptune, and they don't seem to really play any part and are any evolution out there in the distant part of the Solar System.

所以你可能会推断,如果我们有两颗这样的行星,那么根据这种平庸原则,即我们是典型和正常的观点,其他太阳系也应该有它们。

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And so you might reason if we have two of them, perhaps other solar systems should have them too, by this mediocrity principle, the idea that we are typical and normal, and indeed that would be strikingly true.

当你观察这些系外行星时,我们确实发现了这一点,我们到处都能找到海王星,它们确实是一种非常常见的行星类型。

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When you look out at these exoplanets, that's what we find. We find Neptunes all over the place. There are indeed a very common type of planet.

但问题来了。

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But here's where it runs into problems.

假设我们使用哥白尼原则来论证地球拥有富氧大气层,因此太阳系中的所有行星都应该拥有富氧大气层,或者液态水,无论你选择什么。

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Let's imagine we use the Copernican principle to argue that the Earth has an oxygen rich atmosphere. Therefore, all of the planets in the Solar System should have an oxygen rich atmosphere. Or liquid water, whatever you want to choose.

当然,地球的许多特征都是极其独特和特殊的,在太阳系的其他行星上都找不到,也许在宇宙的其他地方也找不到,我们只是不知道。

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And of course, many features of the Earth are incredibly unique and special to the Earth itself and are not found on any of the Solar System planets and perhaps not found elsewhere in the universe too. We just don't know.

这有一个很好的理由,它被称为弱人择原理(Weak Anthropic Principle: 认为我们之所以能观察到宇宙的某些特征,是因为只有在这些特征下生命才能存在)。

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And there's a good reason for that, and it's called the weak anthropic principle.

弱人择原理基本上指出,你只能生活在适合你生存的地方。

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And the weak anthropic principle basically points out that you can only live in a place where conditions are suitable for you to live.

所以,我们不住在冥王星上并不奇怪,我们不住在海王星的卫星上也不奇怪,因为那些地方太冷了,大气层稀薄,人类当然不可能在这样的世界上进化。

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So it's not surprising that we don't live on Pluto. It's not surprising that we don't live on a moon of Neptune because those places are so cold, they have very little atmosphere, that, of course, a human being could never have evolved on such a world.

我们当然只会生活在那些条件适合生命的系外行星或一般行星的子集上。

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We would, of course, live on the only the subset of exoplanets or planets in general where the conditions were right for life.

而这些条件本身可能非常非常罕见。

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And those conditions themselves could be very, very rare.

也许据我们所知,整个宇宙中只有三颗类地行星。

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Maybe there is only three Earth-like planets in the entire universe as far as we know.

我们发现自己生活在这三颗类地系外行星中的一颗上,这不应该令人惊讶,因为也许那是我们唯一可以生活的地方。

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It should not be surprising that we find ourselves living on one of those three Earth-like exoplanets because perhaps that is the only place where we could live.

而所有其他地方都只是没有生命。

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And all the other places are just simply devoid of life.

所以,当我们使用哥白尼原则时,我最大的警告是:当它与我们的生存、我们的出现无关时,使用它是可以的。

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So when we use the Copernican principle, my big caveat would be, look, it's okay to use it when it has nothing to do with our survival, our emergence.

海王星,没问题。

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Neptune, fine.

海王星与我们为什么在这里无关,海王星没有任何方式影响这个星球上的生命。

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Neptune has nothing to do with why we are here. There's no way which Neptune affects life on this planet.

但当你将它用于与我们的存在相关,并以我们的存在为前提的情况时,例如我们星球上存在大月亮或海洋,那么我们必须非常小心。

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But the moment you use it in a case which is connected to our existence, which is predicated upon our existence, such as maybe the presence of a large moon or oceans on our planet, then we have to be very careful.

我认为在这些情况下,我们不能可靠地使用哥白尼原则,因为如果我们在太阳系中这样做,它显然会失败。

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I don't think in those cases we can reliably use the Copernican principle because if we do in the Solar System, it clearly fails.

所以,在这种情况下,我认为我们应该暂停一下,真正分析我们与我们所做陈述之间的联系有多紧密。

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So in that case, I think we should just take a beat and really analyze how connected we are to the statements that we are making.

