旋转体的奇异行为:贾尼别科夫效应、网球拍定理与地球自转之谜 veritasium 2019-09-19

旋转体的奇异行为:贾尼别科夫效应

你现在看到的就是著名的贾尼别科夫效应(Dzhanibekov effect),它也被称为网球拍定理(tennis racket theorem)或中间轴定理(intermediate axis theorem)。

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What you are looking at is known as the Dzhanibekov effect or the tennis racket theorem or the intermediate axis theorem but we'll get to that

你可能之前已经看过类似的片段,但本视频将提供关于这种效应如何运作的最佳直观解释,至少这是我的目标。

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Now you may have seen clips like this one before, but in this video I will provide the best intuitive explanation of how this effect works or, at least, that's my goal.

这个故事涉及一位可以说是健在的最伟大的数学家、苏联时代的秘密以及世界末日。

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Now it involves arguably the best mathematician alive, Soviet era secrets, and the end of the world

历史起源:苏联秘密与网球拍定理

1985年,宇航员(cosmonaut: 俄罗斯/苏联的太空旅行者)弗拉基米尔·贾尼别科夫(Vladimir Dzhanibekov)的任务是拯救完全瘫痪的苏联礼炮7号(Salyut 7: 苏联空间站)空间站。

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So in 1985, cosmonaut Vladimir Dzhanibekov was tasked with saving the Soviet space station Salyut 7 which had completely shut down

这次任务极具戏剧性,以至于俄罗斯人在2017年以此为题材拍摄了一部电影。

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The mission was so dramatic that the Russians made a movie out of it in 2017

在成功拯救空间站后,贾尼别科夫打开了从地球运来的补给品,这些补给品用蝶形螺母(wing-nut: 一种带翼状手柄的螺母,便于手动拧紧和松开)固定着。

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and after rescuing the space station, Dzhanibekov unpacked supplies sent up from Earth which were locked down with a wing-nut

当蝶形螺母从螺栓上旋下时,他注意到了一些奇怪的现象:蝶形螺母在短时间内保持了其方向,然后翻转了180度。

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and as the wing-nut spun off the bolt, he noticed something strange: the wing-nut maintained its orientation for a short time, and then it flipped, 180 degrees.

他继续观察,几秒钟后它又翻转了回来,并以规律的间隔持续来回翻转。

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And as he kept watching, it flipped back a few seconds later and it continued flipping back and forth at regular intervals

这种运动并非由施加在蝶形螺母上的力或扭矩(torques: 使物体旋转的力)引起,因为根本没有施加任何力。

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this motion wasn't caused by forces or torques applied to the wing-nut: there were none.

然而它却一直在翻转。

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And yet it kept flipping

这是一个奇怪且反直觉的现象,俄罗斯人对此保密了十年。

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It was a strange and counterintuitive phenomenon One that the Russians kept secret for 10 years

为什么要保密呢?这就是我们将要揭示的。

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Why the secrecy? Well that is what we're gonna find out

六年后的1991年,一篇题为《扭曲的网球拍》(The Twisting Tennis Racket)的论文发表在《动力学与微分方程杂志》(Journal of Dynamics and Differential Equations)上。

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6 years later in 1991 a paper was published in the Journal of Dynamics and Differential Equations called, "The Twisting Tennis Racket"

尽管它与贾尼别科夫效应相关,但其中当然没有提及这个秘密效应。

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and although it was related, it of course makes no mention of the secret Dzhanibekov effect

这篇论文指出,如果你将网球拍面向自己,然后像这样将其抛向空中,它不仅会按你预期的方向旋转,还会围绕穿过拍柄的轴线旋转半圈。

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the paper says if you hold a tennis racket facing you, and then flip it in the air like this, it not only rotates the way you intend it to, it also makes a half turn around an axis that passes through its handle

因此,当你接住它时,原来面向你的一面将背向你。

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so the side that was originally facing you will be facing away when you catch it

旋转体的基本原理

为了理解这一点,我们需要了解一些基本知识。

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Now to understand this we need to go through some basics

一个网球拍可以通过其三个主轴(principal axes: 物体旋转时,通过质心且转动惯量为极值的三个相互垂直的轴)进行三种方式的旋转。

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Like there are three ways spent a tennis racket about its three principal axes

