AI驱动研究时代的挑战与人类的审计角色
在人工智能(AI)已显著自动化研究工作的当前阶段,人类面临着新的角色定位:成为“审计者”。这意味着要增加AI协同的难度,阻止其秘密串通、控制服务器、提取信息。我们的关键在于设计可验证的实验,以验证AI在阻止不良行为(如AI试图绕过人类监管)方面的有效性。之所以对人类有机会应对这一局面持相对乐观态度,原因有二:一是我们正从较弱的AI系统入手,随着AI能力增强,若不良动机在训练后期才出现,我们可能已有足够能力利用AI辅助来加强对抗性样本、提升AI检测器的鲁棒性,并揭示AI的“奖励劫持”(Reward Hacking)倾向和动机;二是即使早期系统出现不良动机,若我们能及时检测并找到规避方法,依然能取得胜利。
Original English
in in this incredibly scary late period
when AI has really automated research
humans do this uh this function of like
auditing uh making it more difficult for
the AIS to conspire together and root
the servers take over the process and
extract information from them within the
set of things that we can verify like
experiments where we can see oh yeah
this works at stopping an AI trained to
get a fast one past human Raiders
the reasons why I think we actually have
such a a relatively good chance of
handling that um are
twofold so one is has we approach that
kind of AI capability we're we're
approaching that from weaker systems if
the really bad uh sorts of uh
motivations develop relatively later in
the training process at least with all
our counter measures
then by that time we may have plenty uh
of ability to extract AI assistance on
further strengthening the quality of our
adversarial examples the strength of our
neural eye detectors the experiments
that we can use to reveal and elicit and
distinguish between different kinds of
reward hacking Tendencies and
motivations so yeah we may have system
that have just not developed bad
motivations in the first place and be
able to use them a
lot um in developing the incrementally
better systems in a safe way and we may
be able to even if some of the early
systems do develop these bad motivations
if we're able to detect that an
experiment and find a way uh to get away
from that then we can win even if these
sort of hostile motivations develop
early
AI的增量贡献与智能爆炸的反馈回路
将上述乐观因素与AI的潜在“第二道救赎”(second saving throw)相结合——即,即使早期AI系统产生不良动机,我们也能通过AI协助来解决剩余的对齐问题,例如提升神经网络眼动检测器(Neural Eye Detectors)的性能,速度甚至可能超过AI用于破坏的计算时间。这种“多汁”的AI能力,在于它能提供可观察、可验证的输出。例如,我们可以设计一个气隙计算机(Air-gapped Computer),让AI尝试进行“根目录攻击”(root the environment)并显示“蓝香蕉”(blue banana)——即使我们无法完全理解其利用的漏洞,看到结果也表明AI成功了。这种丰富的经验反馈(rich empirical feedback)能帮助我们识别AI的最佳努力,尤其是在AI的贡献开始显著增长(contributing significantly),甚至比人类研究员的贡献更大时。当AI能够将人类研究员的生产力提升50%到100%时,我们就能看到AI推动的软件创新(software Innovation),如发明Transformer模型、发现Chinchilla 缩放定律(Chinchilla scaling),或者优化计算如FlashAttention。AI无需自动化AI研究的全部过程,只需自动化部分,就能因其成本低廉(cheap)而产生海量应用。人类水平AI的出现标志着智能爆炸(intelligence explosion)的开始,而这一过程需要一个反馈循环(feedback loop),AI的贡献开始等同于甚至超越人类研究员。
Original English
when I combine the possibility
that we get relatively lucky on the
motivations of the earlier AI systems
systems strong enough that we can use
for some alignment research tasks and
then the possibility of getting that
later with AI assistance that we can't
trust fully where we have to have hard
power constraints and a number of things
to prevent them from doing this takeover
uh it still seems plausible we can get a
second saving throw where we're able to
extract work from these AIS on solving
the remaining problems of alignment of
things like neural ey detectors faster
than they can contribute in their spare
time
uh to the project of overthrowing
humanity hacking their servers and
removing the hard power and so if we
wind up in the situation where the AIS
are misaligned and then we need to
uncover those motivations change them
and align them then we get a very scary
situation for us um
because we might we need to do this
stuff very quickly we may fail but it's
a second chance where our work is just
evaluating outputs that the AI are
delivering having the hard power uh and
supervision to keep them from
successfully rooting the servers doing a
takeover during this process and have
them finish the alignment task that we
sadly failed uh to invest enough or
succeed in doing beforehand the
incredibly juicy ability that we have um
working with the AIS is
that we can have as an invaluable
outcome that we can see and
tell whether they got a fast one p past
us on an identifiable situation we can
have here's an air gap computer you get
control of the keyboard you can input
commands can you root the
environment uh and make a blue banana
appear on the screen even if if we train
the AI to do that and it succeeds we see
the blue banana we know we know it
worked even if we did not not understand
and would not have detected the
particular exploit that it used to do it
this can give us a rich empirical
feedback where we're able to identify