这就是为什么我不接受“根据哥白尼原则,生命必然普遍存在”的论点。

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And that's why I do not buy the argument that by the Copernican principle, life must be common.

我认为,提出这种论点有点像循环论证。

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It's kind of circular statement, I would claim, to make that argument.

卡尔达肖夫指数:文明的能量等级

我们试图对假想的外星文明进行分类的一种方式是使用所谓的卡尔达肖夫指数(Kardashev scale: 根据文明所能利用的能量等级来衡量其技术发展水平的假想分类法)。

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One way that we have attempted to classify hypothetical alien civilizations is with the so-called Kardashev scale.

卡尔达肖夫指数基本上根据能量使用量来划分文明。

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So the Kardashev scale basically splits civilizations up by energy usage.

也许这是一种有点过时(archaic)的思考方式。

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And maybe that's a somewhat archaic way of thinking about it.

今天,我认为我们可能更多地考虑能力而非能量使用,但这仍然是天文学家思考如何划分文明的一种非常持久的方式。

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Today, I think maybe we might think about capabilities more than energy usage, but this has still remained a very persistent way in which astronomers think about how we might split up civilizations.

所以,卡尔达肖夫I型文明(Kardashev Type I civilization)被定义为利用其行星上所有入射能量的文明。

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So a Kardashev Type I civilization is defined as a civilization which uses all of the energy, which is incident upon its planet.

我们还没有达到那个水平。

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And we are not there yet.

我们还没有将整个星球覆盖上太阳能电池板,并利用那样的能量,那仍然大大超过我们目前的全球能源消耗。

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We do not have our planet covered in solar panels and use that amount of energy that still greatly exceeds our current global energy consumption.

II型文明(Type II civilization)不仅利用行星的所有能量,还利用恒星的所有能量。

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A Type II civilization would be one which not only uses all the energy of the planet, but uses all the energy of the star.

你可以想象一个I型文明能够控制天气和气候,但一个II型文明将能够控制整个太阳系。

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So you might imagine a Type I civilization being able to control their weather and their climate, but a Type II would be able to control the entire Solar System.

他们能够随意移动行星和卫星。

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They're able to move planets and moons around at will as they needed.

实际上,为了收集一颗恒星的所有能量,你可能需要围绕这颗恒星建造某种巨大的外壳,这通常被称为戴森球(Dyson sphere: 弗里曼·戴森提出的一种巨型结构,用于完全包裹恒星并捕获其大部分能量),以弗里曼·戴森(Freeman Dyson)的名字命名,他首先提出了这个想法。

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And practically speaking, in order to harvest all the energy of a star, you probably need to build some kind of giant shell around that star, often called a Dyson sphere after Freeman Dyson who first proposed that idea, and that shell or swarm of material would absorb all of that starlight, which you could use for whatever you want to do: computation, manufacturing, whatever advanced purposes these civilizations might have for such an energy need.

那个外壳或物质群将吸收所有恒星光,你可以将其用于任何你想要做的事情:计算、制造,这些文明可能对这种能量需求有任何先进的用途。

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And that shell or swarm of material would absorb all of that starlight, which you could use for whatever you want to do: computation, manufacturing, whatever advanced purposes these civilizations might have for such an energy need.

如果你再进一步,就可以达到卡尔达肖夫III型文明(Kardashev Type III civilization)。

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And if you just go another step further, you can go to Kardashev Type III.

这种文明不仅控制自己的太阳系及其所有能量输出,还会扩展到整个星系。

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And that's one that not only controls their solar system and all of the energy output of their solar system, but now goes to the entire galaxy.

我认为最现实的想象是,这样的文明可能生活在人马座A*(Sagittarius A*)周围,那是我们银河系中心的一个超大质量黑洞。

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I think most realistically you might imagine a civilization like that living around Sagittarius A star, that's the super massive black hole that lives right in the center of our galaxy.

那个黑洞会喷发出巨大的能量,你可以想象一个非常先进的文明会收集和利用这些能量。

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And that thing spews out gigantic amounts of energy that you might imagine a very advanced civilization harvesting and using.