第一种是围绕穿过拍柄的轴线旋转,就像这样。

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the first is about an axis that runs through the handle, like this

第二种是我们之前旋转的方式,围绕一条平行于拍头的轴线。

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the second is the way we were spinning it before with an axis that runs parallel to the head of the racket

第三种是围绕一条垂直于拍头的轴线。

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and the third is about an axis that runs perpendicular to the head of the racket

围绕其中一些轴线旋转网球拍比围绕其他轴线更容易。

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now it's easier to spin the racket around some of these axes than others

也就是说,在给定相同扭矩的情况下,你会获得更大的角速度(angular velocity: 描述物体旋转快慢的物理量)。

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That is, you get more angular velocity for a given amount of torque

围绕第一个轴线旋转网球拍最容易,它会转得非常快。

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It's easiest to spend the racket around this first axis it gets going really fast

这是因为质量分布更靠近这个轴线,而不是其他任何轴线。

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and that is because the mass is distributed closer to this axis than to any of the others

我们称在这种旋转方向下,它的转动惯量(moment of inertia: 衡量物体抵抗角加速度能力的物理量)最小。

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we say its moment of inertia is the smallest when spinning in this orientation

围绕第三个轴线旋转时,转动惯量最大,因此球拍旋转得相当慢。

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spinning about the third axis has the greatest moment of inertia and so the racket gets spinning pretty slowly

这是因为质量分布尽可能远离这个轴线,所以这是最大转动惯量轴。

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and that's because this mass is distributed as far from this axis as possible so this is the maximum moment of inertia axis

你会注意到,围绕这些轴线的旋转是稳定的。

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Now what you'll notice with spins about these axes, is that they're stable

当你尝试围绕第一个或第三个轴线旋转时,不会发生围绕其他任何轴线的旋转。

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There's no rotation happening about any of the other axes when you try to rotate around the first or third axes

但是,围绕第二个轴线,即中间轴(intermediate axis: 三个主轴中转动惯量介于最大和最小之间的轴)旋转时,转动惯量介于其他两个轴之间,这时你就会看到这种半圈翻转现象,而且几乎无法阻止它。

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But rotating about the second axis, the intermediate axis, where the moment of inertia is in between the other two Well that is where you get this half twist, and there's virtually nothing you can do to stop it

当然,这不仅仅发生在网球拍上。

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and it's not just tennis rackets of course

我以前用手机做过这个实验,也用带孔的圆盘做过。

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I've done this before with cell phones and with a disc with a hole in it

我把这个圆盘带到溜冰场和零重力飞机上。

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I took this disc on an ice rink and in a zero g plane

我对中间轴定理一直很着迷。

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I have been obsessed with the intermediate axis theorem

要使中间轴效应发挥作用,你需要一个物体,其三个主轴具有三个不同的转动惯量。

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and what you need to make the intermediate access effect work is an object that has three different moments of inertia about its three principal axes

当然,并非所有物体都如此。

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and well that's not every object

例如,这个旋转的环只有两个不同的转动惯量。

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this object, for example, a spinning ring has only two different moments of inertia

像那样的旋转,以及像这样的旋转。

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For rotation like that, and then rotations like this

旋转物体不是我的专长。

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spinning things is not a specialty

哇,我觉得它应该是——像那样的旋转。那正是我要找的。

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Wow, I feel like it should be-- rotations like that. That's the one I was looking for

任何具有球对称性的物体都只有一个转动惯量,所以这些物体不会表现出网球拍定理。

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Anything with spherical symmetry has only one moment of inertia, so these objects will not demonstrate the tennis racket theorem

为此,你需要一个所谓的非对称陀螺(asymmetric top: 具有三个不同主转动惯量的刚体),即其三个不同主轴具有三个不同转动惯量的物体。

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for that you need what's called an asymmetric top something with three different moments of inertia in its three different principal axes

网球拍论文声称,这种翻转现象似乎是新发现的,在经典力学(classical mechanics: 描述宏观物体运动的物理学分支)的一般教材中没有提及,在他们查阅的其他资料中也没有。

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now the tennis racket paper claims, the twisting phenomenon seems to be new it is not mentioned in general texts on classical mechanics amongst other sources that they've checked

但实际上,它甚至在他们引用的教材——朗道和栗弗席兹(Landau and Lifschitz: 著名物理学教材《理论物理学教程》的作者)中就有提及。

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but it is actually It's even in the textbook they've cited -- Landau and Lifschitz

