国际法秩序的双轨源流:习惯法与条约
国际法(International Law: 规范国家间行为与关系的规则体系)是一套复杂的规则,由各国制定并供各国遵守,它们维持着世界的运转。从我们食用的食品安全到战争行为,国际法规范着一切。那么,利益各异且有时相互冲突的国家,是如何就这些规则达成一致的呢?让我们来揭示国际法是如何制定的。
国际法有几个来源,我们重点关注其中最主要的两个:习惯法(Customary Law: 虽未成文但被各国普遍且一致遵守的实践规则)和条约。
首先是习惯法。这意味着必须存在一种许多国家持续且一致遵守的实践,并且这种实践即使没有被写下来,也被普遍接受为法律。这有点像社会规范,比如进入别人家时要脱鞋。习惯国际法的一个例子是海上救援的理念:任何船只如果遇到处于困境中的人,都有义务提供帮助。再比如另一个例子:外交豁免权(Diplomatic Immunity: 外交官在执行公务期间免受驻在国刑事起诉的特权),即外交官在工作期间不能被指控犯罪。这两个例子在被正式写进条约之前,作为习惯法已被接受了许多年。
Original English Source
International law is a complex set of rules that are made by countries for countries to follow, and these rules make the world tick. They regulate everything from the food we eat... to war. So, how do countries, which often have different and sometimes competing interests, come to agree on what these rules are? Let's unravel how international law is made. There are several sources of international law. We're going to focus on the two major ones - customary law and treaties. Let's start with customary law. So, there must be a practice that many countries consistently do, and that practice is accepted as law, even if it isn't written down. It's kind of like a social norm, like take your shoes off when you enter someone's home. An example of customary international law is the idea of rescuing people at sea. Any ship that comes across people in distress is obligated to provide help. Or take another example: diplomatic immunity - the idea that diplomats can't be prosecuted with a crime while they're on the job. Both of these were accepted as customary law for years before they were written into a treaty.
从议题到生效:国际条约制定的六大步骤
在国际法体系中,第二大主要来源是条约(Treaty: 国家间缔结的具有法律约束力的书面协定),即带有官方名称和标题的协议或公约。这些条约可以是双边谈判的(即在两国之间),也可以是多边谈判的(即在多国之间)。有时,多边协定是通过诸如联合国(United Nations)等组织进行谈判的。事实上,联合国承担的众多工作之一就是建立一个条约库或条约收集机制,以便每个人都清楚哪些国家签署了哪些条约,以及这些条约的具体内容。
条约的制定是一个漫长、复杂且包含多个步骤的系统性工程。
- 识别议题: 第一步是确立需要通过条约解决的议题。这可能是一个需要共同解决的问题,例如臭氧层消耗、航行自由或保护南极洲等;也可能是为了解决某种潜在的争端,例如在国家间存在贸易壁垒时,最终希望达到消除这些贸易壁垒的境地。
- 谈判磋商: 随后是谈判(Negotiation: 利益相关国就条约内容及具体文本进行商讨的过程)阶段。在这一阶段,利益相关国家将决定条约的条款,即条约的具体文本内容。一旦各方就存在需要解决的议题达成共识,谈判就会启动。期间可能会产生关于谁应该参与谈判的争议:这究竟是一个需要全球普遍参与的议题,还是仅仅是一个地区性议题?在加拿大,内阁负责授权启动这一进程,而外交部长负责代表加方谈判国际条约。在实践中,根据条约涉及的主题,其他部门也会在加拿大全球事务部(Global Affairs Canada)的监督下开展具体谈判。内阁负责任命谈判代表并为谈判提供指导方针。
- 文本签署: 一旦条约谈判达成,各国将签署文本,表明他们支持该协议的内容。在加拿大,总理和外交部长有权签署国际条约。协定文本签署后,不得再进行任何修改。
- 国内实施: 接下来是实施(Implementation: 将国际条约转化为国内法以确保履约的立法过程)步骤。这意味着条约必须在加拿大法律中得到体现。实施立法有时分散在不同类型的国内立法中。有些主题可能属于省管辖权,有些则属于联邦管辖权,因此这可能会非常复杂。在某些情况下,这涉及修改现有的国内法以使其与条约保持一致,或者制定一部全新的法律。但也有些时候,条约内容已经体现在加拿大的国内法中,此时则无需采取进一步行动。
- 正式批准: 接下来就是批准(Ratification: 国家正式接受条约约束的法律程序)阶段。批准是指内阁通过该条约,从而使该条约对国家具有法律约束力,意味着该国必须遵守该条约。当条约被加拿大批准,即加拿大选择加入并约束自身时,该条约在国际法下便对加拿大具有了约束力。
- 条约生效: 最后一步是条约在约定的日期生效。这发生在所有缔约方都批准该条约之后。从那天起,各国必须遵守协定的条款。
Original English Source
The second major source of international law are treaties, agreements, or conventions with official names and titles. These can be negotiated bilaterally, meaning between two countries, or multilaterally, meaning between several countries. Sometimes, multilateral agreements are negotiated through organizations such as the United Nations. In fact, one of many jobs the UN does is to keep a library or collection of treaties, and that's so everyone knows which countries signed which treaties and what those treaties say. Okay, so, how are treaties made? That is a long, complicated, multi-step process. And the first step is finding an issue that needs to be sorted out through a treaty. It could be a common problem to solve, let's say ozone depletion, or freedom of navigation, or protecting Antarctica, you name it. Or it could be settling some kind of a potential dispute, if countries have trade barriers, for example, and eventually, they want to arrive at a place where those trade barriers are removed. So, the first thing is to identify the issue. Then, comes negotiation. This is the part where interested countries decide what goes into the treaties, literally what the text of the treaty will be. Once there is agreement