事实上,我认为这是一个我们应该考虑寻找外星文明的有趣地方。

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And indeed, I think it's an interesting place that we should consider looking for alien civilizations.

也许这不是一个直观的地方,但我们有充分的理由说明他们为什么最终可能出现在星系中心。

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Maybe not an intuitive place, but a place that I think we have a good argument as to why they might end up in the center of a galaxy.

费米悖论与哈特定律A

以迈克尔·哈特(Michael Hart)命名的哈特定律A(Hart's Fact A: 迈克尔·哈特提出的观点,即地球上目前没有地外文明存在)与费米悖论(Fermi paradox: 描述了对地外文明存在性的过高估计和缺乏相关证据之间的矛盾)有关。

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Hart's Fact A, named after Michael Hart, is connected to the Fermi paradox.

费米悖论的核心思想是:如果外星人应该存在,为什么我们没有看到他们?

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The idea as to how come we don't see aliens out there if it seems like they should be out there, and Fact A in particular points out that there are no aliens on Earth right now.

而哈特定律A特别指出,地球上现在没有外星人。

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And Fact A in particular points out that there are no aliens on Earth right now.

我们没有看到一个文明与我们共同居住在地球上,我们也没有被外星文明完全殖民。

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We don't see a civilization cohabiting the Earth with us. We haven't been totally colonized by alien civilization.

地球似乎是一个非常孤独的星球,目前只有一个文明,那就是我们,生活在上面。

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It appears to be a very lonely planet with just one civilization, which is us living on it right now.

我喜欢哈特定律A的原因是它几乎无可争议。

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What I like about Fact A is it's kind of indisputable.

这是我们在天文学中能真正说出的最确凿的观点之一。

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It's one of the hardest points we can really say in astronomy.

我不能声称遥远的系外行星上没有地外文明,但我可以更确信我们目前没有与另一个外星文明共同居住在地球上。

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I can't claim that a distant exoplanet doesn't have an extraterrestrial civilization on it, but I can be much more assured about the fact that we are not currently cohabiting the Earth with another alien civilization.

我对自己提出这个主张更有信心。

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I feel much more confident making that claim.

即使这个主张看起来很弱,它也确实对其他文明的行为施加了一些有趣的限制。

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And even that claim, as weak as that might seem, does put some interesting limits upon the behavior of other civilizations.

这实际上意味着一个星系文明并不存在,没有那种掠夺性的“狂战士”型文明,它们决定吞噬所有能找到的系外行星、所有房地产,并将其变成自己的殖民地。

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It means really that a galactic civilization does not exist, that there is no instances of a marauding berserker-type civilization that just decided to gobble up every exoplanet, every real estate it could find and turn it into another colony for itself.

因为如果那样发生了,整个银河系现在就已经被殖民了,而我们就不会在这里。

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Because if that happened, the whole Milky Way would've been colonized by now and we wouldn't be here.

这与自我复制探测器(self-replicating probes),也称为冯·诺依曼探测器(Von Neumann probes: 能够自我复制并探索星系的假想探测器)的观点紧密相连,长期以来,这被认为是那些思考宇宙中生命,特别是银河系中生命的人们的一个真正问题。

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And this really connects to the ideas of self-replicating probes, also called Von Neumann probes, which have been argued for a long time to be a real problem for those thinking about life in the universe and especially life in the galaxy.

因为事实证明,尽管银河系非常巨大,横跨10万光年,即使以“旅行者1号”(Voyager 1)、“旅行者2号”(Voyager 2)那样的速度,即我们目前航天器的速度在银河系中旅行,在它130亿年的历史中,也应该完全有可能多次殖民整个银河系。

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For it turns out that even though the galaxy is very large, 100,000 light years across, even traveling the galaxy at sort of Voyager 1, Voyager 2 type speeds, the speeds of our current spacecraft, it should have been eminently possible to have colonized the entire galaxy many times over during its 13 billion year history.

那是很长一段时间,足以让所有殖民活动发生,而且你真的不需要快速火箭就能在现在殖民整个银河系。

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That's a long period of time for all of that colonization to have taken place, and you really don't need to have fast rockets to colonize the entire galaxy by now.