事实上,对中间轴定理的理解至少可以追溯到一百五十年前,路易·庞索(Louis Poinsot)的著作《旋转体新理论》(The New Theory of Rotating Bodies)。

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In fact, an understanding of the intermediate axis theorem goes back at least another a hundred and fifty years to a book called "The New Theory of Rotating Bodies" by Louis Poinsot

所以这是古老的物理学。

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So this is old physics

但在太空中,这种现象看起来像是新发现。

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but in space, the phenomenon looks like something new

微重力(microgravity: 极低重力环境,如空间站内)环境下,这种效应比网球拍的半圈翻转要显著得多。

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in microgravity, the effects are just so much more striking than a half twist of a tennis racket

社交媒体上不时会出现这些视频,伴随着狂热的问题:“这是真的吗?”“发生了什么?”“它是如何运作的?”

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and it random intervals on social media, these videos crop up to frenzied questions of, "Is this real?" and "What's going on?", "How does this work?"

已经制作了许多模拟和动画,但如果你真的想理解发生了什么,大多数人会求助于数学。

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well a number of simulations and animations have been made but if you really want to understand what's happening, most people resort to the math.

包括我过去也是如此。

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Including me in the past.

数学确实有点复杂,而且数学内容非常多。

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well the mathematics is kind of complicated and boy is there a lot of math

有一个故事讲的是一位学生问著名物理学家理查德·费曼(Richard Feynman: 20世纪最伟大的物理学家之一,以其对量子电动力学的贡献和卓越的教学能力闻名),是否有任何直观的方法来理解中间轴定理。

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there's this story of a student who asked famous physicist Richard Feynman if there was any intuitive way of understanding the intermediate axis theorem

据故事说,他仔细而深入地思考了十到十五秒,然后说:“不。”

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and as the story goes he thought about it carefully and deeply for ten or fifteen seconds, and then said.. "No."

中间轴定理的直观解释

本视频的目标就是证明费曼错了,提供中间轴定理的直观解释。

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Well the goal of this video is to prove Feynman wrong To provide an intuitive explanation of the intermediate axis theorem

但这个解释并非我原创,它实际上来自一位在世的最伟大的数学家之一——陶哲轩(Terry Tao: 华裔澳大利亚数学家,2006年菲尔兹奖得主,被誉为“数学界的莫扎特”)。

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but the explanation is not mine it actually comes from one of the greatest living mathematicians, Terry Tao.

他曾获得菲尔兹奖(Fields Medal: 被认为是数学界的最高荣誉之一)以及许多其他奖项。

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He has won the Fields Medal amongst a host of other awards

为了这个视频,我曾邀请他接受采访,但他谢绝了,因为他正忙于解决百年未解的数学难题。

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and for this video I actually asked him for an interview but he declined because he's busy solving centuries-old math problems

所以,你知道,这很公平。

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so, you know, fair enough.

但这没关系,因为我们有他2011年在数学问答社区(Math Overflow: 一个面向数学研究者的在线问答平台)上发布的解释,内容如下。

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But that's okay, because we have the explanation he posted to Math Overflow in 2011 and it goes like this

想象我们有一个薄的、刚性的、无质量的圆盘,其中心位于我们的坐标系原点。

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Imagine we have a thin rigid massless disc centered in our coordinate system.

现在,在圆盘沿X轴(x-axis: 水平坐标轴)的两端添加一些重点质量(point masses: 理想化的、质量集中于一点的物体)。

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Now add some heavy point masses to opposite edges of the disks on the x-axis

尽管它们是点质量,我还是会在它们周围放置一些大方块,以提醒我们它们具有显著的质量。

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Even though they're point masses, I'll put some large cubes around them to remind us of their significant mass

然后,在圆盘沿Y轴(y-axis: 垂直坐标轴)的两端添加一些轻点质量。

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Then, add some light point masses on opposite edges of the disc on the y-axis

现在,这个圆盘的三个主轴具有三个不同的转动惯量。

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now this disc has three different moments of inertia about its three principal axes

围绕X轴旋转时,转动惯量最小,因为只有轻质量在移动。

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Rotating around the x-axis has the smallest moment of inertia, since only the light masses are moving