things that are even uh an AI using its
best efforts uh to get past our
interpretability Methods at what point
would it be the case that the AI is
contributing significantly in the sense
that it would almost be the equivalent
of having additional researchers to AI
progress and softare the thing to look
for uh is when is it the case that the
the contributions from AI are starting
to uh become as large or larger as the
contributions uh from humans so like uh
when this is boosting their effective
productivity by 50 or 100% And you like
if you then go from you eight month
doubling time say for Effective compute
from software Innovation things like
like inventing the Transformer or
discovering chinchilla scaling and do it
in your training runs more optimally or
creating flash attention it doesn't have
to have been able to automate everything
involved in the process of AI research
it can be it's automated a bunch of
things and then those are being done in
extreme profusion because any I think a
thing that a AI can do you have it done
much more often because it's so
cheap uh and so it's not a threshold of
this is human level AI it can do
everything a human can do with no
weaknesses in any area it's that even
with its
weaknesses it's able to bump up the
performance tens of millions of
gpus each is doing the work of maybe 40
maybe more uh of these kind of existing
workers this like going from a Workforce
of tens of thousands to hundreds of
Millions you immediately make all kinds
of discoveries then you immediately
develop all sorts of tremendous
Technologies so human level AI is deep
deep into an intelligence explosion the
intelligence explosion has to start with
something weaker than that yep yep yep
what is the point of which that feedback
loop starts where you can even you're
not just doing the 05% increase in
productivity that a sort of AI tool
might do but is actually the equivalent
of a researcher or close to it so so I
think maybe a way uh to look at it is to
give some illustrative examples of like
the kinds of capabilities that you might
see what we'll we'll have is intense
application of the ways in which AIS
have
advantages partly offsetting their
weaknesses and so AIS are cheap we can
call a lot of them uh to do many small
problems uh and so you'll have
situations where you have Dumber AIS
that are deployed thousands of times uh
to equal say one human
worker uh and they'll be doing things
like um these voting algorithms where
you with an llm you generate a bunch of
different responses uh and take a
majority vote among them that improves
performance sum uh you'll have things
like the uh alphao kind of approach um
where you use the neural net to do
search uh and you go deeper with the
search by plowing in more compute which
helps to offset the inefficiency and
weaknesses of the model on its own uh
you'll do things that would just be
totally impractical um for humans
because of the sheer number of steps and
so an example of that would be designing
synthetic training data uh so humans do
not learn by just going into the library
and opening books at random Pages um
it's actually much much more efficient
uh to have things like schools and
classes uh where they teach you things
in a an order that makes sense that's
focusing on the skills that are more
valuable to learn uh they give you tests
and exam they're designed to try and
elicit the skill they're actually trying
to teach um and right now we don't
bother with that because we can hoover
up more data from the internet we're
getting towards the end of that but yeah
as the AIS get more sophisticated
they'll be better able to tell uh what
is uh a useful kind of skill to practice
and to generate that and we've done that
in other areas so
alphao the original Al version of alphao
was booted up with data from Human
goplay uh and then improved uh with
reinforcement learning and mon Carlo
research uh but then Alpha zero with a
somewhat more sophisticated model uh
benefited from some some other
improvements um but was able to go from
scratch uh and it generated its own data
through
self-play uh so which getting data of a
higher quality than the human data
because there are no human players that
good uh available in the data set and
also a curriculum so that at any given
point it was playing games against an
opponent of equal skill itself uh and so
it was always in an area when it was
easy to learn if you're if you're just
always losing no matter what you do or
always winning no matter what you do