然而,正如哈特定律A所证明的那样,这显然没有发生。

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Yet clearly that hasn't happened as Fact A demonstrates.

所以这很有趣。

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And so that's interesting.

这意味着,也许文明确实在银河系的其他地方出现,但它们从未有进行这种扩张阶段的意愿或能力,即那种侵略性的扩张阶段,它们接管整个银河系,因为如果那样发生了,我们当然就不会在这里了。

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It means that maybe civilizations do emerge elsewhere in the galaxy, but they never have the will or the capabilities to conduct such an expansion phase, such an aggressive expansion phase where they take over the entire galaxy because, of course, we wouldn't be here had that had happened.

这可能是我们拥有的最有力的证据之一。

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That is probably one of the strongest data points I think we have.

地球生命的快速起源与时间限制

我们没有任何太阳系外生命的证据。

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We don't have any evidence for life outside of the Solar System.

因此,当我们谈论行星形成生命的倾向时,我们唯一有力的证据可能是我们在这里的事实,但更重要的是,生命似乎在地球历史上出现得非常非常快。

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And so when we talk about the propensity of planets to form life, probably the only strong data point we have is the fact that we are here, but also more importantly, when life appears to have emerged on the Earth.

现在,这天真地可以被理解为:“既然生命开始得很快,那么它一定是一个简单的过程。”

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Now, this naively could be taken to say, "Well, therefore, if life starts quickly, it must be an easy process."

但我们在提出这种主张时必须小心。

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But we have to be careful when making such claims.

也许从最简单的生命形式进化到像我们这样具有自我意识的实体,能够进行所有这些古生物学、所有统计学和数学研究,这个时间尺度在这些类型的行星上几乎总是需要40亿年。

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Perhaps the evolutionary process to go from the simplest forms of life to something like us, a self-aware entity which can do all of this paleontology, all the statistics and math, maybe that timescale takes 4 billion years pretty much all the time on these types of planets.

如果这个过程始终需要40亿年才能完成,那么生命就必须很快开始,否则就没有足够的时间让我们出现。

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And if it consistently takes 4 billion years for that process to plays out, life kind of has to get going pretty quickly, else there wouldn't be enough time for us to emerge in the first place.

我认为关于地球的一个令人惊讶的事实是,人们没有意识到,它可能在不到10亿年的时间里就不再适合复杂生命居住。

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I think a surprising fact about the Earth people don't realize is that it will likely become uninhabitable to complex life in less than a billion years time.

所以生命确实必须快速开始,否则在那个进化过程中就没有足够的时间来达到我们这个阶段。

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And so life really does have to get going quickly, else there just wouldn't be enough time in that evolutionary process to get to us.

所以我们可能天真地看待生命的早期开始,然后说:“因此,生命是容易的。”

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So we could naively look at that early start to life and say, "Therefore, life is easy."

我们增加了进化的复杂性,说:“也许没那么快。”

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We add this complexity of evolution, say, "Maybe not so quickly."

但最终,如果我们把生命的早期开始推得越来越早,你最终会压倒那个进化时间尺度,你确实会得到一个真正的结果,即生命实际上是一个简单的过程,尽管进化论证有其细微之处。

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But eventually if we push that early start to life further and further back, you eventually overwhelm even that evolutionary timescale and you do end up with a genuine result that actually there's no way around it, life actually is an easy process despite all of the nuance of that evolutionary argument.

事实上,我认为我们第一次看到我们正在跨越这个门槛的迹象。

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And indeed, I think for the first time we are seeing signs that we are crossing that threshold.

最近有一项研究结果表明,我们可以将地球上生命的出现追溯到42亿年前。

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There was a recent result that we are able to date the emergence of life on the Earth to 4.2 billion years ago.

作为背景,海洋形成于44亿年前。

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And for context, the oceans formed 4.4 billion years ago.

因此,在2亿年内,这真是一个宇宙的瞬间,我们有了生命出现的条件,并在这2亿年内从那里发展到我们星球上的第一个生物。

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So within 200 million years, really a cosmic snapshot, we had the conditions ready for life emerging, and we went all the way from there to the first organisms on our planet within 200 million years.