围绕Z轴(z-axis: 垂直于X-Y平面的坐标轴)旋转时,转动惯量最大,因为所有四个质量都在旋转。

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Rotating about the z axis has the greatest moment of inertia, since all four masses are going around

而围绕Y轴旋转时,转动惯量居中。

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and rotating about the y axis has the intermediate moment of inertia

像这样旋转时,圆盘中唯一的力是向心力(centripetal forces: 使物体沿曲线运动并指向圆心方向的力),它使大质量加速向中心移动。

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rotating like this, the only forces in the disc are centripetal forces which accelerate the big masses towards the center

这使得它们保持匀速圆周运动(uniform circular motion: 速度大小不变,方向不断变化的圆周运动)。

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this keeps them turning in uniform circular motion

那么,如果我们改变参考系(reference frames: 描述物体运动时所选定的坐标系)呢?

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now what if we change reference frames

也就是说,现在我们随圆盘一起旋转。

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so now we're rotating with the disc?

那么我们就会看到离心力(centrifugal forces: 在旋转参考系中,物体有远离旋转轴趋势的假想力)出现。

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well then we see centrifugal forces appear.

通常我不喜欢谈论离心力,因为如果你在惯性参考系(inertial frames of reference: 牛顿第一定律成立的参考系)中分析事物,你永远不必处理它们。

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Normally I don't like talking about centrifugal forces, because well if you analyze things in inertial frames of reference, you never have to deal with them

但是,如果你在一个旋转的参考系中,那么离心力确实会在分析中出现,将任何质量推离旋转轴。

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But, if you're in a rotating frame of reference, then centrifugal forces do appear in the analysis pushing any masses away from the rotation axis

这些力与它们到轴线的距离成正比。

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and those forces are proportional to their distance from the axis

在这个例子中,就是Y轴。

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In this case, the y axis

所以在这里,小质量上没有离心力,因为它们正好位于Y轴上。

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So here there is no centrifugal force on the small masses because they're located right on the y axis

因此,唯一的离心力作用于大质量向外。

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so the only centrifugal force acts on the big masses outwards

这与向内推的向心力相平衡。

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and that's balanced by the centripetal forces pushing inwards

这都很好,但如果圆盘被撞了一下,不再完美地围绕Y轴旋转呢?

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now this is all fine and good, but what if the disc is bumped so that it's no longer rotating perfectly about the y axis?

那么现在小质量将受到一些离心力,与其到Y轴的距离成正比。

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well now the small masses will experience some centrifugal force proportional to their distance from the y axis

圆盘内部的张力确保这些小质量与大质量保持正交(orthogonal: 垂直或相互独立)。

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tension forces within the disc ensure that these small masses remain orthogonal to the big masses

由于大质量仍大致在与之前相同的位置旋转,具有很大的惯性,它们会限制小质量或多或少地位于Y-Z平面内。

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and since the big masses are still spinning in roughly the same positions as they were before, with lots of inertia they constrain the small masses to lie more or less in the y-z plane

这些小质量上的微小离心力开始加速它们,随着质量离Y轴越来越远,这些力变得越来越大。

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the little centrifugal forces on these small masses start accelerating them and those forces get bigger as the masses move further and further from the y axis

它们会持续加速,直到翻转到对侧。

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and they keep accelerating until they flip onto opposite sides

在这次翻转的前半部分,离心力加速小质量,但在后半部分,离心力减慢质量,逆转了之前所有的加速。

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now for the first half of this flip the centrifugal forces are accelerating the small masses, but in the second half the centrifugal forces slow the masses down, Reversing all the previous acceleration

这样它们基本上在到达对侧时停止。

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so that they basically come to rest when they reach the opposite side

然后这个模式无限期地重复,圆盘以规律的间隔来回翻转。

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the pattern then repeats indefinitely with the disc flipping back and forth at regular intervals

这就是对中间轴定理(或网球拍定理,或贾尼别科夫效应,或你喜欢称呼它的任何名字)的直观解释。

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and there you have it-- an intuitive explanation for the intermediate axis theorem or tennis racket theorem, or Dzhanibekov effect, or whatever you want to call it

地球会翻转吗?稳定性的物理学

那么,如果这是公认的经典物理学,为什么苏联人要保密十年呢?

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so if this is well established classical physics why did the Soviets make it classified for ten years?