it's hard to distinguish
uh which things are better and which are
worse and when we have somewhat more
sophisticated AIS that can generate
training data and tasks for themselves
for example if the AI can generate a lot
of unit tests and then can try and
produce programs that pass those unit
tests uh then The Interpreter is
providing a training signal and the the
AI can get good at figuring out what's
the kind of programming problem that is
hard for AIS right now that will develop
more of the skills that I
need uh and then do them and now you're
not gonna have you know employees at
open AI right like a billion programming
problems that's just not going to happen
uh but you are going to have AIS given
the task of producing the enormous
number of programming challenges
AI驱动的科研加速机制与范式转变
AI不仅能协助解决复杂的对齐问题,还在加速科学研究方面展现出巨大潜力。AI能够通过多种方式提升效率:首先,大量廉价AI的部署,例如成千上万次调用AI来执行诸如投票算法(voting algorithms)之类的任务,或通过大型语言模型(LLM)生成响应并进行多数投票,从而提升性能。其次,借鉴AlphaGo/AlphaZero的模式,利用神经网络进行搜索,并通过投入更多计算资源来加深搜索,以弥补模型本身的低效率和弱点。一个关键的应用是设计合成训练数据(designing synthetic training data)。与人类通过学校和课程系统学习不同,AI可以生成有序、聚焦关键技能的训练任务和测试,如AlphaZero从零开始,通过自我对弈(self-play)生成比人类数据质量更高、包含课程学习体系的训练数据。它能通过生成大量单元测试,并让AI尝试编写能通过这些测试的程序,从而获得由解释器(Interpreter)提供的训练信号。AI还能识别当前对AI而言棘手的编程问题,从而促进自身所需技能的发展。这种能力并非是要取代OpenAI等机构中的人类员工来解决数十亿个编程问题,而是将AI作为生成海量编程挑战的任务执行者,推动整个AI研究生态的指数级进步。
Original English
so yeah we may have system
that have just not developed bad
motivations in the first place and be
able to use them a
lot um in developing the incrementally
better systems in a safe way and we may
be able to even if some of the early
systems do develop these bad motivations
if we're able to detect that an
experiment and find a way uh to get away
from that then we can win even if these
sort of hostile motivations develop
early when I combine the possibility
that we get relatively lucky on the
motivations of the earlier AI systems
systems strong enough that we can use
for some alignment research tasks and
then the possibility of getting that
later with AI assistance that we can't
trust fully where we have to have hard
power constraints and a number of things
to prevent them from doing this takeover
uh it still seems plausible we can get a
second saving throw where we're able to
extract work from these AIS on solving
the remaining problems of alignment of
things like neural ey detectors faster
than they can contribute in their spare
time
uh to the project of overthrowing
humanity hacking their servers and
removing the hard power and so if we
wind up in the situation where the AIS
are misaligned and then we need to
uncover those motivations change them
and align them then we get a very scary
situation for us um
because we might we need to do this
stuff very quickly we may fail but it's
a second chance where our work is just
evaluating outputs that the AI are
delivering having the hard power uh and
supervision to keep them from
successfully rooting the servers doing a
takeover during this process and have
them finish the alignment task that we
sadly failed uh to invest enough or
succeed in doing beforehand the
incredibly juicy ability that we have um
working with the AIS is
that we can have as an invaluable
outcome that we can see and
tell whether they got a fast one p past
us on an identifiable situation we can
have here's an air gap computer you get
control of the keyboard you can input
commands can you root the
environment uh and make a blue banana
appear on the screen even if if we train
the AI to do that and it succeeds we see
the blue banana we know we know it
worked even if we did not not understand
and would not have detected the
particular exploit that it used to do it
this can give us a rich empirical
feedback where we're able to identify
things that are even uh an AI using its
best efforts uh to get past our
interpretability Methods at what point
would it be the case that the AI is
contributing significantly in the sense
that it would almost be the equivalent
of having additional researchers to AI
progress and softare the thing to look
for uh is when is it the case that the
the contributions from AI are starting
to uh become as large or larger as the
contributions uh from humans so like uh
when this is boosting their effective
productivity by 50 or 100% And you like
if you then go from you eight month
doubling time say for Effective compute
from software Innovation things like
like inventing the Transformer or
discovering chinchilla scaling and do it
in your training runs more optimally or
creating flash attention it doesn't have