这是一个如此短的时间,以至于它压倒了那个进化论证。

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That is such a short period of time that it overwhelms that evolutionary argument.

你第一次有了强有力的证据,虽然不是决定性的证据,但强有力的证据表明,生命确实是一个容易开始的过程,至少在地球所享有的条件下是如此。

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And you have for the first time, I would claim, strong evidence, not definitive evidence, but strong evidence that life is indeed an easy process to get going, at least under the conditions that the Earth enjoyed.

因此,基于地球生命的早期开始,我们可能真的认为简单的微生物生命可能相当普遍,至少假设宇宙中类地条件是普遍存在的。

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So based off the early start to life on the Earth, we might genuinely think that simple microbial life could be quite common, at least assuming that Earth-like conditions are common in the universe.

所以宇宙中会有很多行星拥有简单的生命。

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So we'd have lots of planets out there with simple life on Earth.

那么,有趣的问题是,这些简单的生命形式多久才能发展并进化到像我们这样的程度?

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Now, the interesting question then is how often do those simple life forms develop and evolve all the way up to something that is like us?

在这里,它花了40亿年。

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Here it took 4 billion years.

也许在其他行星上,它会花费稍微少一点或稍微长一点的时间。

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Perhaps it takes a little bit less or a little bit longer on other planets.

因此,我们可能会展望未来,说,如果这个过程需要40亿年才能发生,那么随着宇宙的老化,未来肯定会出现越来越多的文明。

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And so we might look forward to the future and say, if it takes 4 billion years for this process to happen, surely as the universe ages, there should be an emergence of more and more civilizations into the future.

但我们对这个论点也必须小心,因为恒星和行星的寿命是有限的。

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But we actually have to be a little bit careful with that argument too, because stars and planets have finite lifetimes.

它们不会永远存在,最终会死亡。

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They don't last forever, they eventually die.

由于我们恒星的演化,我们自己的地球将在不到10亿年的时间里,作为一个宜居的生物圈而消亡。

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Our own Earth will die as a habitable biosphere in less than a billion years due to the evolution of our star.

随着恒星的演化,它的光度会增加,最终会使地球变得太热,不适合液态水,也就不适合我们星球上的生命。

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As the star evolves, it grows in luminosity and will actually eventually make the Earth too warm for liquid water and thus life on our planet.

所以,在不到10亿年的时间里,当这种情况发生时,将有一个崩溃点。

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So there'll be a collapse point in less than a billion years when that happens.

这为宇宙中的生命设定了一个时间限制。

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So this sets a time constraint for life in the universe.

你不仅需要生命相当快地开始,还需要足够的时间让进化过程发生并发展到像我们这样的文明。

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Not only do you have to have life get going fairly quickly, then you also have to have enough time for that evolutionary process to play out and get to something like us.

这立即排除了很大一部分恒星作为文明可能存在的地点。

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And this immediately rules out a large swath of stars as possible places where civilization might live.

例如,比太阳质量更大的恒星寿命更短,它们燃烧核燃料的速度快得多。

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For example, stars which are more massive than the Sun have shorter lifetimes. They burn through their nuclear fuel much faster.

因此,也许这些恒星就没有足够的时间让文明在其上发展。

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And so perhaps those stars wouldn't have enough time for a civilization to develop on them.

反之,我们有M型矮星(M-dwarf stars),有些情况下它们可以持续数万亿年。

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Vice versa, we have the M-dwarf stars, stars, which can last for trillions of years in some cases,

因此,未来遥远的地方,那里可能是文明出现的地方,而我们将是宇宙中的第一批“怪胎”,生活在恒星历史早期类太阳恒星周围,而文明在这些M型矮星周围出现的时间要晚得多。

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and so potentially there that might be the place in the far future we can imagine civilizations emerging, and we would be the first, the weirdos of the universe, who lived around a Sun-like star early in its history, and civilizations emerged much later on around these M-dwarf stars.