可能是因为贾尼别科夫在观察到蝶形螺母的奇怪行为后所做的事情。

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well possibly because of what Dzhanibekov did after observing the strange behavior of the wing-nut

他将一团橡皮泥或塑料泥附着在上面,然后尝试旋转它。

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he attached a ball of modeling clay or plasticine to it and tried spinning that

果然,他发现就像蝶形螺母一样,这个球也会周期性地翻转。

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And sure enough, he found that just like the wing-nut, this ball flipped over periodically

这意味着,既然地球是太空中一个旋转的球体,它也可能翻转。

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and the implication was that maybe since the Earth is a spinning ball in space, it too could flip over

我们知道地球的磁极过去曾发生过反转,那么这是否与此相关呢?

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I mean we know the Earth's magnetic poles have reversed in the past so could this be related?

2012年,随着玛雅人关于世界末日的预言,关于贾尼别科夫效应的猜测对一些阴谋论者和媒体人士来说具有不可抗拒的吸引力。

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In 2012 with the Mayan prophecies of the end of the world, speculation about the Dzhanibekov effect proved irresistible for some conspiracy theorists and people in the media

此外,2012年5月13日,俄罗斯联邦航天局(RusCosmos)的官方网站发表了一篇文章,纪念贾尼别科夫70岁生日。

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Plus on May 13th 2012, the official site of the Russian federal space agency, RusCosmos, posted an article in honor of Dzhanibekov's 70th birthday

文中提到,贾尼别科夫的旋转螺母引起了科学界特定一部分人的惊愕和同时存在的危险感。

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and in it they said, the spinning nut of Dzhanibekov caused astonishment and simultaneous danger to a certain part of the scientific world

有人提出了一个假说,认为我们的星球在轨道运动过程中,也可能发生同样的翻转。

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a hypothesis was proposed that our planet, in the course of its orbital motion, can execute the same overturn

那么,我们如何评估这个假说的有效性呢?

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So, how do we assess the validity of this hypothesis?

我的意思是,地球真的会翻转吗?

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I mean, is the earth actually going to flip over?

我们可以从宇航员唐·佩蒂特(Don Pettit)在空间站上进行的简单实验中得到一些线索。

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well we can get some clues from simple experiments performed by astronaut Don Pettit aboard the space station

他展示了一本书会像我们预期的那样,围绕其第一个或第三个轴稳定旋转。

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he shows that a book will spin stably about its first or third axis just as we'd expect

一个实心圆柱体也会围绕其第一个或第三个轴稳定旋转。

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and a solid cylinder will also spin stably around its first or third axis

但一个装满液体的圆柱体围绕第一个轴(即转动惯量最小的轴)旋转时,它是不稳定的。

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but a liquid filled cylinder spinning about the first axis-- that's the one with the smallest moment of inertia, it's unstable

它最终会围绕其转动惯量最大的轴旋转。

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and it'll end up rotating about its axis with the largest moment of inertia

这是为什么呢?

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Why is this?

对于一个在太空中旋转的孤立物体,你可能会认为它的角动量(angular momentum: 衡量物体旋转运动惯性的物理量)和动能(kinetic energy: 物体因运动而具有的能量)都将保持不变。

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For an isolated object spinning in space, you'd probably think both its angular momentum and its kinetic energy would be constant

但这只对了一半。

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but, that's only half true.

角动量保持不变,但动能可以转化为其他形式的能量,比如热能。

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angular momentum stays constant, but kinetic energy can be converted into other forms of energy, like heat

所以,在这种情况下,当液体在内部晃动时,能量可以耗散。

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So, in this case, as the liquid's sloshing around inside, the energy can be dissipated

围绕转动惯量最小的轴旋转,也意味着以最大的动能旋转。

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and spinning about the axis with the smallest moment of inertia also means spinning with the greatest kinetic energy

随着这种动能的耗散,圆柱体别无选择,只能围绕实现最小动能的轴旋转。

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and as this kinetic energy is dissipated, the cylinder has no other option but to spin about the axis that achieves the minimum kinetic energy

而这个轴就是转动惯量最大的轴。

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and that is the one with the largest moment of inertia,

所以当它翻转旋转时,对于给定量的角动量,以最大转动惯量旋转是最低能量状态。

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so when it's rotating end-over-end for a given amount of angular momentum then, rotating with the maximum moment of inertia is the lowest energy state