that there is an issue, negotiations will be launched. Issues might arise as to who should participate in these negotiations. Is this something that requires universal involvement or is it only a regional issue? Here in Canada, cabinet authorizes the start of this process and the Minister of Foreign Affairs is responsible for negotiating international treaties on our behalf. Well, that's the case on paper at least. In practice, other departments also carry out negotiations, depending on what the treaty is about, with the supervision of Global Affairs Canada. Cabinet is responsible for appointing negotiators and giving them guidelines for negotiations. Once a treaty is negotiated, countries will sign it, showing they support the text of the agreement. The Prime Minister and the Minister of Foreign Affairs have the power to sign international treaties for Canada. No more changes should be made to the text of an agreement after it's signed. Now, what comes next is a step called implementation. What that means is that treaties must be reflected in Canadian law. You will find implementing legislation sometimes scattered over different types of domestic legislation. Sometimes, some of the subject matter might be provincial jurisdiction, some of it might be federal jurisdiction, so it can be quite complicated. In some cases, that involves either changing existing domestic law to make it consistent with a treaty or creating a brand new law. But sometimes, a treaty is already reflected in domestic Canadian law, in which case, no further action is needed. That would take us to the next step: ratification. Ratification is when cabinet approves the treaty, and that makes it legally binding on a country, meaning a country is obligated to follow it. When a treaty is ratified by Canada, when Canada opts in and binds itself, then that treaty is binding on Canada under international law. The last step is a treaty coming into force on an agreed-upon day. That happens after all parties have ratified it. Countries have to abide by the terms of the agreement from that day forward.
协定重构实证:北美自贸协定的更迭与生效
为了更清晰地理解这一复杂流程,我们可以参考**《加美墨协定》(CUSMA: Canada-United States-Mexico Agreement)的实际案例。它是《北美自由贸易协定》**(NAFTA: North American Free Trade Agreement)的继任者。NAFTA 早在1994年1月1日便已生效。然而在2016年,时任美国总统候选人唐纳德·特朗普抨击该协定是“有史以来签署过的最糟糕的贸易协定”。他极力主张,这部当时已有20多年历史的条约必须重新谈判。
NAFTA 的重组谈判于2017年8月16日正式启动。加拿大的谈判团队由时任外交部长克里斯蒂亚·弗里兰率领。经过数月艰苦的谈判,美、加、墨三国最终于2018年11月30日正式签署了新协议。
签署之后,这部新条约 CUSMA 在加拿大国内进入了实施立法阶段。一项名为《加美墨协定实施法案》的法案完成了首次宣读并付印。该实施法案于2020年3月13日正式在议会通过。随后,加拿大官方在几周后批准了 CUSMA,该条约最终于2020年7月1日正式生效,其有效期被设定至2036年。此外,该条约允许各缔约国在协定到期前重新进行谈判,而这将会使整个条约制定流程重新循环开始。
Original English Source
Okay, so, we outlined the steps. Now, let's take a look at an example. Like CUSMA - the Canada-United States-Mexico Agreement. It's the successor to NAFTA, the North American Free Trade Agreement. NAFTA came into force on January 1st, 1994. In 2016, then US presidential candidate Donald Trump called the agreement... The worst trade deal maybe ever signed anywhere. He argued that the treaty, which, at that point, was over 20 years old, needed to be renegotiated, and negotiations for NAFTA's replacement began on August 16, 2017. Canada's team was led by then Minister of Foreign Affairs, Chrystia Freeland. And after months of negotiations, all three countries signed the agreement on November 30, 2018. Let's go. Let's go. Let's go. The new treaty, CUSMA, needed implementation legislation here at home. A bill entitled "An Act to Implement the Agreement between Canada, the United States of America and the United Mexican States" be now read a first time and be printed. That bill passed on March 13, 2020. Canada officially ratified CUSMA a few weeks later, and the treaty finally came into force on July 1st, 2020, with an expiration date set to 2036. The treaty also allows the countries to renegotiate the deal before it expires, which would start this process all over again.
📌 文中提及的人物和组织
公司/组织: United Nations