寻找生命的策略:生物特征与技术特征

我们可能尝试在宇宙中寻找生命的两种基本策略。

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There are two basic strategies which we might attempt to search for life in the universe.

一种是寻找所谓的生物特征(biosignature: 由生命活动产生的化学或物理迹象,可用于探测地外生命),即另一种行星上生物化学的特征。

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One is with a so-called biosignature that is a signature of biochemistry essentially on another planet,

第二种是技术特征(technosignature: 由先进文明的技术活动产生的可探测迹象),即技术的特征。

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and a second is a technosignature, the signature of technology.

显然,技术不仅需要生命,还需要在这些行星上发展出先进的文明,所以这自然看起来是更小的一部分。

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Now, technology obviously requires that not only do you have life that an advanced civilization also developed on those planets, and so that naturally seems like a smaller piece of the pie to look at.

然而,这些技术特征可能非常非常响亮,可能从数百万光年之外被听到,而且可能非常持久。

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However, those technosignatures could be very, very loud, heard from millions of light years away potentially, and could also perhaps be very persistent.

我们可以想象一个文明建造一个信标或类似的东西,可以持续数十亿年,将其知识传播到宇宙中。

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We can imagine a civilization maybe building a beacon or something that could last for billions of years to perpetuate its knowledge into the cosmos.

因此,在权衡哪种选择最富有成效时,简单的平衡并不那么容易。

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So a simple balance is not so easy in weighing which of these options would be most fruitful.

生物特征的情况无疑得到了像NASA和政府资助机构的更多关注,因为毕竟你不需要所有这些进化的复杂性。

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The biosignature case certainly has had, I'd say, greater attention from entities like NASA and government funding agencies, because after all, you don't require all this evolutionary complexity.

你只需要简单的生命,并且可能仍然能够看到它们。

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You can just have simple life and potentially still be able to see them.

生物特征的工作原理是寻找排放到大气中、由生命独特产生的气体。

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The way biosignatures work is to look for gases that are emitted into the atmosphere which are uniquely produced by life.

至少理论上是这样。

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At least that's the theory.

问题在于,很难找到确实由生命独特产生的气体。

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The problem is it's very difficult to find gases which are indeed uniquely produced by life.

许多气体可以通过地质过程作为副产品产生,因此这可能成为我们搜索工作中的一个“假阳性”。

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Lots of gases can be produced through geological processes as a side product, and so that can become a false positive to our search efforts.

一个经典的例子是氧气。

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A classic example of this is oxygen.

当然,植物性生命通过光合作用在地球上制造氧气,因此氧气似乎是一个值得寻找的好东西,特别是因为氧气是一种非常活泼的分子,它真的不想在大气中停留。

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Of course, plant-based life manufactures oxygen on the Earth through the process of photosynthesis, and so it would seem like oxygen would be a good thing to look for, especially because oxygen is a very reactive molecule that really doesn't want to hang around in an atmosphere.

必须有东西在制造它,否则它就会与物质反应并氧化,从而迅速消失。

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Something has to be making it because otherwise it just reacts with stuff and oxidizes and so quickly disappears.

我们星球拥有持续的氧气水平这一事实,本质上证明了生命的存在。

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The fact that our planet has a sustained level of oxygen proves essentially that life is here.

至少在地球上是这样。

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At least that's true on the Earth.

但我们可以想象不同类型的行星,在这些行星上,氧气可以在完全不需要生命的情况下被制造出来。

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But we could imagine different types of planets where oxygen is being manufactured without the need for life at all.

一种可能的方式是通过一个称为光解(Photolysis: 物质在光的作用下分解的过程)的过程。

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One possible way this could happen is through a process called photolysis.

太阳的紫外线辐射撞击高层大气,如果大气中有水(H2O),H2O就会分解成氢和氧。

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So ultraviolet radiation from the Sun strikes the upper atmosphere, and if there is water in that atmosphere, H2O, the H2O will be split up into the hydrogen and the oxygen separately.

氢气非常非常轻,它是你能拥有的最轻的元素。

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Now, hydrogen is very, very light. It's the lightest element you can have.