因此,如果物体有任何方式耗散能量,所有物体都将趋向于这种状态。

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so that is the state that all bodies will tend towards if they have any way of dissipating their energy

美国在他们的第一颗卫星——探索者1号(Explorer 1: 美国第一颗成功发射的地球卫星)上,以艰难的方式学到了这一点。

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the u.s. learned this the hard way with their first satellite-- the Explorer one

它被设计成围绕其长轴旋转并实现自旋稳定(spin stabilized: 通过旋转来保持姿态稳定)。

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it was designed to spin about its long axis and be spin stabilized

但在进入轨道几小时内,它就开始翻转旋转。

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but within hours of achieving orbit it was rotating end over end

但是,发生了什么?它看起来像一个刚性圆柱体。

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But, what happened? I mean it seems like a rigid cylinder

问题在于这些柔性天线,它们在来回摆动时允许卫星耗散能量,逐渐降低卫星的动能。

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Well the problem was these flexible antennas they allowed the satellite to dissipate energy as they swung back and forth gradually reducing the kinetic energy of the satellite

直到它不得不围绕使其转动惯量最大的轴旋转。

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until it had to rotate by the axis that maximized its moment of inertia

地球也正是如此。

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Now the earth is just like this.

它有内部耗散能量的方式,所以随着时间的推移,它已经围绕转动惯量最大的轴旋转。

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It has ways of dissipating energy internally, So over time it has come to spin about the axis with maximum moment of inertia

大多数天体也是如此。

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and most astronomical objects do the same.

例如,火星有一个质量集中或主要的重力异常,称为塔尔西斯隆起(Tharsis Rise: 火星上一个巨大的火山高原,是太阳系中最大的火山区之一)。

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Mars for example has a mass concentration or major positive gravity anomaly called the Tharsis Rise

它并非巧合地位于赤道(equator: 行星表面与自转轴垂直的大圆),因为这使其尽可能远离旋转轴。

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and it is located, not coincidentally, at the equator because that puts it as far as possible from the axis of rotation

并确保火星以最大转动惯量旋转。

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and ensures that Mars is rotating with the maximum moment of inertia

大多数小行星(asteroids: 太阳系中围绕太阳公转的小型天体),远非围绕随机轴旋转,它们几乎都围绕转动惯量最大的轴旋转。

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Most asteroids, far from rotating about random axes, They spin, almost all of them around the axis with the maximum moment of inertia

所以地球不会翻转。

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So the Earth won't flip.

它围绕转动惯量最大的轴旋转,这是稳定的。

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It's spinning about the axis with the maximum moment of inertia And that is stable.

赞助商信息

本视频的这一部分由LastPass(密码管理器)赞助。

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Hey this part of the video is sponsored by LastPass

如果你得知地球不会翻转而感到松了一口气,那么想想如果你不再需要记住所有密码,你会感到多么轻松。

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If you were relieved to learn that the Earth is not going to flip over, think about the relief you'd feel if you no longer had to remember all of your passwords

LastPass可以为你做到这一点。

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LastPass can do that for you

LastPass提供无限的密码存储和免费的跨设备同步(cross-device sync: 数据在不同设备间自动保持一致)。

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LastPass has unlimited password storage and free cross-device sync

这意味着它可以在网站、iOS或Android应用程序以及移动网站上自动填充用户名和密码。

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this means it autofills usernames and passwords on websites, or on iOS or Android apps and mobile sites

你余生都不必再记住另一个密码。

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you don't have to remember another password for the rest of your life

这意味着不再会被账户锁定,不再需要重置密码,这样你就可以将大脑用于它真正应该做的事情。

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That means no more getting locked out of accounts no more password resets, so you can use your brain for what it's really meant for

是的,理解中间轴定理,而不是存储随机的字符串。

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yeah understanding the intermediate axis theorem, not storing random strings of characters

这也意味着你可以停止对所有事物使用相同的密码,这非常重要,因为它使你的账户更加安全。

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It also means you can stop using this same password for everything that's really important because it makes your accounts much more secure

所以,使用LastPass让你的密码自动运行。

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so put your passwords on autopilot with LastPass

点击下方链接了解更多信息。

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click the link below to find out more

感谢LastPass对Veritasium(YouTube科普频道)的支持。

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and thanks to LastPass for supporting Veritasium

📌 文中提及的人物和组织