to have been able to automate everything
involved in the process of AI research
it can be it's automated a bunch of
things and then those are being done in
extreme profusion because any I think a
thing that a AI can do you have it done
much more often because it's so
cheap uh and so it's not a threshold of
this is human level AI it can do
everything a human can do with no
weaknesses in any area it's that even
with its
weaknesses it's able to bump up the
performance tens of millions of
gpus each is doing the work of maybe 40
maybe more uh of these kind of existing
workers this like going from a Workforce
of tens of thousands to hundreds of
Millions you immediately make all kinds
of discoveries then you immediately
develop all sorts of tremendous
Technologies so human level AI is deep
deep into an intelligence explosion the
intelligence explosion has to start with
something weaker than that yep yep yep
what is the point of which that feedback
loop starts where you can even you're
not just doing the 05% increase in
productivity that a sort of AI tool
might do but is actually the equivalent
of a researcher or close to it so so I
think maybe a way uh to look at it is to
give some illustrative examples of like
the kinds of capabilities that you might
see what we'll we'll have is intense
application of the ways in which AIS
have
advantages partly offsetting their
weaknesses and so AIS are cheap we can
call a lot of them uh to do many small
problems uh and so you'll have
situations where you have Dumber AIS
that are deployed thousands of times uh
to equal say one human
worker uh and they'll be doing things
like um these voting algorithms where
you with an llm you generate a bunch of
different responses uh and take a
majority vote among them that improves
performance sum uh you'll have things
like the uh alphao kind of approach um
where you use the neural net to do
search uh and you go deeper with the
search by plowing in more compute which
helps to offset the inefficiency and
weaknesses of the model on its own uh
you'll do things that would just be
totally impractical um for humans
because of the sheer number of steps and
so an example of that would be designing
synthetic training data uh so humans do
not learn by just going into the library
and opening books at random Pages um
it's actually much much more efficient
uh to have things like schools and
classes uh where they teach you things
in a an order that makes sense that's
focusing on the skills that are more
valuable to learn uh they give you tests
and exam they're designed to try and
elicit the skill they're actually trying
to teach um and right now we don't
bother with that because we can hoover
up more data from the internet we're
getting towards the end of that but yeah
as the AIS get more sophisticated
they'll be better able to tell uh what
is uh a useful kind of skill to practice
and to generate that and we've done that
in other areas so
alphao the original Al version of alphao
was booted up with data from Human
goplay uh and then improved uh with
reinforcement learning and mon Carlo
research uh but then Alpha zero with a
somewhat more sophisticated model uh
benefited from some some other
improvements um but was able to go from
scratch uh and it generated its own data
through
self-play uh so which getting data of a
higher quality than the human data
because there are no human players that
good uh available in the data set and
also a curriculum so that at any given
point it was playing games against an
opponent of equal skill itself uh and so
it was always in an area when it was
easy to learn if you're if you're just
always losing no matter what you do or
always winning no matter what you do
it's hard to distinguish
uh which things are better and which are
worse and when we have somewhat more
sophisticated AIS that can generate
training data and tasks for themselves
for example if the AI can generate a lot
of unit tests and then can try and
produce programs that pass those unit
tests uh then The Interpreter is
providing a training signal and the the
AI can get good at figuring out what's
the kind of programming problem that is
hard for AIS right now that will develop
more of the skills that I
need uh and then do them and now you're
not gonna have you know employees at
open AI right like a billion programming
problems that's just not going to happen
uh but you are going to have AIS given
the task of producing the enormous
number of programming challenges
📌 文中提及的人物和组织
公司/组织: OpenAI