因此,它很容易逸散到太空中并简单地消失,就像放飞一个氦气球消失在天空中一样。

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And so it's very easy for it to escape into space and simply be lost, like letting go of a helium balloon that disappears into the sky.

但氧气更重,它会下沉。

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But the oxygen is heavier and it sinks.

因此,仅仅是紫外线辐射加上大气中的水,就可以在一个行星上产生大量的氧气,而无需任何生命的参与。

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And so you can end up with just ultraviolet radiation plus water in the atmosphere generating a significant amount of oxygen in a planet without any life involved.

所以这个特征对我们来说将是一个假阳性。

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And so that signature would be a false positive for us.

如果我们不小心,我们就会将其解释为生命,而实际上并非如此。

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If we are not careful, we would interpret that to be life, whereas in fact, it is not.

因此,天文学家、化学家、生物学家,我们现在都参与到这场游戏中,试图想象生命可能产生的所有不同特征,以及所有可能欺骗我们的混淆因素,并努力找到那些我们真正信任的独特组合,认为这一定是生命存在的“确凿证据”。

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And so astronomers, chemists, biologists, we are involved in this game now of trying to imagine all of the different signatures that life could produce and all of the different confounding factors that might trick us and trying to find those unique combinations that we really trust as being the smoking gun, that this has to be life.

所以这是一个我们正在参与的非常复杂的化学领域,但最终是一个可解决的问题,但我们仍然需要为此非常努力。

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So it's a very complex chemical field that we're involved in, but ultimately a tractable question, but a question that we still need to work really hard on.

寻找生命的最佳地点与挑战

从科学角度来看,我们真正关心的问题是在这些系外行星以及太阳系中的行星上寻找生命。

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From a scientific perspective, the question we really care about is looking for life on these exoplanets and indeed planets in the Solar System as well.

例如,火星就是一个很好的案例研究。

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So for example, Mars is a good case study.

我们已经向那里派遣了机器人,试图寻找生命。

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We have sent robots there which have attempted to look for life.

一个大问题始终是:我们是否意外地将生命带到了那个星球?

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And a big question has always been: are we accidentally carrying life with us to that planet?

因此,当我们进行寻找生命的实验时,我们是否可能意外地探测到只是搭便车与我们一同前往火星的生命,而这并非本意?

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And thus when we do the experiment to look for life, are we maybe accidentally detecting just life, which hitchhiked a ride and joined us on that journey and arrived at Mars without really that being the intention?

完全消毒航天器并根除其表面每一个孢子实际上非常非常困难。

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It's actually very, very difficult to totally sterilize a spacecraft and eradicate every single spore on the surface of that thing.

基本上总是会有一些小小的“乘客”与你同行,但我们当然希望尽可能减少这种情况,以降低出现假阳性的可能性。

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There is essentially always gonna be a little passenger, which hitches a ride with you, but we, of course, wanna minimize that as much as possible to reduce the chance of that being a false positive.

这引发了一些关于在哪里寻找生命最好的有趣想法。

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And so this raises some interesting ideas about where's the best place to look for life?

因为火星已经受到了很多污染,不仅来自地球的航天器,也来自小行星。

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Because Mars has had a lot of contamination, not only from spacecraft from the Earth, but also asteroids.

甚至在我们有太空计划之前,地球和火星之间就通过陨石不断交换物质,陨石从一个星球撞下并落在另一个星球上。

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Even before we had a space program, there was still material being constantly swapped between the Earth and Mars just by meteorites being knocked off one and landing on the other.

所以,也许早在人类出现之前,生命就已经污染了火星。

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So perhaps life has long contaminated Mars even before humans were around.

但在太阳系中有些地方不应该发生这种情况。

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But there are places in the Solar System where that shouldn't have happened.

例如,看看木卫二(Europa: 木星的卫星,被认为拥有冰下海洋)和土卫二(Enceladus: 土星的卫星,被认为拥有冰下海洋)的冰卫星。

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You look at the icy moons of Europa and Enceladus, for example.

它们被厚厚的冰壳保护着,厚达数公里,这应该能真正阻止任何物质穿透冰层进入地下海洋。

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Those are protected by a thick ice shell, many kilometers thick, which should really prevent any material being able to penetrate through that ice and get into that subsurface ocean.

所以对我来说,我认为那些是最有趣的寻找地点。

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So for me, I think those are the most interesting places to look.

我们可以钻探下去,希望能非常小心地避免污染,我们将拥有一个原始的地点,如果我们在那里探测到生命,我认为我们可以相当确信那不是来自地球的污染。

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We could drill down through, hopefully be very careful about contamination, and we would have a pristine location where if we detected life there, I think we could be pretty assured that was not a contamination from the Earth.

这将是一个真正的第二次生命起源事件。

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This was a genuine second abiogenesis event.

一旦太阳系中有两次生命起源,那将基本上确立生命在宇宙中无处不在。

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And once you have two starts to life in the Solar System that would essentially establish that life really would be everywhere in the universe.

无法证明的否定与漫长的探索之旅

我认为我们必须接受这样一种可能性:即使我们正在进行这场在宇宙中寻找生命的探索,我们可能永远也得不到一个确凿的答案。

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I think we have to accept the possibility that even though we're on this quest to look for life in the universe, we may never get a conclusive answer either way.

我当然希望我们能找到答案,但我们可能永远也找不到。

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I certainly hope that we can find an answer, but it is possible we never will.

因为事实是,太空是一个非常非常巨大的空间,试图探索并获得确凿答案。

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For the truth is that space is just a very, very huge expanse to try and explore and have conclusive answers on.

这方面最困难的科学问题之一是,你无法证明一个否定。

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One of the hardest scientific aspects of this is that you can't prove a negative.

所以我永远无法向你证明火星上没有生命。

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So I can never prove to you that Mars does not have life on it.

我可以观察表面并声称,在表面上我99%确定没有微生物。

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I can look at the surface and claim on the surface I am 99% sure there are no microbes.

但你也可以说:“那地表下面呢?你检查过那里吗?那块岩石下面呢?或者那个峡谷后面?或者那座山后面?”

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But then you could also say, "Well, what about underneath the surface? Have you checked there? What about underneath that rock over there? Or behind that canyon? Or behind that hill?"

所以我永远无法完全证明,即使是我们最近的行星火星,它上面没有生命。

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And so I can never totally prove, totally prove, even the nearest planet to us, Mars, that it does not have life on it.

那么,从这个意义上说,我们有什么希望能够证明我们是孤独的呢?

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So what hope is there in that sense of ever proving that we are alone?

证明我们是孤独的是不可能的。

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It's impossible to prove we are alone.

我们永远都会对此感到好奇。

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We will always wonder about that.

我们可以得到一系列的“无结果”或“负面结果”,但这永远不会确立真正的孤独。

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We can get a series of no results or negative results, but it's never gonna establish true loneliness.

太空如此之大,这意味着这可能是一个我们需要耐心的挑战。

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The fact that space is simply so large means that this is a challenge that maybe we should be patient.

我的意思是,我希望在我有生之年能得到答案。

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I mean, I hope we can get an answer in my lifetime.

我希望在我有生之年知道答案,但这可能是一段人类需要经历的旅程,不仅仅是几个世纪,也许是未来几千年。

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I would love to know the answer in my lifetime, but this may be a journey that humanity undertakes over not just centuries, but maybe millennia into the future,

就像400年前的伽利略·伽利雷(Galileo Galilei)首次开始天文学研究,他无法想象天文学以及系外行星和宇宙学的发现将如何从他创造望远镜中诞生。

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in a similar way that Galileo 400 years ago was first starting astronomy and couldn't have imagined how astronomy and the discovery of exoplanets and cosmology would be born from his creation of the telescope.

我们在天文学中也有漫长的旅程,来回答宇宙中生命存在的这个问题。

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We have a long journey ahead of us in astronomy too to answering this question about life in the universe.

但这是一个伟大的问题,一个我认为我们未来的后代将受到启发继续研究的问题。

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But it is the great question and a question which I think many of our future descendants will be inspired to continue studying.

📌 文中提及的人物和组织

人物: Galileo Galilei

公司/组织: NASA, Big Think

产品/模型: Voyager 1